STOCK TITAN

[Form 4] Roblox Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Gregory Baszucki, a director of Roblox Corporation (RBLX), reported a transaction dated 08/20/2025 in which 1,125 shares of Class A Common Stock that vested as RSUs were not received as stock but were exchanged for 1,125 shares of phantom stock under the issuer's deferred compensation plan. The filing records the disposition of 1,125 shares of Class A common stock at a reported price of $0 because the shares were converted to phantom stock upon vesting.

Following the reported transaction, the Form 4 shows the Reporting Person directly beneficially owns 12,596 shares and indirectly holds larger positions through trusts and an IRA totaling 11,096,744 shares across several accounts listed in the filing. The phantom shares become payable in a lump sum upon separation from service.

Gregory Baszucki, amministratore di Roblox Corporation (RBLX), ha registrato una transazione datata 20/08/2025 in cui 1.125 azioni di Classe A Common Stock maturate come RSU non sono state percepite come azioni ma convertite in 1.125 azioni fantasma nell'ambito del piano di compensazione differita dell'emittente. La segnalazione indica la disposizione di 1.125 azioni di Classe A a un prezzo riportato di $0 poiché le azioni sono state convertite in azioni fantasma al momento della maturazione.

A seguito della transazione segnalata, il Modulo 4 (Form 4) mostra che la Persona Segnalante possiede direttamente 12.596 azioni e detiene indirettamente posizioni maggiori tramite trust e un IRA per un totale di 11.096.744 azioni distribuite su diversi conti elencati nella segnalazione. Le azioni fantasma saranno pagabili in un'unica soluzione al momento della separazione dal servizio.

Gregory Baszucki, director de Roblox Corporation (RBLX), informó una transacción con fecha 20/08/2025 en la que 1.125 acciones de Clase A Common Stock que se consolidaron como RSU no se recibieron como acciones sino que se intercambiaron por 1.125 acciones fantasma en el marco del plan de compensación diferida del emisor. La presentación registra la enajenación de 1.125 acciones de Clase A a un precio informado de $0 porque las acciones se convirtieron en acciones fantasma al consolidarse.

Tras la transacción informada, el Formulario 4 (Form 4) muestra que la Persona que informa posee directamente 12.596 acciones y mantiene participaciones indirectas mayores a través de fideicomisos y una IRA que suman 11.096.744 acciones repartidas en varias cuentas listadas en la presentación. Las acciones fantasma se pagarán en un único pago al separarse del servicio.

그레고리 바즈주키, Roblox Corporation (RBLX) 이사,는 2025-08-20자 거래를 신고했으며 이 거래에서 RSU로 지급된 1,125주 클래스 A 보통주는 실제 주식으로 수령되지 않고 발행사의 이연보상 플랜에 따라 1,125주 팬텀 스톡(가상주식)으로 교환되었습니다. 해당 제출서는 주식이 성취 시 팬텀 스톡으로 전환되었기 때문에 보고 가격이 $0로 기재된 채로 1,125주 클래스 A 보통주의 처분을 기록하고 있습니다.

신고된 거래 이후, Form 4 신고서에는 신고인이 직접적으로 12,596주를 보유하고 있으며 신탁(trust)과 IRA를 통해 간접적으로 더 큰 규모의 지분을 보유하여 여러 계정에 걸쳐 합계 11,096,744주를 소유하고 있는 것으로 나타납니다. 팬텀 주식은 퇴직 또는 서비스 종료 시 일시금으로 지급됩니다.

Gregory Baszucki, administrateur de Roblox Corporation (RBLX), a déclaré une opération datée du 20/08/2025 dans laquelle 1 125 actions de Class A Common Stock arrivées à échéance en tant que RSU n'ont pas été reçues sous forme d'actions mais ont été échangées contre 1 125 actions fantômes dans le cadre du régime de rémunération différée de l'émetteur. Le dépôt enregistre la cession de 1 125 actions de classe A à un prix déclaré de 0 $ car les actions ont été converties en actions fantômes au moment de la levée des restrictions.

À la suite de l'opération déclarée, le Formulaire 4 (Form 4) indique que la personne déclarante possède directement 12 596 actions et détient indirectement des positions plus importantes via des trusts et un IRA totalisant 11 096 744 actions réparties sur plusieurs comptes figurant dans la déclaration. Les actions fantômes seront payables en une somme forfaitaire lors de la cessation de service.

