STOCK TITAN

Roblox (RBLX) director Anthony Lee reports planned insider stock sales

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Roblox Corp director Anthony P. Lee reported multiple sales of Class A common stock on January 2, 2026, made under a prearranged Rule 10b5-1 trading plan adopted on November 15, 2024. The transactions involved several blocks of shares sold at weighted average prices ranging from about $78.84 to $81.78 per share, with specific reported averages such as $79.2448, $80.2232 and $81.5217. After these sales, the filing shows large indirect holdings, including 6,263,331 shares held through the Fallen Leaf Revocable Trust where Lee is trustee, additional indirect holdings in trusts for his son and daughter, and 870,351 shares held by Fallen Leaf LLC - Sub Fund No. 1 where he is managing member. Lee disclaims beneficial ownership beyond his pecuniary interest in the trust and LLC entities.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee Anthony P

(Last) (First) (Middle)
C/O ROBLOX CORPORATION
3150 SOUTH DELAWARE STREET

(Street)
SAN MATEO CA 94403

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Roblox Corp [ RBLX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 01/02/2026 S(1) 23,804 D $79.2448(2) 6,290,267 I See footnote(3)
Class A Common Stock 01/02/2026 S(1) 19,404 D $80.2232(4) 6,270,863 I See footnote(3)
Class A Common Stock 01/02/2026 S(1) 7,532 D $81.5217(5) 6,263,331 I See footnote(3)
Class A Common Stock 01/02/2026 S(1) 1,926 D $79.2439(2) 259,462 I See footnote(6)
Class A Common Stock 01/02/2026 S(1) 1,585 D $80.223(4) 257,877 I See footnote(6)
Class A Common Stock 01/02/2026 S(1) 619 D $81.521(5) 257,258 I See footnote(6)
Class A Common Stock 01/02/2026 S(1) 1,933 D $79.2446(2) 259,455 I See footnote(7)
Class A Common Stock 01/02/2026 S(1) 1,583 D $80.2224(4) 257,872 I See footnote(7)
Class A Common Stock 01/02/2026 S(1) 614 D $81.5212(5) 257,258 I See footnote(7)
Class A Common Stock 870,351 I See footnote(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2024.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.84 to $79.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.
3. These shares are held directly by Fallen Leaf Revocable Trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of the shares except to the extent if his pecuniary interest therein.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.865 to $80.76, inclusive.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.00 to $81.78, inclusive.
6. These shares are held directly by a trust for the son of the reporting person, for which the reporting person serves as co-trustee.
7. These shares are held directly by a trust for the daughter of the reporting person, for which the reporting person serves as co-trustee.
8. These shares are held directly by Fallen Leaf LLC - Sub Fund No. 1 for which the reporting person serves as managing member. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
/s/ Anthony P. Lee 01/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider reporting this Form 4 for Roblox Corp (RBLX)?

The reporting person is Anthony P. Lee, who is identified as a director of Roblox Corp and signs the form as "/s/ Anthony P. Lee."

What did Anthony P. Lee do with Roblox (RBLX) shares on January 2, 2026?

On January 2, 2026, Anthony P. Lee reported multiple sales of Class A common stock of Roblox Corp, coded as "S" transactions in Table I, indicating sales of shares.

Were the Roblox (RBLX) insider sales made under a Rule 10b5-1 trading plan?

Yes. The explanation states that the sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2024.

At what prices were Anthony P. Lee’s Roblox (RBLX) shares sold?

The filing reports weighted average prices, including $79.2448, $80.2232, and $81.5217 per share. Footnotes note that the actual sale prices ranged from $78.84 to $81.78 across multiple transactions.

How many Roblox (RBLX) shares does Anthony P. Lee still hold indirectly after the reported sales?

After the reported transactions, Table I shows 6,263,331 shares indirectly held through the Fallen Leaf Revocable Trust, additional indirect holdings in family trusts for his son and daughter, and 870,351 shares held by Fallen Leaf LLC - Sub Fund No. 1.

How are Anthony P. Lee’s Roblox (RBLX) holdings structured?

The filing indicates that shares are held indirectly through the Fallen Leaf Revocable Trust (where he is trustee), separate trusts for his son and daughter (where he is co-trustee), and Fallen Leaf LLC - Sub Fund No. 1 (where he is managing member. He disclaims beneficial ownership beyond his pecuniary interest.

What do the weighted average price footnotes mean in this Roblox (RBLX) Form 4?

The footnotes explain that each reported price in Column 4 is a weighted average price for multiple trades within a range (for example, from $78.84 to $79.81 or from $81.00 to $81.78). The reporting person undertakes to provide full trade details upon request.

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42.80B
631.50M
Electronic Gaming & Multimedia
Services-prepackaged Software
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United States
SAN MATEO