STOCK TITAN

[Form 4] Rubrik, Inc. Insider Trading Activity

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Conduent Inc. (CNDT) – Form 4 insider transaction

EVP & Chief Financial Officer Giles Andrew Goodburn reported one transaction dated 07/31/2025. The filing shows 3,841 common shares were disposed of under transaction code “F,” indicating shares were withheld by the company to satisfy tax obligations arising from vested Restricted Stock Units (RSUs). The shares were valued at $2.66 each, implying an aggregate tax-settlement value of roughly $10,200. Following the withholding, Goodburn’s direct ownership stands at 403,289 common shares. No option exercises, open-market sales, or derivative security transactions were disclosed, and no indirect holdings were reported.

The event is routine, reflects no change in the executive’s net economic position, and does not signal a directional view on CNDT stock. No amendments or additional reporting persons were listed.

Conduent Inc. (CNDT) – Transazione interna Form 4

Il EVP e Chief Financial Officer Giles Andrew Goodburn ha riportato una transazione datata 31/07/2025. La comunicazione indica che 3.841 azioni ordinarie sono state cedute con il codice transazione “F,” il che significa che le azioni sono state trattenute dall’azienda per soddisfare obblighi fiscali derivanti da Restricted Stock Units (RSU) maturate. Le azioni sono state valutate a 2,66 $ ciascuna, per un valore complessivo di liquidazione fiscale di circa 10.200 $. Dopo la trattenuta, la proprietà diretta di Goodburn ammonta a 403.289 azioni ordinarie. Non sono state dichiarate esercitazioni di opzioni, vendite sul mercato aperto o operazioni su titoli derivati, né detenzioni indirette.

L’evento è di routine, non comporta variazioni nella posizione economica netta del dirigente e non indica una posizione direzionale sul titolo CNDT. Non sono state segnalate modifiche o ulteriori persone coinvolte nella comunicazione.

Conduent Inc. (CNDT) – Transacción interna Formulario 4

El EVP y Director Financiero Giles Andrew Goodburn reportó una transacción fechada el 31/07/2025. La presentación muestra que se dispusieron 3,841 acciones ordinarias bajo el código de transacción “F,” lo que indica que las acciones fueron retenidas por la empresa para cumplir con obligaciones fiscales derivadas de Unidades de Acciones Restringidas (RSU) adquiridas. Las acciones se valoraron en $2.66 cada una, implicando un valor total para el pago de impuestos de aproximadamente $10,200. Tras la retención, la propiedad directa de Goodburn es de 403,289 acciones ordinarias. No se divulgaron ejercicios de opciones, ventas en mercado abierto ni transacciones con valores derivados, ni se reportaron participaciones indirectas.

El evento es rutinario, no refleja cambios en la posición económica neta del ejecutivo y no señala una postura direccional sobre las acciones de CNDT. No se listaron enmiendas ni personas adicionales reportantes.

Conduent Inc. (CNDT) – Form 4 내부자 거래 보고

EVP 겸 최고재무책임자 Giles Andrew Goodburn은 2025년 7월 31일자로 한 건의 거래를 보고했습니다. 신고서에 따르면 3,841주 보통주가 “F” 거래 코드로 처분되었으며, 이는 제한 주식 단위(RSU)의 취득에 따른 세금 의무를 충족하기 위해 회사가 주식을 원천징수했다는 의미입니다. 주당 가치는 2.66달러로 평가되어, 총 세금 정산 가치는 약 10,200달러에 달합니다. 원천징수 후 Goodburn의 직접 보유 주식은 403,289주입니다. 옵션 행사, 공개 시장 매도, 파생상품 거래는 없었으며 간접 보유도 보고되지 않았습니다.

이번 거래는 일상적인 사항으로, 임원의 순경제적 위치에 변동이 없으며 CNDT 주식에 대한 방향성 있는 신호가 아닙니다. 수정 사항이나 추가 보고자는 없었습니다.

Conduent Inc. (CNDT) – Transaction d’initié Formulaire 4

Le EVP et Directeur financier Giles Andrew Goodburn a déclaré une transaction datée du 31/07/2025. Le dépôt indique que 3 841 actions ordinaires ont été cédées sous le code de transaction « F », ce qui signifie que des actions ont été retenues par la société pour satisfaire des obligations fiscales liées à des unités d’actions restreintes (RSU) acquises. Les actions ont été évaluées à 2,66 $ chacune, impliquant une valeur totale de règlement fiscal d’environ 10 200 $. Après cette retenue, la détention directe de Goodburn s’élève à 403 289 actions ordinaires. Aucune exercice d’option, vente sur le marché ouvert ou transaction sur titres dérivés n’a été déclarée, et aucune détention indirecte n’a été rapportée.

L’événement est de routine, ne modifie pas la position économique nette du dirigeant et ne constitue pas un signal directionnel sur l’action CNDT. Aucune modification ni personne supplémentaire déclarée n’ont été mentionnées.