Gregory Baszucki, Direktor von Roblox Corporation (RBLX), meldete eine Transaktion vom 20.08.2025, bei der 1.125 Aktien der Class A Common Stock, die als RSU vesteten, nicht als Aktien ausgegeben, sondern im Rahmen des aufgeschobenen Vergütungsplans des Emittenten in 1.125 Phantomaktien umgewandelt wurden. Die Einreichung verzeichnet die Veräußerung von 1.125 Class-A-Aktien zu einem angegebenen Preis von $0, da die Aktien beim Vesting in Phantomaktien umgewandelt wurden.

Nach der gemeldeten Transaktion zeigt das Formular 4 (Form 4), dass die meldende Person direkt 12.596 Aktien besitzt und indirekt über Trusts und ein IRA größere Positionen hält, die sich auf insgesamt 11.096.744 Aktien über mehrere in der Einreichung aufgeführte Konten summieren. Die Phantomaktien werden bei Beendigung des Dienstverhältnisses in einer Pauschalzahlung fällig.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine executive deferred-compensation election; no cash proceeds and no change in voting economic exposure noted in the filing.

The report documents an administrative conversion of vested RSUs to phantom stock under the companys deferred compensation plan rather than a sale. This is typically a non-cash, election-driven transaction that preserves a deferred economic interest payable on separation. The filing identifies indirect ownership through multiple trusts and an IRA, which is standard for estate and wealth-planning structures and does not by itself indicate a change in control or a liquidity event.

TL;DR: Form 4 properly discloses a zero-price disposition tied to a deferral; reporting appears complete for the listed positions.

The Form 4 discloses the disposition code and explanatory footnotes including the swap of vested RSUs for phantom stock and the payment terms (lump sum upon separation). The signature by an attorney-in-fact is provided. All classes and amounts listed in Table I and II reconcile to the explanation. There are no indications of additional derivative exercises, cash sales, or market transactions in this filing.

Gregory Baszucki, amministratore di Roblox Corporation (RBLX), ha registrato una transazione datata 20/08/2025 in cui 1.125 azioni di Classe A Common Stock maturate come RSU non sono state percepite come azioni ma convertite in 1.125 azioni fantasma nell'ambito del piano di compensazione differita dell'emittente. La segnalazione indica la disposizione di 1.125 azioni di Classe A a un prezzo riportato di $0 poiché le azioni sono state convertite in azioni fantasma al momento della maturazione.

A seguito della transazione segnalata, il Modulo 4 (Form 4) mostra che la Persona Segnalante possiede direttamente 12.596 azioni e detiene indirettamente posizioni maggiori tramite trust e un IRA per un totale di 11.096.744 azioni distribuite su diversi conti elencati nella segnalazione. Le azioni fantasma saranno pagabili in un'unica soluzione al momento della separazione dal servizio.

Gregory Baszucki, director de Roblox Corporation (RBLX), informó una transacción con fecha 20/08/2025 en la que 1.125 acciones de Clase A Common Stock que se consolidaron como RSU no se recibieron como acciones sino que se intercambiaron por 1.125 acciones fantasma en el marco del plan de compensación diferida del emisor. La presentación registra la enajenación de 1.125 acciones de Clase A a un precio informado de $0 porque las acciones se convirtieron en acciones fantasma al consolidarse.

Tras la transacción informada, el Formulario 4 (Form 4) muestra que la Persona que informa posee directamente 12.596 acciones y mantiene participaciones indirectas mayores a través de fideicomisos y una IRA que suman 11.096.744 acciones repartidas en varias cuentas listadas en la presentación. Las acciones fantasma se pagarán en un único pago al separarse del servicio.

그레고리 바즈주키, Roblox Corporation (RBLX) 이사,는 2025-08-20자 거래를 신고했으며 이 거래에서 RSU로 지급된 1,125주 클래스 A 보통주는 실제 주식으로 수령되지 않고 발행사의 이연보상 플랜에 따라 1,125주 팬텀 스톡(가상주식)으로 교환되었습니다. 해당 제출서는 주식이 성취 시 팬텀 스톡으로 전환되었기 때문에 보고 가격이 $0로 기재된 채로 1,125주 클래스 A 보통주의 처분을 기록하고 있습니다.

신고된 거래 이후, Form 4 신고서에는 신고인이 직접적으로 12,596주를 보유하고 있으며 신탁(trust)과 IRA를 통해 간접적으로 더 큰 규모의 지분을 보유하여 여러 계정에 걸쳐 합계 11,096,744주를 소유하고 있는 것으로 나타납니다. 팬텀 주식은 퇴직 또는 서비스 종료 시 일시금으로 지급됩니다.

