Rubrik: Arvind Nithrakashyap sells 38,460 shares
The sales were reported under a Rule 10b5-1 plan adopted October 15, 2025, while Class B shares converted into Class A stock.
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Rhea-AI Filing Summary
Rubrik, Inc. Chief Technology Officer and director Arvind Nithrakashyap sold 38,460 shares of Class A Common Stock from November 2 through November 4, 2026. The reported sale entries had weighted-average prices ranging from $114.17 to $122.42 per share; the sales were made under a Rule 10b5-1 trading plan adopted October 15, 2025.
On November 2, 3, and 4, 12,820 Class B shares converted into 12,820 Class A shares on each date. A separate holding entry lists 200,000 Class B shares held of record by Arvind Nithrakashyap as trustee of the Nithrakashyap/Chatterjee Revocable Trust; he shares voting and dispositive power with his spouse.
Insider Trade Summary 10b5-1
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Conversion | Class B Common Stock F23 | 12,820 | $0.00 | $0.00 |
| Conversion | Class A Common Stock | 12,820 | $0.00 | $0.00 |
| Sale | Class A Common Stock F1, F16 | 341 | $115.31 | $39K |
| Sale | Class A Common Stock F1, F17 | 1,375 | $116.60 | $160K |
| Sale | Class A Common Stock F1, F18 | 4,988 | $117.65 | $587K |
| Sale | Class A Common Stock F1, F19 | 4,561 | $118.47 | $540K |
| Sale | Class A Common Stock F1, F20 | 658 | $119.61 | $79K |
| Sale | Class A Common Stock F1, F21 | 699 | $120.50 | $84K |
| Sale | Class A Common Stock F1, F22 | 198 | $121.23 | $24K |
| Conversion | Class B Common Stock F23 | 12,820 | $0.00 | $0.00 |
| Conversion | Class A Common Stock | 12,820 | $0.00 | $0.00 |
| Sale | Class A Common Stock F1, F11 | 219 | $114.17 | $25K |
| Sale | Class A Common Stock F1, F12 | 1,064 | $115.77 | $123K |
| Sale | Class A Common Stock F1, F13 | 7,000 | $116.33 | $814K |
| Sale | Class A Common Stock F1, F14 | 4,140 | $117.49 | $486K |
| Sale | Class A Common Stock F1, F15 | 397 | $118.13 | $47K |
| Conversion | Class B Common Stock F23 | 12,820 | $0.00 | $0.00 |
| Conversion | Class A Common Stock | 12,820 | $0.00 | $0.00 |
| Sale | Class A Common Stock F1, F2 | 2,000 | $114.37 | $229K |
| Sale | Class A Common Stock F1, F3 | 1,262 | $115.16 | $145K |
| Sale | Class A Common Stock F1, F4 | 2,147 | $116.23 | $250K |
| Sale | Class A Common Stock F1, F5 | 1,328 | $117.07 | $155K |
| Sale | Class A Common Stock F1, F6 | 1,730 | $118.27 | $205K |
| Sale | Class A Common Stock F1, F7 | 2,087 | $119.27 | $249K |
| Sale | Class A Common Stock F1, F8 | 1,790 | $120.03 | $215K |
| Sale | Class A Common Stock F1, F9 | 389 | $121.16 | $47K |
| Sale | Class A Common Stock F1, F10 | 87 | $122.42 | $11K |
| Holding | Class B Common Stock F23, F24 | -- | -- | -- |
Footnotes (24)
- F1. This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2025.
- F2. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.7225 to $114.705 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.755 to $115.72 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.73 to $116.705 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.74 to $117.6075 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F6. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.725 to $118.71 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F7. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.725 to $119.71 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F8. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.7325 to $120.57 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F9. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.83 to $121.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F10. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.085 to $122.6625 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F11. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.94 to $114.51 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F12. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.00 to $115.9375 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F13. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.94 to $116.9275 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F14. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.945 to $117.91 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F15. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.9525 to $118.325 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F16. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.04 to $115.9275 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F17. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.125 to $116.9625 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F18. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.07 to $118.035 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F19. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.04 to $119.01 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F20. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.055 to $120.015 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F21. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.19 to $120.9175 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F22. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.125 to $121.45 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- F23. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.
- F24. The shares are held of record by Arvind Nithrakashyap, as Trustee of the Nithrakashyap/Chatterjee Revocable Trust, for which the Reporting Person serves as trustee and shares voting and dispositive power with his spouse.
Key Figures
Key Terms
Rule 10b5-1 trading plan regulatory
weighted average price financial
voting and dispositive power regulatory
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