What indirect Rubrik (RBRK) holdings related to Ravi Mhatre are disclosed?

The filing lists indirect holdings held by Mhatre Investments LP - Fund 2, Mhatre Investments LP - Fund 3, and the Mhatre 2011 Irrevocable Children’s Trust. Mhatre is described as trustee or trustee of the general partner for these entities, indicating associated indirect ownership.

Rubrik (RBRK) director Ravi Mhatre receives 3,709 RSU grant and reports holdings

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Mhatre Ravi reported acquisition or exercise transactions in this Form 4 filing.

Rubrik, Inc. director Ravi Mhatre reported an equity grant of 3,709 Class A Common Stock RSUs. These restricted stock units were granted at $0.00 per share and increase his direct holdings to 101,603 Class A shares following the transaction.

The RSUs will vest over one year in four equal quarterly installments on September 15, 2026, December 15, 2026, March 15, 2027, and June 15, 2027, conditioned on his continuous service with Rubrik through each vesting date. The filing also lists indirect holdings through Mhatre Investments LP - Fund 2, Mhatre Investments LP - Fund 3, and the Mhatre 2011 Irrevocable Children's Trust.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Mhatre Ravi

Role null

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	3,709	$0.00	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 101,603 shares (Direct, null); Class A Common Stock — 442,739 shares (Indirect, By Mhatre Investments LP - Fund 2)

Footnotes (1)

Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period, in four (4) successive equal quarterly installments on each of September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to the reporting person's continuous service with the Issuer on each such vest date. The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 2. The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 3. The Reporting Person is the trustee of the Mhatre 2011 Irrevocable Children's Trust.

Key Figures

RSU grant size: 3,709 shares Grant price: $0.00 per share Direct holdings after grant: 101,603 shares +5 more

8 metrics

RSU grant size 3,709 shares Restricted stock units of Class A Common Stock granted

Grant price $0.00 per share Price per share for RSU grant

Direct holdings after grant 101,603 shares Class A Common Stock directly held following transaction

Fund 2 indirect holdings 442,739 shares Class A Common Stock held by Mhatre Investments LP - Fund 2

Fund 3 indirect holdings 83,909 shares Class A Common Stock held by Mhatre Investments LP - Fund 3

Children’s trust holdings 649 shares Class A Common Stock held by Mhatre 2011 Irrevocable Children's Trust

Vesting schedule start September 15, 2026 First RSU vesting date, quarterly thereafter

Vesting schedule end June 15, 2027 Final RSU vesting date for this grant

Key Terms

restricted stock units ("RSUs"), continuous service, Irrevocable Children's Trust, grant, award, or other acquisition, +1 more

5 terms

restricted stock units ("RSUs") financial

"Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

continuous service financial

"subject to the reporting person's continuous service with the Issuer on each such vest date"

Irrevocable Children's Trust financial

"The Reporting Person is the trustee of the Mhatre 2011 Irrevocable Children's Trust"

grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

Class A Common Stock financial

"security_title": "Class A Common Stock""

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Form 4 Insider Transactions: What Each Field Means →

06/05/2026 - 06:58 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mhatre Ravi

(Last)

(First)

(Middle)

2200 SAND HILL ROAD

(Street)

MENLO PARK

CALIFORNIA

94025

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rubrik, Inc. [ RBRK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	06/03/2026		A⁽¹⁾		3,709	A	$0	101,603	D
Class A Common Stock								442,739	I	By Mhatre Investments LP - Fund 2⁽²⁾
Class A Common Stock								83,909	I	By Mhatre Investments LP - Fund 3⁽³⁾
Class A Common Stock								649	I	By Trust⁽⁴⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period, in four (4) successive equal quarterly installments on each of September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to the reporting person's continuous service with the Issuer on each such vest date.

2. The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 2.

3. The Reporting Person serves as trustee of the general partner of Mhatre Investments LP - Fund 3.

4. The Reporting Person is the trustee of the Mhatre 2011 Irrevocable Children's Trust.

	/s/ Larry Guo, Attorney-in-Fact	06/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Rubrik (RBRK) director Ravi Mhatre report in this Form 4?

Ravi Mhatre reported receiving 3,709 restricted stock units of Rubrik Class A Common Stock. The grant is a stock-based compensation award, not an open-market purchase or sale, and increases his directly held shares to 101,603 following the transaction.

How do Ravi Mhatre’s new Rubrik (RBRK) RSUs vest?

The 3,709 RSUs vest over one year in four equal quarterly installments. Vesting dates are September 15, 2026, December 15, 2026, March 15, 2027, and June 15, 2027, and each tranche requires his continuous service with Rubrik through the applicable date.

Is the Rubrik (RBRK) Form 4 a buy or sell by Ravi Mhatre?

The Form 4 shows an acquisition through a grant of 3,709 RSUs, not a market buy or sell. Code A indicates a grant, award, or other acquisition of stock-based compensation rather than an open-market transaction involving cash consideration.

What are Ravi Mhatre’s Rubrik (RBRK) direct holdings after the RSU grant?

After the RSU grant, his direct ownership totals 101,603 Class A Common Stock shares. This figure reflects shares reported as directly held, separate from additional indirect interests through investment partnerships and a children’s trust disclosed in the same filing.

What does the zero price on Ravi Mhatre’s Rubrik (RBRK) RSU grant mean?

The reported transaction price of $0.00 per share indicates a compensation grant rather than a share purchase. RSUs are typically awarded as part of director or executive pay and convert into shares over time as vesting conditions, such as continued service, are satisfied.