Gregory Baszucki, administrateur de Roblox Corporation (RBLX), a déclaré une opération datée du 20/08/2025 dans laquelle 1 125 actions de Class A Common Stock arrivées à échéance en tant que RSU n'ont pas été reçues sous forme d'actions mais ont été échangées contre 1 125 actions fantômes dans le cadre du régime de rémunération différée de l'émetteur. Le dépôt enregistre la cession de 1 125 actions de classe A à un prix déclaré de 0 $ car les actions ont été converties en actions fantômes au moment de la levée des restrictions.

À la suite de l'opération déclarée, le Formulaire 4 (Form 4) indique que la personne déclarante possède directement 12 596 actions et détient indirectement des positions plus importantes via des trusts et un IRA totalisant 11 096 744 actions réparties sur plusieurs comptes figurant dans la déclaration. Les actions fantômes seront payables en une somme forfaitaire lors de la cessation de service.

Gregory Baszucki, Direktor von Roblox Corporation (RBLX), meldete eine Transaktion vom 20.08.2025, bei der 1.125 Aktien der Class A Common Stock, die als RSU vesteten, nicht als Aktien ausgegeben, sondern im Rahmen des aufgeschobenen Vergütungsplans des Emittenten in 1.125 Phantomaktien umgewandelt wurden. Die Einreichung verzeichnet die Veräußerung von 1.125 Class-A-Aktien zu einem angegebenen Preis von $0, da die Aktien beim Vesting in Phantomaktien umgewandelt wurden.

Nach der gemeldeten Transaktion zeigt das Formular 4 (Form 4), dass die meldende Person direkt 12.596 Aktien besitzt und indirekt über Trusts und ein IRA größere Positionen hält, die sich auf insgesamt 11.096.744 Aktien über mehrere in der Einreichung aufgeführte Konten summieren. Die Phantomaktien werden bei Beendigung des Dienstverhältnisses in einer Pauschalzahlung fällig.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Baszucki Gregory

(Last) (First) (Middle)
C/O ROBLOX CORPORATION
3150 S. DELAWARE ST.

(Street)
SAN MATEO CA 94403

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Roblox Corp [ RBLX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/20/2025 J(1) 1,125 D $0(1) 12,596(1)(2) D
Class A Common Stock 9,038,744 I See Footnotes(3)
Class A Common Stock 869,250 I See Footnotes(4)
Class A Common Stock 869,250 I See Footnotes(5)
Class A Common Stock 1,319,500 I See Footnotes(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock (7) 08/20/2025 J(1) 1,125 (8) (8) Class A Common Stock 1,125 (1) 14,841 D
Explanation of Responses:
1. In connection with the vesting on August 20, 2025, of Restricted Stock Units ("RSUs") previously granted to the Reporting Person, the Reporting Person's receipt of 1,125 shares of Class A Common Stock was deferred, resulting in the Reporting Person's receipt instead of 1,125 shares of phantom stock pursuant to the Issuer's deferred compensation plan. The Reporting Person is therefore reporting the disposition of 1,125 shares of Class A Common Stock in exchange for an equal number of shares of phantom stock.
2. A portion of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
3. These shares are held of record by the Greg and Christina Baszucki Living Trust dtd 08/18/2006 of which the Reporting Person serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the shares held by the Trust.
4. These shares are held directly by the Morningstar Dynasty Trust dtd 11/13/2020 of which Bessemer Trust Company of DE, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the shares held by the Trust.
5. These shares are held directly by the Crossbow Dynasty Trust dtd 11/13/2020 of which Bessemer Trust Company of DE, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the shares held by the Trust.
6. These shares are held directly under a Roth IRA account for the Reporting Person (formerly known as the PENSCO Trust Co).
7. Each share of phantom stock represents a right to receive one share of Class A Common Stock.
8. The phantom stock becomes payable in one lump sum payment upon separation from service.
Remarks:
/s/ Mark Reinstra Attorney-in-Fact for Gregory Baszucki 08/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Gregory Baszucki report on Form 4 for RBLX?

The Form 4 reports a 08/20/2025 disposition of 1,125 Class A shares that were exchanged for 1,125 shares of phantom stock under the issuers deferred compensation plan.

Why was the price listed as $0 on the Form 4?

The price is $0 because the vested RSUs were not sold for cash but were deferred and converted into phantom stock in connection with the companys deferred compensation plan.

How many shares does Baszucki beneficially own after the transaction?

The filing shows 12,596 shares beneficially owned directly after the transaction, plus indirect holdings reported in trusts and an IRA totaling 11,096,744 across the accounts listed.

When do the phantom shares become payable?

The filing states the phantom stock becomes payable in one lump sum payment upon separation from service.

Who signed the Form 4 on behalf of Gregory Baszucki?

The Form 4 was signed by Mark Reinstra, Attorney-in-Fact for Gregory Baszucki on 08/22/2025.
Roblox Corp

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