Rubrik (RBRK) exec sells 6,265 & 3,735 shares via 10b5‑1

Rubrik, Inc. (RBRK) reported an insider transaction by its Pres., Global Sales & Field Ops.

Rhea-AI Filing Summary

Rubrik, Inc. (RBRK) reported an insider transaction by its Pres., Global Sales & Field Ops. On 11/10/2025, the officer sold 6,265 Class A shares at a weighted average price of $75.69 and 3,735 shares at a weighted average price of $76.24. The filing notes sales occurred across stated price ranges. Following these trades, the officer directly beneficially owned 349,319 shares. The sales were made under a Rule 10b5‑1 trading plan adopted on July 13, 2025.

Insider Trade Summary

Net Seller: 10,000 shares

Net Sell 2 txns

Insider McCarthy Brian K.

Role Pres.,Global Sales & Field Ops

Sold 10,000 shs ($759K)

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	6,265	$75.69	$474K
Sale	Class A Common Stock	3,735	$76.24	$285K

Holdings After Transaction: Class A Common Stock — 349,319 shares (Direct)

Footnotes (3)

1. F1. This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 13, 2025.
2. F2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.04 to $76.03 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
3. F3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.04 to $76.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Rubrik (RBRK) report?

An officer sold 6,265 shares at a weighted average $75.69 and 3,735 shares at a weighted average $76.24 on 11/10/2025.

Who executed the trades at Rubrik (RBRK)?

Rubrik’s Pres., Global Sales & Field Ops executed the trades, as reported on Form 4.

Were the Rubrik (RBRK) sales under a 10b5‑1 plan?

Yes. The filing states the sales were made pursuant to a Rule 10b5‑1 plan adopted on July 13, 2025.

What are the price ranges for the Rubrik (RBRK) sales?

The filing notes ranges of $75.04–$76.03 and $76.04–$76.52 for the respective trades.

How many Rubrik (RBRK) shares does the officer now hold?

After the reported transactions, direct beneficial ownership is 349,319 shares.

What is the relationship of the reporting person to Rubrik (RBRK)?

The reporting person is an Officer of Rubrik with the title Pres., Global Sales & Field Ops.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 11/12/2025 - 05:00 PM EST Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McCarthy Brian K.

(Last) (First) (Middle)

C/O RUBRIK INC.

3495 DEER CREEK ROAD

(Street)

PALO ALTO CA 94304

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Rubrik, Inc. [ RBRK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Pres.,Global Sales & Field Ops

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	11/10/2025		S(1)		6,265	D	$75.69(2)	353,054	D
Class A Common Stock	11/10/2025		S(1)		3,735	D	$76.24(3)	349,319	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 13, 2025.

2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.04 to $76.03 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.04 to $76.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

	/s/ Anne-Kathrin Lalendran, Attorney-in-Fact	11/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.