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Rubrik Inc SEC Filings

RBRK NYSE

Welcome to our dedicated page for Rubrik SEC filings (Ticker: RBRK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Overview of Rubrik Inc

Rubrik Inc is a data security and cyber resilience company that delivers advanced solutions designed to protect and preserve critical digital assets. Operating in the highly competitive cybersecurity and cloud data management sector, Rubrik addresses the growing challenges organizations face as they accelerate digital transformation and adopt cloud-first strategies. With a robust platform, Rubrik not only safeguards data but also ensures rapid recovery in the event of cyber incidents, providing enterprises the confidence to innovate and adapt.

Core Business and Solutions

The company specializes in integrating data protection with cyber recovery capabilities. Its technology enables organizations to fortify their cyber posture and maintain operational continuity by mitigating risks associated with data breaches and system outages. Rubrik's platform is architected to support multiple deployment models, which include on-premise solutions and cloud-based offerings, thereby aligning with a diverse range of organizational needs.

Operational Excellence and Technology Integration

Rubrik leverages state-of-the-art technologies to deliver a seamless and unified data management experience. The platform focuses on:

  • Data Protection: Ensuring that sensitive corporate data is securely backed up and readily available for restoration.
  • Cyber Recovery: Facilitating rapid system recovery and minimizing downtime by integrating cyber defense with recovery processes.
  • Cloud Agility: Enabling organizations to capitalize on cloud opportunities while safeguarding digital assets through scalable, secure solutions.

By combining these elements, Rubrik bolsters the ability of companies to achieve operational resilience and maintain competitive advantage in an era driven by digital innovation.

Market Position and Competitive Landscape

In a market where data breaches and cyber threats are ever-present risks, Rubrik distinguishes itself by offering a comprehensive suite of solutions tailored to address both data security and recovery. The company is positioned among other key players in cybersecurity and cloud data management, differentiating its offerings through the integration of cyber resilience and digital transformation support. While competitors might focus solely on backup or recovery, Rubrik’s dual approach provides a holistic safeguard that enhances confidence across an organization’s digital ecosystem.

Business Model and Revenue Streams

Rubrik operates on a business model that emphasizes recurring revenue through subscription-based services and licensing agreements. This model supports scalability and flexibility, enabling clients to adapt their protection needs as they grow and evolve. The emphasis on a cloud-first strategy positions the company to address diverse IT environments, spanning from traditional on-premise to modern hybrid architectures.

Technological Differentiators

Key attributes of Rubrik’s technology include:

  • Unified Data Management: Providing a single platform that integrates data backup, disaster recovery, and resilience, which is pivotal in today’s interconnected IT landscape.
  • Automation and Orchestration: Streamlining complex data processes and reducing manual intervention while ensuring robust security protocols.
  • Cloud-Native Capabilities: Facilitating smooth transitions to cloud environments while preserving data integrity and availability.

Industry Expertise and Resilience

Rubrik’s comprehensive approach to cyber resilience is underpinned by deep industry knowledge and technical expertise. Its solutions are built to meet the rigors of modern enterprise environments, addressing both proactive cybersecurity measures and reactive recovery strategies. By understanding the evolving nature of cyber threats and data management challenges, Rubrik provides tools that not only protect data but also empower organizations to leverage digital transformation as a competitive asset.

Customer-Centric Value Proposition

The company’s offerings cater to a wide spectrum of clients, from large multinational corporations to mid-sized enterprises. Clients benefit from Rubrik’s commitment to secure, agile, and efficient data management, which in turn enhances overall business agility and long-term operational stability. The emphasis on secure cloud integration means that organizations can confidently embark on digital innovation without compromising on data security.

Conclusion

Rubrik Inc stands as a significant force in the realm of data security and cyber resilience. Its integrated platform, underpinned by advanced technology and expert industry knowledge, provides robust solutions that align with the dynamic requirements of modern enterprises. By combining strong data protection with efficient cyber recovery strategies, Rubrik empowers organizations to navigate the complexities of digital transformation and cloud adoption without sacrificing security or performance.

Filing
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Lightspeed General Partner Select II, L.P., an officer, director, and 10% stockholder of Rubrik, has filed a Form 144 notice for the proposed sale of 660 Class A shares with an aggregate market value of $57,453.46 on the NYSE, planned for June 27, 2025.

The securities were originally acquired through a private placement from the issuer on January 27, 2014, with cash payment. The filing reveals previous trading activity through Lightspeed Management Company LLC, which sold 13,213 Class A shares on April 15, 2025, for gross proceeds of $832,177.20.

