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Anthony P. Lee files Form 4 disclosing 6.62M direct Roblox shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Anthony P. Lee, a director of Roblox Corporation (RBLX), filed a Form 4 reporting changes in beneficial ownership with a transaction dated 08/07/2025. The filing lists a transaction coded G for Class A Common Stock that shows 50,000 shares at a price of $0. The record shows 6,621,111 Class A shares listed under direct ownership following the reported transaction and additional indirect holdings of 870,351, 279,868, and 279,868 shares as shown in the filing.

Footnotes state these indirect holdings are held by Fallen Leaf Revocable Trust (reporting person is trustee), Fallen Leaf LLC - Sub Fund No. 1 (reporting person is managing member), and separate trusts for the reporting person’s son and daughter (reporting person is co-trustee). The form is signed and dated 08/08/2025.

Positive

  • Significant director ownership disclosed: Direct beneficial ownership of 6,621,111 Class A shares is reported, indicating substantial insider stake.
  • Clear footnote disclosure: Indirect holdings are itemized and attributed to trusts and an LLC with the reporting person's specified roles (trustee/co-trustee/managing member).

Negative

  • None.

Insights

TL;DR: Routine Form 4 discloses a transaction coded 'G' and substantial director ownership; no derivative transactions reported.

The filing by Anthony P. Lee documents a non-derivative transaction dated 08/07/2025 coded 'G' for Class A Common Stock showing 50,000 shares at $0 and reports direct beneficial ownership of 6,621,111 shares. The filing also discloses indirect holdings of 870,351; 279,868; and 279,868 shares, detailed in footnotes attributing those shares to specific trusts and an LLC. No derivative securities are listed in Table II. For investors, the record is a disclosure of insider holdings rather than a market-moving sale or purchase.

TL;DR: Disclosure is clear about direct and indirect holdings; footnotes identify trustee and managing-member relationships.

The Form 4 identifies the reporting person as a director and lists the nature of indirect beneficial ownership in footnotes: Fallen Leaf Revocable Trust (reporting person is trustee), Fallen Leaf LLC - Sub Fund No. 1 (reporting person is managing member), and two family trusts for which he serves as co-trustee. The filing is signed 08/08/2025. The submission contains no amendments or derivative activity and follows standard Section 16 reporting format.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lee Anthony P

(Last) (First) (Middle)
C/O ROBLOX CORPORATION
3150 SOUTH DELAWARE STREET

(Street)
SAN MATEO CA 94403

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Roblox Corp [ RBLX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/07/2025 G 50,000 D $0 6,621,111 I See footnote(1)
Class A Common Stock 870,351 I See footnote(2)
Class A Common Stock 279,868 I See footnote(3)
Class A Common Stock 279,868 I See footnote(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares are held directly by Fallen Leaf Revocable Trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of the shares except to the extent if his pecuniary interest therein.
2. These shares are held directly by Fallen Leaf LLC - Sub Fund No. 1 for which the reporting person serves as managing member. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
3. These shares are held directly by a trust for the son of the reporting person, for which the reporting person serves as co-trustee.
4. These shares are held directly by a trust for the daughter of the reporting person, for which the reporting person serves as co-trustee.
/s/ Anthony P. Lee 08/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Anthony P. Lee report on the Form 4 for RBLX?

Transaction dated 08/07/2025 coded G for Class A Common Stock showing 50,000 shares at a price of $0 as reported on the Form 4.

How many Roblox (RBLX) shares does Anthony P. Lee report directly owning?

6,621,111 Class A shares are listed as directly beneficially owned following the reported transaction.

What indirect holdings does the Form 4 list for Anthony P. Lee?

The filing shows indirect holdings of 870,351, 279,868, and 279,868 Class A shares with footnotes describing the legal holders.

Who holds the indirect shares according to the Form 4 footnotes?

Footnotes state the shares are held by Fallen Leaf Revocable Trust (reporting person is trustee), Fallen Leaf LLC - Sub Fund No. 1 (reporting person is managing member), and trusts for the reporting person’s son and daughter (reporting person is co-trustee).

Are there any derivative securities reported by Anthony P. Lee in this filing?

No derivative securities are listed in Table II of the Form 4.

When was the Form 4 signed by Anthony P. Lee?

The Form 4 is signed by /s/ Anthony P. Lee and dated 08/08/2025.
Roblox Corp

NYSE:RBLX

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RBLX Stock Data

65.09B
625.83M
4.57%
84.19%
2.57%
Electronic Gaming & Multimedia
Services-prepackaged Software
Link
United States
SAN MATEO