Conduent Inc. (CNDT) – Insider-Transaktion Form 4

EVP und Chief Financial Officer Giles Andrew Goodburn meldete eine Transaktion vom 31.07.2025. Die Meldung zeigt, dass 3.841 Stammaktien unter dem Transaktionscode „F“ veräußert wurden, was bedeutet, dass Aktien vom Unternehmen einbehalten wurden, um Steuerverpflichtungen aus ausgeübten Restricted Stock Units (RSUs) zu erfüllen. Die Aktien wurden mit 2,66 $ pro Stück bewertet, was einen Gesamtwert der Steuerabwicklung von etwa 10.200 $ impliziert. Nach dem Einbehalt hält Goodburn direkt 403.289 Stammaktien. Es wurden keine Ausübungen von Optionen, Verkäufe am offenen Markt oder Derivatgeschäfte gemeldet, und es wurden keine indirekten Beteiligungen angegeben.

Das Ereignis ist routinemäßig, spiegelt keine Änderung der wirtschaftlichen Nettoposition des Managers wider und signalisiert keine Richtungsänderung der CNDT-Aktie. Es wurden keine Änderungen oder zusätzliche meldepflichtige Personen angegeben.

Positive
  • Executive retains 403,289 shares, indicating continued equity alignment with shareholders.
Negative
  • None.

Insights

TL;DR: Routine tax-withholding; neutral impact.

Transaction code “F” confirms shares were surrendered solely to cover RSU taxes, not sold on the open market. Post-event ownership of 403k shares preserves substantial insider alignment. The small size (≈1% of holdings) and passive nature suggest negligible market impact. Investors should treat the filing as administrative rather than an indicator of executive sentiment.

TL;DR: Compliance disclosure, no governance red flags.

The filing meets Section 16 timing and signature requirements, with attorney-in-fact authorization properly noted. No pattern of insider selling is evident; the executive remains a significant shareholder. Governance risk remains unchanged.

Conduent Inc. (CNDT) – Transazione interna Form 4

Il EVP e Chief Financial Officer Giles Andrew Goodburn ha riportato una transazione datata 31/07/2025. La comunicazione indica che 3.841 azioni ordinarie sono state cedute con il codice transazione “F,” il che significa che le azioni sono state trattenute dall’azienda per soddisfare obblighi fiscali derivanti da Restricted Stock Units (RSU) maturate. Le azioni sono state valutate a 2,66 $ ciascuna, per un valore complessivo di liquidazione fiscale di circa 10.200 $. Dopo la trattenuta, la proprietà diretta di Goodburn ammonta a 403.289 azioni ordinarie. Non sono state dichiarate esercitazioni di opzioni, vendite sul mercato aperto o operazioni su titoli derivati, né detenzioni indirette.

L’evento è di routine, non comporta variazioni nella posizione economica netta del dirigente e non indica una posizione direzionale sul titolo CNDT. Non sono state segnalate modifiche o ulteriori persone coinvolte nella comunicazione.

Conduent Inc. (CNDT) – Transacción interna Formulario 4

El EVP y Director Financiero Giles Andrew Goodburn reportó una transacción fechada el 31/07/2025. La presentación muestra que se dispusieron 3,841 acciones ordinarias bajo el código de transacción “F,” lo que indica que las acciones fueron retenidas por la empresa para cumplir con obligaciones fiscales derivadas de Unidades de Acciones Restringidas (RSU) adquiridas. Las acciones se valoraron en $2.66 cada una, implicando un valor total para el pago de impuestos de aproximadamente $10,200. Tras la retención, la propiedad directa de Goodburn es de 403,289 acciones ordinarias. No se divulgaron ejercicios de opciones, ventas en mercado abierto ni transacciones con valores derivados, ni se reportaron participaciones indirectas.

El evento es rutinario, no refleja cambios en la posición económica neta del ejecutivo y no señala una postura direccional sobre las acciones de CNDT. No se listaron enmiendas ni personas adicionales reportantes.

Conduent Inc. (CNDT) – Form 4 내부자 거래 보고

EVP 겸 최고재무책임자 Giles Andrew Goodburn은 2025년 7월 31일자로 한 건의 거래를 보고했습니다. 신고서에 따르면 3,841주 보통주가 “F” 거래 코드로 처분되었으며, 이는 제한 주식 단위(RSU)의 취득에 따른 세금 의무를 충족하기 위해 회사가 주식을 원천징수했다는 의미입니다. 주당 가치는 2.66달러로 평가되어, 총 세금 정산 가치는 약 10,200달러에 달합니다. 원천징수 후 Goodburn의 직접 보유 주식은 403,289주입니다. 옵션 행사, 공개 시장 매도, 파생상품 거래는 없었으며 간접 보유도 보고되지 않았습니다.

이번 거래는 일상적인 사항으로, 임원의 순경제적 위치에 변동이 없으며 CNDT 주식에 대한 방향성 있는 신호가 아닙니다. 수정 사항이나 추가 보고자는 없었습니다.

