Welcome to our dedicated page for Rubrik SEC filings (Ticker: RBRK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rubrik, Inc. (NYSE: RBRK) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a public company, Rubrik uses these filings to report financial results, significant corporate events, and other information relevant to shareholders and analysts.
Recent Form 8-K filings referenced by Rubrik include reports under Item 2.02, where the company furnished press releases announcing financial results for fiscal quarters, and an Item 3.02 disclosure describing unregistered sales of equity securities in connection with an agreement to acquire Predibase, Inc. That filing explains that Predibase will become a wholly owned subsidiary of Rubrik and outlines the expected issuance of Rubrik Class A common stock as part of the consideration, along with related details such as holdbacks and reliance on securities law exemptions.
Rubrik’s filings and accompanying press releases also discuss key performance measures such as Subscription Annual Recurring Revenue (ARR), Cloud ARR, Average Subscription Dollar-Based Net Retention Rate, and the number of customers above certain ARR thresholds. The company provides definitions of these metrics and explains how they are calculated, giving additional context for evaluating its subscription-based business.
On Stock Titan, users can review Rubrik’s 8-Ks and, when available, other core filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and proxy statements, alongside AI-powered summaries that help explain complex sections and highlight important points. The platform also surfaces information about equity issuances and other capital-related disclosures, enabling readers to better understand Rubrik’s corporate actions and financial reporting practices.
By using this page, investors and researchers can follow Rubrik’s official SEC reporting history, see how the company presents its financial condition and key metrics, and quickly interpret lengthy documents through AI-generated insights.
Rubrik, Inc. director Mark D. McLaughlin reported an equity grant of 146 shares of Class A common stock on January 15, 2026. The filing shows these were granted as restricted stock units that were fully vested as of the grant date and carried a per-share price of $0. After this award, McLaughlin beneficially owns 3,001 shares of Rubrik Class A common stock in direct ownership.
Rubrik director Richard Scott Herren reported an equity award of Class A Common Stock. On 01/15/2026, he acquired 513 shares at a price of $0. The footnote explains this represents a grant of restricted stock units that were fully vested as of the grant date. After this transaction, he directly beneficially owned 3,752 shares of Rubrik Class A Common Stock.
Rubrik, Inc. director Asheem Chandna reported a new equity award. On 01/15/2026, he received 513 shares of Rubrik Class A common stock as a grant of restricted stock units that were fully vested on the grant date, at a stated price of $0 per share. Following this grant, his directly held Class A common stock totaled 1,094,154 shares.
The filing also reports additional indirect Class A holdings through family trusts and investment partnerships, including the Chandna Children's Trust, a revocable trust, and several Greylock 16 limited partnerships. The filing notes that the managing entity for the Greylock 16 funds and the reporting person may be deemed to share voting and investment power over those shares, and that he disclaims beneficial ownership except to the extent of any pecuniary interest.
Rubrik, Inc. director John Wendell Thompson reported equity transactions involving both Class A and Class B common stock. On January 14, 2026, 27,500 shares of Class B Common Stock held by the John and Sandra Thompson Trust automatically converted into 27,500 shares of Class A Common Stock at a price of
On January 15, 2026, Thompson received a grant of 953 Class A restricted stock units, fully vested as of the grant date, at
Rubrik, Inc. director files an amended insider trading report adding previously omitted sales of Class A common stock made through an affiliated entity. The amendment covers sales on December 12, 2025 by Lightspeed Management Company, L.L.C., including 3,707 shares at a weighted average price of $84.96 and 1,600 shares at $85.99. After these transactions, the filing shows indirect beneficial ownership decreasing from 1,600 shares to zero. The director is a managing member of Lightspeed Management Company, L.L.C. and shares voting and dispositive power over these shares, but disclaims beneficial ownership except to the extent of his pecuniary interest.
A shareholder has filed a Form 144 notice to sell up to 60,000 shares of common stock. The shares are expected to be sold around 01/16/2026 through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of
The 60,000 shares consist of 15,000 shares acquired on 01/16/2026 by exercising stock options for cash and 45,000 shares from restricted stock units acquired on 04/25/2024. The filing also lists recent sales over the past three months by or for Kiran Choudary, including several Rule 10b5-1 plan trades such as 3,500-share sales on multiple dates and a 6,779-share sale on 12/17/2025 with gross proceeds of
Rubrik has a notice of proposed sale under Rule 144 for Class A common stock. The filing covers 38,480 shares to be sold through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of $2,622,027.2. The shares are part of a class with 151,894,462 shares outstanding.
The seller acquired these 38,480 shares on June 17, 2025 from the issuer as compensation through performance awards, with compensation listed as the form of payment.
Rubrik, Inc. insider Brian K. McCarthy, the company’s President of Global Sales & Field Operations, reported selling a total of 10,000 shares of Class A Common Stock on January 12, 2026. The sales were executed in three separate transactions of 2,000, 4,067 and 3,933 shares at weighted average prices of
The filing states that these sales were made under a pre-arranged Rule 10b5-1 trading plan adopted on July 13, 2025, which is designed to allow insiders to sell shares according to a preset schedule. After these transactions, McCarthy directly holds 330,772 Rubrik Class A shares, indicating he retains a significant equity position in the company.
Rubrik, Inc.’s Chief Financial Officer, Choudary Kiran Kumar, reported several equity transactions in the company’s stock. On January 7, 2026, he exercised a stock option for 2,000 shares of Class B Common Stock at an exercise price of
That same day, he sold 1,900 Class A shares at a weighted average price of
Rubrik, Inc. director reports insider trades and share conversions. On 01/05/2026, the reporting person, serving as a director, recorded multiple transactions in Rubrik Class A and Class B common stock, some held through the John and Sandra Thompson Trust.
The trust acquired and converted 2,500 shares at $0 and sold a total of 2,500 Class A shares in several trades, with weighted average prices including $73.61, $74.41, and $75.19 per share under a Rule 10b5‑1 trading plan adopted October 6, 2025. Separately, the director exercised a stock option for 11,000 shares of Class B common stock at an exercise price of $4.38, converting them into Class A and selling 11,000 Class A shares in multiple trades at weighted average prices such as $73.56, $74.29, and $75.07. Each Class B share is convertible into one Class A share, and the option was fully vested.