Welcome to our dedicated page for Rubrik SEC filings (Ticker: RBRK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rubrik, Inc. (NYSE: RBRK) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a public company, Rubrik uses these filings to report financial results, significant corporate events, and other information relevant to shareholders and analysts.
Recent Form 8-K filings referenced by Rubrik include reports under Item 2.02, where the company furnished press releases announcing financial results for fiscal quarters, and an Item 3.02 disclosure describing unregistered sales of equity securities in connection with an agreement to acquire Predibase, Inc. That filing explains that Predibase will become a wholly owned subsidiary of Rubrik and outlines the expected issuance of Rubrik Class A common stock as part of the consideration, along with related details such as holdbacks and reliance on securities law exemptions.
Rubrik’s filings and accompanying press releases also discuss key performance measures such as Subscription Annual Recurring Revenue (ARR), Cloud ARR, Average Subscription Dollar-Based Net Retention Rate, and the number of customers above certain ARR thresholds. The company provides definitions of these metrics and explains how they are calculated, giving additional context for evaluating its subscription-based business.
On Stock Titan, users can review Rubrik’s 8-Ks and, when available, other core filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and proxy statements, alongside AI-powered summaries that help explain complex sections and highlight important points. The platform also surfaces information about equity issuances and other capital-related disclosures, enabling readers to better understand Rubrik’s corporate actions and financial reporting practices.
By using this page, investors and researchers can follow Rubrik’s official SEC reporting history, see how the company presents its financial condition and key metrics, and quickly interpret lengthy documents through AI-generated insights.
Rubrik, Inc. director John Wendell Thompson reported a mix of option exercises, share conversions, and sales dated February 2, 2026. He exercised a stock option for 11,000 shares of Class B Common Stock at an exercise price of $4.38 per share, which were associated with fully vested awards.
The filing shows these Class B shares converting into 11,000 shares of Class A Common Stock and subsequent sales of Class A shares in multiple tranches at weighted average prices including $54.52, $55.64, $56.42, $54.42, $55.65 and $56.26 per share. Some sales were made indirectly through the John and Sandra Thompson Trust under a Rule 10b5-1 trading plan adopted on October 6, 2025, with the trust holding shares where Thompson and his spouse share voting and dispositive power.
Rubrik, Inc. Chief Financial Officer Choudary Kiran Kumar reported an option exercise, share conversion, and planned share sale. On January 16, 2026, he exercised 5,000 stock options with a $7.99 exercise price, receiving Class B Common Stock that converted into 5,000 Class A Common Shares at $0 per share.
That same day, he sold a total of 20,000 Class A shares in three trades under a Rule 10b5-1 trading plan adopted October 15, 2025, at weighted average prices of $67.34, $68.46, and $69.08 per share. After these transactions, he directly owned 489,959 Class A Common Shares and held 41,450 stock options.
Rubrik, Inc. Chief Technology Officer and director Nithrakashyap Arvind reported open‑market sales of Class A common stock. On January 14, 2026, he sold 1,045 shares at a weighted average price of $70.05 per share. On January 15, 2026, he sold an additional 4,648 shares at a weighted average price of $70.40 per share. The filing notes these transactions were made under a Rule 10b5‑1 trading plan adopted on October 15, 2025. After these sales, he directly beneficially owned 337,010 shares of Rubrik Class A common stock.
Rubrik, Inc. director Ravi Mhatre reported a grant of 220 restricted stock units of Class A common stock on January 15, 2026, at a price of $0 per share. These RSUs are fully vested as of the grant date. Following this award, he beneficially owns 97,894 shares of Rubrik Class A common stock directly. He also reports indirect beneficial ownership of 442,739 shares through Mhatre Investments LP - Fund 2, 83,909 shares through Mhatre Investments LP - Fund 3, and 649 shares through the Mhatre 2011 Irrevocable Children's Trust, where he serves as trustee or trustee of the general partners.
Rubrik director Yvonne Wassenaar reported receiving 146 shares of Class A common stock as a fully vested restricted stock unit grant on January 15, 2026. The units were granted at a price of $0 per share, meaning no cash payment was required from her. Following this equity grant, she beneficially owns 3,001 shares of Rubrik Class A common stock in direct ownership.
Rubrik, Inc. director Mark D. McLaughlin reported an equity grant of 146 shares of Class A common stock on January 15, 2026. The filing shows these were granted as restricted stock units that were fully vested as of the grant date and carried a per-share price of $0. After this award, McLaughlin beneficially owns 3,001 shares of Rubrik Class A common stock in direct ownership.
Rubrik director Richard Scott Herren reported an equity award of Class A Common Stock. On 01/15/2026, he acquired 513 shares at a price of $0. The footnote explains this represents a grant of restricted stock units that were fully vested as of the grant date. After this transaction, he directly beneficially owned 3,752 shares of Rubrik Class A Common Stock.
Rubrik, Inc. director Asheem Chandna reported a new equity award. On 01/15/2026, he received 513 shares of Rubrik Class A common stock as a grant of restricted stock units that were fully vested on the grant date, at a stated price of $0 per share. Following this grant, his directly held Class A common stock totaled 1,094,154 shares.
The filing also reports additional indirect Class A holdings through family trusts and investment partnerships, including the Chandna Children's Trust, a revocable trust, and several Greylock 16 limited partnerships. The filing notes that the managing entity for the Greylock 16 funds and the reporting person may be deemed to share voting and investment power over those shares, and that he disclaims beneficial ownership except to the extent of any pecuniary interest.
Rubrik, Inc. director John Wendell Thompson reported equity transactions involving both Class A and Class B common stock. On January 14, 2026, 27,500 shares of Class B Common Stock held by the John and Sandra Thompson Trust automatically converted into 27,500 shares of Class A Common Stock at a price of $0 per share, leaving 815,338 Class B shares and 28,498 Class A shares beneficially owned indirectly through the trust. The filing also shows a separate holding of 50,001 shares of Class B Common Stock held directly.
On January 15, 2026, Thompson received a grant of 953 Class A restricted stock units, fully vested as of the grant date, at $0 per share, bringing his directly held Class A position to 3,655 shares. Thompson serves as co‑trustee of the trust and shares voting and dispositive power with his spouse.
Rubrik, Inc. director files an amended insider trading report adding previously omitted sales of Class A common stock made through an affiliated entity. The amendment covers sales on December 12, 2025 by Lightspeed Management Company, L.L.C., including 3,707 shares at a weighted average price of $84.96 and 1,600 shares at $85.99. After these transactions, the filing shows indirect beneficial ownership decreasing from 1,600 shares to zero. The director is a managing member of Lightspeed Management Company, L.L.C. and shares voting and dispositive power over these shares, but disclaims beneficial ownership except to the extent of his pecuniary interest.