Conduent Inc. (CNDT) – Transaction d’initié Formulaire 4

Le EVP et Directeur financier Giles Andrew Goodburn a déclaré une transaction datée du 31/07/2025. Le dépôt indique que 3 841 actions ordinaires ont été cédées sous le code de transaction « F », ce qui signifie que des actions ont été retenues par la société pour satisfaire des obligations fiscales liées à des unités d’actions restreintes (RSU) acquises. Les actions ont été évaluées à 2,66 $ chacune, impliquant une valeur totale de règlement fiscal d’environ 10 200 $. Après cette retenue, la détention directe de Goodburn s’élève à 403 289 actions ordinaires. Aucune exercice d’option, vente sur le marché ouvert ou transaction sur titres dérivés n’a été déclarée, et aucune détention indirecte n’a été rapportée.

L’événement est de routine, ne modifie pas la position économique nette du dirigeant et ne constitue pas un signal directionnel sur l’action CNDT. Aucune modification ni personne supplémentaire déclarée n’ont été mentionnées.

Conduent Inc. (CNDT) – Insider-Transaktion Form 4

EVP und Chief Financial Officer Giles Andrew Goodburn meldete eine Transaktion vom 31.07.2025. Die Meldung zeigt, dass 3.841 Stammaktien unter dem Transaktionscode „F“ veräußert wurden, was bedeutet, dass Aktien vom Unternehmen einbehalten wurden, um Steuerverpflichtungen aus ausgeübten Restricted Stock Units (RSUs) zu erfüllen. Die Aktien wurden mit 2,66 $ pro Stück bewertet, was einen Gesamtwert der Steuerabwicklung von etwa 10.200 $ impliziert. Nach dem Einbehalt hält Goodburn direkt 403.289 Stammaktien. Es wurden keine Ausübungen von Optionen, Verkäufe am offenen Markt oder Derivatgeschäfte gemeldet, und es wurden keine indirekten Beteiligungen angegeben.

Das Ereignis ist routinemäßig, spiegelt keine Änderung der wirtschaftlichen Nettoposition des Managers wider und signalisiert keine Richtungsänderung der CNDT-Aktie. Es wurden keine Änderungen oder zusätzliche meldepflichtige Personen angegeben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
THOMPSON JOHN WENDELL

(Last) (First) (Middle)
C/O RUBRIK INC.
3495 DEER CREEK ROAD

(Street)
PALO ALTO CA 94304

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rubrik, Inc. [ RBRK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 08/01/2025 C 9,009 A $0 10,007 I By John and Sandra Thompson Trust(1)
Class A Common Stock 08/01/2025 S(2) 300 D $84.58(3) 9,707 I By John and Sandra Thompson Trust(1)
Class A Common Stock 08/01/2025 S(2) 700 D $85.89(4) 9,007 I By John and Sandra Thompson Trust(1)
Class A Common Stock 08/01/2025 S(2) 3,799 D $86.82(5) 5,208 I By John and Sandra Thompson Trust(1)
Class A Common Stock 08/01/2025 S(2) 2,910 D $87.75(6) 2,298 I By John and Sandra Thompson Trust(1)
Class A Common Stock 08/01/2025 S(2) 1,200 D $88.87(7) 1,098 I By John and Sandra Thompson Trust(1)
Class A Common Stock 08/01/2025 S(2) 100 D $90.46 998 I By John and Sandra Thompson Trust(1)
Class A Common Stock 2,702 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Class B Common Stock (8) 07/01/2025 C 9,009 (8) (8) Class A Common Stock 9,009 (8) 881,374 I By John and Sandra Thompson Trust(1)
Class B Common Stock (8) (8) (8) Class A Common Stock 24,999 24,999 D
Explanation of Responses:
1. The shares are held of record by John and Sandra Thompson Trust, for which the Reporting Person serves as a co-trustee and shares voting and dispositive power with his spouse.
2. This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted October 15, 2024.
3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.01 to $84.87 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
4. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.30 to $86.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
5. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.41 to $87.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
6. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.42 to $88.40 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
7. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.43 to $89.12 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
8. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
/s/ Larry Guo, Attorney-in-Fact 08/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did CNDT's CFO report in the July 31 2025 Form 4?

He reported disposal of 3,841 common shares withheld to cover taxes on vested RSUs.

Was the transaction an open-market sale?

No. Code “F” denotes shares surrendered for tax withholding, not sold on the market.

How many CNDT shares does Giles Goodburn now own?

After the transaction he directly owns 403,289 shares.

What price was applied to the withheld shares?

The shares were valued at $2.66 each for withholding purposes.

Are there any derivative securities involved?

No derivative securities were acquired or disposed of in this filing.
Rubrik Inc

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16.96B
117.91M
4.31%
73.55%
5.3%
Software - Infrastructure
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United States
PALO ALTO