Welcome to our dedicated page for Rubrik SEC filings (Ticker: RBRK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rubrik, Inc. (NYSE: RBRK) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a public company, Rubrik uses these filings to report financial results, significant corporate events, and other information relevant to shareholders and analysts.
Recent Form 8-K filings referenced by Rubrik include reports under Item 2.02, where the company furnished press releases announcing financial results for fiscal quarters, and an Item 3.02 disclosure describing unregistered sales of equity securities in connection with an agreement to acquire Predibase, Inc. That filing explains that Predibase will become a wholly owned subsidiary of Rubrik and outlines the expected issuance of Rubrik Class A common stock as part of the consideration, along with related details such as holdbacks and reliance on securities law exemptions.
Rubrik’s filings and accompanying press releases also discuss key performance measures such as Subscription Annual Recurring Revenue (ARR), Cloud ARR, Average Subscription Dollar-Based Net Retention Rate, and the number of customers above certain ARR thresholds. The company provides definitions of these metrics and explains how they are calculated, giving additional context for evaluating its subscription-based business.
On Stock Titan, users can review Rubrik’s 8-Ks and, when available, other core filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and proxy statements, alongside AI-powered summaries that help explain complex sections and highlight important points. The platform also surfaces information about equity issuances and other capital-related disclosures, enabling readers to better understand Rubrik’s corporate actions and financial reporting practices.
By using this page, investors and researchers can follow Rubrik’s official SEC reporting history, see how the company presents its financial condition and key metrics, and quickly interpret lengthy documents through AI-generated insights.
Rubrik, Inc. director John Wendell Thompson reported a mix of option exercises, share conversions, and sales on Class A and Class B common stock. He exercised 11,000 stock options, which led to the conversion of 11,000 Class B shares into Class A shares, increasing his direct Class A holdings to 10,782 shares.
On the same date, the John and Sandra Thompson Trust, where he is a co-trustee, sold a total of 13,500 Class A shares in multiple open‑market transactions at prices around
Rubrik, Inc. Chief Financial Officer Kiran Kumar Choudary reported option exercises, share conversions, and open-market sales of company stock. On
On the same date, he sold a total of 20,000 shares of Class A Common Stock in multiple open-market transactions at reported weighted average prices of
Lightspeed-affiliated investment funds have updated their ownership disclosure in Rubrik, Inc. through a Schedule 13G/A (Amendment No. 3). As of December 31, 2025, the reporting entities collectively beneficially own 9,525,413 shares of Rubrik’s Class B common stock.
This stake represents 4.8% of Rubrik’s total common stock and 5.8% of the Class A common stock on an as-converted basis. The percentages are calculated using 200,141,545 total common shares outstanding as of November 30, 2025, including 151,894,462 Class A and 48,247,083 Class B shares, adjusted for conversions by the reporting funds.
Rubrik, Inc. reported a leadership change in its global sales organization. On February 2, 2026, Brian McCarthy, President of Global Sales and Field Operations, notified the company of his intent to resign effective February 6, 2026 to pursue another opportunity.
Rubrik promoted Jesse Green, previously President, Rubrik Americas, to Chief Revenue Officer to succeed Mr. McCarthy. The company also issued a press release describing these management changes and sharing preliminary expectations for its fourth fiscal quarter and fiscal 2026 financial results, which was furnished as Exhibit 99.1.
Rubrik, Inc. reported new equity awards for a senior executive. Brian K. McCarthy, President of Global Sales & Field Operations, received 442,022 shares of Class A common stock on January 31, 2026 at a price of $0 per share, described as restricted stock units subject to service-based vesting. After this grant, he beneficially owned 772,794 Class A shares directly.
On the same date, he was granted 147,341 Performance Stock Units. These PSUs convert into Class A common stock only if Rubrik’s Class A share price reaches specified per-share levels and if McCarthy remains in continuous service through each performance achievement date.
Rubrik, Inc. director John Wendell Thompson reported a mix of option exercises, share conversions, and sales dated February 2, 2026. He exercised a stock option for 11,000 shares of Class B Common Stock at an exercise price of $4.38 per share, which were associated with fully vested awards.
The filing shows these Class B shares converting into 11,000 shares of Class A Common Stock and subsequent sales of Class A shares in multiple tranches at weighted average prices including $54.52, $55.64, $56.42, $54.42, $55.65 and $56.26 per share. Some sales were made indirectly through the John and Sandra Thompson Trust under a Rule 10b5-1 trading plan adopted on October 6, 2025, with the trust holding shares where Thompson and his spouse share voting and dispositive power.
Rubrik, Inc. Chief Financial Officer Choudary Kiran Kumar reported an option exercise, share conversion, and planned share sale. On January 16, 2026, he exercised 5,000 stock options with a $7.99 exercise price, receiving Class B Common Stock that converted into 5,000 Class A Common Shares at $0 per share.
That same day, he sold a total of 20,000 Class A shares in three trades under a Rule 10b5-1 trading plan adopted October 15, 2025, at weighted average prices of $67.34, $68.46, and $69.08 per share. After these transactions, he directly owned 489,959 Class A Common Shares and held 41,450 stock options.
Rubrik, Inc. Chief Technology Officer and director Nithrakashyap Arvind reported open‑market sales of Class A common stock. On January 14, 2026, he sold 1,045 shares at a weighted average price of
Rubrik, Inc. director Ravi Mhatre reported a grant of 220 restricted stock units of Class A common stock on January 15, 2026, at a price of $0 per share. These RSUs are fully vested as of the grant date. Following this award, he beneficially owns 97,894 shares of Rubrik Class A common stock directly. He also reports indirect beneficial ownership of 442,739 shares through Mhatre Investments LP - Fund 2, 83,909 shares through Mhatre Investments LP - Fund 3, and 649 shares through the Mhatre 2011 Irrevocable Children's Trust, where he serves as trustee or trustee of the general partners.
Rubrik director Yvonne Wassenaar reported receiving 146 shares of Class A common stock as a fully vested restricted stock unit grant on January 15, 2026. The units were granted at a price of $0 per share, meaning no cash payment was required from her. Following this equity grant, she beneficially owns 3,001 shares of Rubrik Class A common stock in direct ownership.