The sale will be executed through Merrill Lynch in San Francisco. With 123,563,326 shares outstanding, this transaction represents a minimal portion of Rubrik's total shares. The filing includes the standard representation that the seller has no knowledge of undisclosed material adverse information regarding Rubrik's operations.

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Filing
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Lightspeed General Partner IX, L.P., a 10% stockholder, director, and officer of Rubrik, has filed a Form 144 notice for the proposed sale of 32,396 Class A shares valued at $2,820,094.48 on the NYSE. The sale is scheduled for June 27, 2025, through Merrill Lynch.

Key details of the transaction:

  • The shares were originally acquired through private placement from the issuer on January 27, 2014
  • Current outstanding shares: 123,563,326
  • Previous sale: Lightspeed Management Company LLC sold 13,213 Class A shares on April 15, 2025, for $832,177.20

The filing was signed by Andrew Moley, confirming no knowledge of undisclosed material adverse information regarding Rubrik's operations. The seller has certified compliance with Rule 144 requirements for the proposed transaction.

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Rubrik Director and 10% Owner Ravi Mhatre reported multiple transactions and holdings in a Form 4 filing dated June 28, 2025. The key transaction was the acquisition of 2,702 restricted stock units (RSUs) on June 25, 2025, granted at $0 cost.

The RSUs vest in four equal installments on:

  • September 15, 2025
  • December 15, 2025
  • March 15, 2026
  • June 15, 2026

Following the transaction, Mhatre's holdings include:

  • 31,228 shares held directly
  • 250,101 shares through Mhatre Investments LP - Fund 2
  • 48,577 shares through Mhatre Investments LP - Fund 3
  • 649 shares through Mhatre 2011 Irrevocable Children's Trust
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Director Yvonne Wassenaar of Rubrik received a grant of 2,702 restricted stock units (RSUs) on June 25, 2025. The RSUs will vest in four equal installments according to the following schedule:

  • 25% vesting on September 15, 2025
  • 25% vesting on December 15, 2025
  • 25% vesting on March 15, 2026
  • 25% vesting on June 15, 2026

The RSUs were granted at a price of $0 and are subject to continuous service requirements. Following this transaction, Wassenaar directly owns 2,855 shares of Rubrik Class A Common Stock. The transaction was reported through Form 4 filing and executed by Larry Guo as attorney-in-fact on June 27, 2025.

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Rubrik Director Asheem Chandna reported changes in beneficial ownership through multiple transactions on June 25, 2025. The key transaction involved the acquisition of 2,702 restricted stock units (RSUs) of Class A Common Stock at $0 cost basis.

The RSUs will vest in four equal installments on:

  • September 15, 2025
  • December 15, 2025
  • March 15, 2026
  • June 15, 2026

Following the transactions, Chandna's holdings include:

  • 848,889 shares held directly
  • 6,972 shares held indirectly through the Chandna Children's Trust
  • 34,863 shares held indirectly through The Revocable Trust of Asheem Chandna and Aarti Chandna

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Form 4 filing overview

On June 27 2025 Rubrik, Inc. (RBRK) disclosed that director John W. Thompson received an equity award of 2,702 Class A common shares in the form of restricted stock units (RSUs) on June 25 2025 (transaction code “A”). The RSUs vest in four equal quarterly installments on 15 Sep 2025, 15 Dec 2025, 15 Mar 2026 and 15 Jun 2026, contingent upon Thompson’s continued board service.

After the grant, Thompson’s beneficial ownership comprises 2,702 shares held directly and 998 shares held indirectly through the John and Sandra Thompson Trust, for a total of 3,700 shares. No open-market purchase or sale occurred; the award carries a recorded price of $0 and does not involve derivative securities.

The filing represents routine director compensation, adds minimal dilution to Rubrik’s float and does not signal a directional view on the stock. No other insiders were affected, and no Rule 10b5-1 trading plan was noted.

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Rubrik, Inc. (RBRK) filed a Form 4 reporting an equity grant to director Richard Scott Herren on 25 June 2025. The filing shows the acquisition of 2,702 Class A common shares in the form of restricted stock units (RSUs) at a stated price of $0. Following the award, Herren’s direct beneficial ownership stands at 3,239 shares.

The RSUs vest in four equal quarterly installments: 15 Sep 2025, 15 Dec 2025, 15 Mar 2026, and 15 Jun 2026, contingent upon Herren’s continuous service to the company on each vesting date.

No sales, option exercises, or derivative security transactions were reported, and the filing does not reference any 10b5-1 trading plan. The disclosure represents routine director compensation and does not indicate any change in Rubrik’s operational outlook or capital structure.

