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RBLX insider files Form 4: Rule 10b5-1 sales disclosed

Filing Impact
(Very High)
Filing Sentiment
(Very Negative)
Form Type
4

Rhea-AI Filing Summary

Roblox Corp (RBLX) — Form 4 insider transaction

A company director reported multiple open‑market sales of Class A common stock on 11/04/2025, coded “S,” executed pursuant to a Rule 10b5‑1 trading plan adopted on November 15, 2024. The filing lists weighted‑average sale prices across disclosed ranges: $102.65–$103.64, $103.675–$104.67, and $104.68–$105.54, with the reporting person undertaking to provide detailed price‑by‑trade information upon request.

Holdings are reported as indirect through several entities, including Fallen Leaf Revocable Trust (trustee), a trust for the son (co‑trustee), a trust for the daughter (co‑trustee), and Fallen Leaf LLC – Sub Fund No. 1 (managing member). The filing also lists 870,351 shares held indirectly via Fallen Leaf LLC – Sub Fund No. 1.

Positive

  • None.

Negative

  • None.

Insights

Routine 10b5-1 plan sales at disclosed ranges; neutral impact.

The director reported open‑market sales of Roblox Class A shares on 11/04/2025 under a pre‑adopted Rule 10b5‑1 plan dated November 15, 2024. Transactions are coded “S,” indicating sales. Prices are presented as weighted averages with stated ranges, and the reporter offers trade‑level details upon request.

Indirect ownership is through multiple entities, including revocable and family trusts and Fallen Leaf LLC – Sub Fund No. 1. One line shows 870,351 shares held by the LLC. The filing documents activity and current indirect holdings; actual market impact depends on holder decisions.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee Anthony P

(Last) (First) (Middle)
C/O ROBLOX CORPORATION
3150 SOUTH DELAWARE STREET

(Street)
SAN MATEO CA 94403

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Roblox Corp [ RBLX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/04/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 11/04/2025 S(1) 19,261 D $103.2409(2) 6,488,330 I See footnote(3)
Class A Common Stock 11/04/2025 S(1) 25,329 D $104.1578(4) 6,463,001 I See footnote(3)
Class A Common Stock 11/04/2025 S(1) 12,170 D $105.2238(5) 6,450,831 I See Footnotes(3)
Class A Common Stock 11/04/2025 S(1) 1,573 D $103.2391(2) 269,055 I See footnote(6)
Class A Common Stock 11/04/2025 S(1) 2,056 D $104.1575(4) 266,999 I See footnote(6)
Class A Common Stock 11/04/2025 S(1) 991 D $105.2236(5) 266,008 I See Footnotes(6)
Class A Common Stock 11/04/2025 S(1) 1,573 D $103.2393(2) 269,055 I See footnote(7)
Class A Common Stock 11/04/2025 S(1) 2,058 D $104.1568(4) 266,997 I See footnote(7)
Class A Common Stock 11/04/2025 S(1) 989 D $105.2236(5) 266,008 I See footnote(7)
Class A Common Stock 870,351 I See footnote(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2024.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.65 to $103.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.
3. These shares are held directly by Fallen Leaf Revocable Trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of the shares except to the extent if his pecuniary interest therein.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.675 to $104.67, inclusive.
5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.68 to $105.54, inclusive.
6. These shares are held directly by a trust for the son of the reporting person, for which the reporting person serves as co-trustee.
7. These shares are held directly by a trust for the daughter of the reporting person, for which the reporting person serves as co-trustee.
8. These shares are held directly by Fallen Leaf LLC - Sub Fund No. 1 for which the reporting person serves as managing member. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
/s/ Anthony P. Lee 11/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Roblox (RBLX) disclose in this Form 4?

A director reported multiple open‑market sales of Class A common stock on 11/04/2025 under a Rule 10b5‑1 trading plan.

Was the trading under a 10b5-1 plan for RBLX?

Yes. The sales were effected under a Rule 10b5‑1 plan adopted on November 15, 2024.

What price ranges were reported for the RBLX share sales?

Weighted‑average prices fell within $102.65–$103.64, $103.675–$104.67, and $104.68–$105.54.

How were the Roblox insider’s shares held after the transactions?

Indirectly through multiple entities, including Fallen Leaf Revocable Trust, family trusts, and Fallen Leaf LLC – Sub Fund No. 1.

How many RBLX shares are listed under Fallen Leaf LLC – Sub Fund No. 1?

The filing shows 870,351 shares held indirectly via Fallen Leaf LLC – Sub Fund No. 1.

What transaction code appears on the Form 4 for RBLX?

The transactions are coded “S”, indicating open‑market or private sales.
Roblox Corp

NYSE:RBLX

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RBLX Stock Data

39.99B
632.08M
Electronic Gaming & Multimedia
Services-prepackaged Software
Link
United States
SAN MATEO