STOCK TITAN

Rubrik (RBRK) director granted 3,709 RSUs and sells 721 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rubrik director Yvonne Wassenaar received a grant of 3,709 restricted stock units that vest in four equal quarterly installments from September 15, 2026 through June 15, 2027. She converted 721 shares of Class B Common Stock into Class A and sold 721 Class A shares at $80.73 per share under a pre-arranged Rule 10b5-1 trading plan. Following these transactions, she holds 2,326 shares of Class A Common Stock and 33,116 shares of Class B Common Stock directly.

Positive

  • None.

Negative

  • None.

Insights

Routine RSU grant with small, pre-planned share sale.

Director Yvonne Wassenaar received 3,709 RSUs that vest quarterly from September 15, 2026 to June 15, 2027, reflecting standard board equity compensation. RSUs are share-based awards that convert into common stock as they vest over time.

She also converted 721 Class B shares into Class A and sold 721 Class A shares at $80.73 per share under a Rule 10b5-1 trading plan adopted on December 15, 2025, indicating the sale was pre-scheduled rather than timed discretionarily. After the transactions, she continues to hold 2,326 Class A and 33,116 Class B shares, so the sale represents only a portion of her overall position.

Insider Wassenaar Yvonne
Role null
Sold 721 shs ($58K)
Type Security Shares Price Value
Conversion Class B Common Stock 721 $0.00 --
Conversion Class A Common Stock 721 $0.00 --
Sale Class A Common Stock 721 $80.73 $58K
Grant/Award Class A Common Stock 3,709 $0.00 --
Holdings After Transaction: Class B Common Stock — 33,116 shares (Direct, null); Class A Common Stock — 3,047 shares (Direct, null)
Footnotes (1)
  1. This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted December 15, 2025. Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period, in four (4) successive equal quarterly installments on each of September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to the reporting person's continuous service with the Issuer on each such vest date. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.
RSU grant size 3,709 units Restricted stock units vesting quarterly from September 15, 2026 to June 15, 2027
Shares sold 721 shares Class A shares sold in open market on June 3, 2026
Sale price $80.73/share Open-market sale of 721 Class A shares
Class A holdings after sale 2,326 shares Class A Common Stock directly owned following transactions
Class B holdings after conversion 33,116 shares Class B Common Stock directly owned after converting 721 shares
Rule 10b5-1 plan adoption date December 15, 2025 Pre-arranged trading plan governing the June 3, 2026 sale
Rule 10b5-1 trading plan regulatory
"This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
restricted stock units ("RSUs") financial
"Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Class B Common Stock financial
"Each share of Class B Common Stock held by the Reporting Person will automatically convert"
A class B common stock is one of multiple types of a company’s ordinary shares that carries specific rights—often different voting power or dividend priority—compared with other classes. For investors it matters because those differences affect how much influence you have over company decisions, the income you might receive, and how freely the shares trade; think of it like owning a car with different keys: some keys let you start the engine and open the trunk, others only unlock the door.
amended and restated certificate of incorporation regulatory
"circumstances described in the Issuer's amended and restated certificate of incorporation"
A company’s amended and restated certificate of incorporation is an updated version of its foundational legal charter that replaces the older document and folds in all changes into one clear copy; it spells out corporate structure, classes of stock, shareholder rights and key governance rules. Investors care because it can change who controls the company, how votes are counted, what claims shareholders have on assets or dividends, and can introduce or remove protections against takeovers—like updating a house title after a major renovation to show who owns what and under what rules.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wassenaar Yvonne

(Last)(First)(Middle)
C/O RUBRIK INC.
3495 DEER CREEK ROAD

(Street)
PALO ALTO CALIFORNIA 94304

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Rubrik, Inc. [ RBRK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/03/2026C721A$03,047D
Class A Common Stock06/03/2026S(1)721D$80.732,326D
Class A Common Stock06/03/2026A(2)3,709A$06,035D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(3)06/03/2026C721 (3) (3)Class A Common Stock721$033,116D
Explanation of Responses:
1. This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted December 15, 2025.
2. Represents the grant of restricted stock units ("RSUs") that will vest over a one-year period, in four (4) successive equal quarterly installments on each of September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to the reporting person's continuous service with the Issuer on each such vest date.
3. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date.
/s/ Larry Guo, Attorney-in-Fact06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Rubrik (RBRK) director Yvonne Wassenaar receive in this Form 4 filing?

She received a grant of 3,709 restricted stock units. These RSUs will vest over one year in four equal quarterly installments between September 15, 2026 and June 15, 2027, contingent on her continued service with Rubrik.

How many Rubrik (RBRK) shares did Yvonne Wassenaar sell and at what price?

She sold 721 shares of Rubrik Class A Common Stock at a price of $80.73 per share. The transaction was reported as an open-market sale and was executed under a pre-arranged Rule 10b5-1 trading plan.

Was Yvonne Wassenaar’s Rubrik (RBRK) share sale pre-planned under a Rule 10b5-1 plan?

Yes. The filing states the sale was effected pursuant to a Rule 10b5-1 trading plan adopted on December 15, 2025. Such plans pre-schedule trades, reducing the significance of the exact sale timing for interpreting insider sentiment.

What are the vesting terms of the 3,709 RSUs granted to Rubrik (RBRK) director Wassenaar?

The 3,709 RSUs vest over one year in four equal quarterly installments. Vest dates are September 15, 2026, December 15, 2026, March 15, 2027 and June 15, 2027, subject to her continuous service with Rubrik on each vest date.

How many Rubrik (RBRK) shares does Yvonne Wassenaar hold after these transactions?

After the reported transactions, she holds 2,326 shares of Class A Common Stock and 33,116 shares of Class B Common Stock directly. The Class B shares are convertible into Class A shares on a one-for-one basis under the company’s charter terms.

What happened to Yvonne Wassenaar’s Rubrik (RBRK) Class B shares in this Form 4?

She converted 721 shares of Class B Common Stock into 721 shares of Class A Common Stock. The filing notes each Class B share is convertible into one Class A share and has no expiration date under Rubrik’s amended and restated certificate of incorporation.