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Rubrik, Inc. (RBRK) filed a Form 4 on 06/25/2025 detailing insider activity by director Mark D. McLaughlin. The filing discloses the award of 2,702 Class A common shares in the form of restricted stock units (RSUs) at an acquisition price of $0. The RSUs vest in four equal quarterly tranches on 09/15/2025, 12/15/2025, 03/15/2026 and 06/15/2026, conditioned on McLaughlin’s continued service on the board. Following the grant, the director’s beneficial ownership increases to 2,855 shares. No sales, option exercises, or other derivative transactions were reported, indicating that the activity is a routine equity-compensation event with negligible near-term impact on the company’s share structure.

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Rubrik, Inc. (RBRK) Form 4 filing – CFO insider activity

Chief Financial Officer Kiran Kumar Choudary reported multiple transactions dated 25 Jun 2025. The filing discloses:

  • Acquisition via conversion (Code C): 2,000 Class A shares at $0 following automatic conversion of Class B shares, lifting direct holdings to 526,595 shares.
  • Open-market sale (Code S): 3,500 Class A shares sold at $91.00 per share, generating c.$318,500 in gross proceeds.
  • Option exercise (Code M): 2,000 options exercised at an average strike of $7.99; the underlying Class B shares immediately converted into Class A.

Post-transactions, Choudary directly owns 523,095 Class A shares and 72,450 derivative securities (options). The sale was executed under a Rule 10b5-1 trading plan adopted 15 Jan 2025, indicating pre-scheduled disposition. Vesting details show the option originally granted in 2018–2019 (¼ vested 20 Aug 2019; remaining monthly thereafter).

No other classes of securities, debt instruments, or earnings-related data are referenced. The overall stake reduction (≈0.7% of the reported holding) is modest, suggesting liquidity diversification rather than a fundamental change in insider sentiment. Compliance items (manual signature, OMB references) appear in order with filing date 27 Jun 2025.

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Rubrik (NYSE:RBRK) filed an 8-K disclosing a definitive agreement to acquire Predibase. Predibase holders may elect cash or Rubrik Class A stock; 77% chose stock, triggering an immediate issuance of 1,371,810 shares and up to 230,575 additional shares at closing. The equity will be issued under Section 4(a)(2), Regulation D and Regulation S exemptions, qualifying as an unregistered sale of equity securities (Item 3.02).

Item 5.07 reports the 2025 Annual Meeting results: Class I directors John W. Thompson (1.40 B for) and Yvonne Wassenaar (1.41 B for) were re-elected, and KPMG LLP was ratified as auditor with 1.47 B votes for.

Forward-looking statements note customary closing conditions and indemnification holdbacks. No purchase price or financial impact was disclosed.

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FAQ

What is the current stock price of Rubrik (RBRK)?

The current stock price of Rubrik (RBRK) is $87.38 as of June 28, 2025.

What is the market cap of Rubrik (RBRK)?

The market cap of Rubrik (RBRK) is approximately 17.4B.

What are the core services of Rubrik Inc?

Rubrik Inc focuses on data security and cyber resilience, offering a unified platform for data protection, cyber recovery, and secure cloud integration.

How does Rubrik help organizations with cyber resilience?

The company provides solutions that ensure both robust cyber posture and rapid recovery in the event of a security breach, helping organizations maintain operational continuity.

What makes Rubrik Inc's technology unique?

Rubrik integrates data backup, disaster recovery, and automation in a single platform, enabling seamless transitions to cloud environments while ensuring continuous data protection.

Which industries can benefit from Rubrik Inc's services?

Organizations across sectors—from large enterprises to mid-sized companies—can benefit from Rubrik's scalable and reliable data security solutions tailored for diverse IT infrastructures.

How does Rubrik Inc support digital transformation?

By ensuring that digital assets are secure and recoverable, Rubrik enables companies to confidently adopt cloud strategies and innovate without compromising data integrity.

What is the business model of Rubrik Inc?

Rubrik typically operates on a subscription and licensing model, offering scalable solutions that align with the evolving data protection needs of modern enterprises.

How does Rubrik differentiate itself from competitors?

Unlike competitors that may focus solely on backup or recovery, Rubrik combines both aspects into a comprehensive framework that supports robust data management and security.

Is Rubrik Inc suitable for organizations of different sizes?

Yes, Rubrik's flexible, cloud-first solutions are designed to meet the requirements of both large multinational corporations and smaller enterprises seeking dependable data protection.
Rubrik Inc

NYSE:RBRK

RBRK Rankings

RBRK Stock Data

17.36B
118.24M
27.33%
79.7%
4.42%
Software - Infrastructure
Services-prepackaged Software
Link
United States
PALO ALTO