STOCK TITAN

Red Cat director Christopher R. Moe receives stock awards

The 13,533-unit award vests November 15, 2026, and the 10,150-unit award vests January 15, 2027; underlying shares will be delivered within 73 days of each vesting date.

Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
(Neutral)

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

Form Type
4

Rhea-AI Filing Summary

Red Cat Holdings, Inc. director Christopher R. Moe acquired two direct restricted stock unit awards on October 28, 2026: 13,533 units and 10,150 units. Each unit represents a contingent right to receive one share of RCAT common stock.

Insider Moe Christopher R.
Role Director
Type Security Shares Price Value
Grant/Award Restricted Stock Units F1 13,533 $0.00 $0.00
Grant/Award Restricted Stock Units F2 10,150 $0.00 $0.00
Holdings After Transaction: Restricted Stock Units — 23,683 contracts (Direct)
Footnotes (2)
  1. F1. Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. The restricted stock units will vest on November 15, 2026, with the underlying shares being delivered within 73 days of such vesting date.
  2. F2. Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. The restricted stock units will vest on January 15, 2027, with the underlying shares being delivered within 73 days of such vesting date.
Restricted stock units awarded 13,533 units Award reported October 28, 2026
Restricted stock units awarded 10,150 units Award reported October 28, 2026
Underlying share entitlement 1 common share per restricted stock unit Each unit represents a contingent right to receive a share
Vesting date November 15, 2026 13,533-unit award
Vesting date January 15, 2027 10,150-unit award
Share delivery period Within 73 days After each award's vesting date
restricted stock unit financial
"Each restricted stock unit represents a contingent right"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
contingent right financial
"represents a contingent right to receive one share"
vest financial
"restricted stock units will vest on November 15, 2026"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What RSU awards did RCAT director Christopher R. Moe report?

Christopher R. Moe reported direct awards of 13,533 restricted stock units and 10,150 restricted stock units on October 28, 2026.

When do Christopher R. Moe's RCAT restricted stock units vest?

The 13,533-unit award vests November 15, 2026, and the 10,150-unit award vests January 15, 2027. For each award, the underlying shares will be delivered within 73 days of its vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Moe Christopher R.

(Last)(First)(Middle)
C/O RED CAT HOLDINGS INC.
2800 S WEST TEMPLE, SUITE 5

(Street)
SOUTH SALT LAKE UTAH 84115

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Red Cat Holdings, Inc. [ RCAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)10/28/2026A13,533 (1) (1)Common Stock13,533$013,533D
Restricted Stock Units(2)10/28/2026A10,150 (2) (2)Common Stock10,150$010,150D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. The restricted stock units will vest on November 15, 2026, with the underlying shares being delivered within 73 days of such vesting date.
2. Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. The restricted stock units will vest on January 15, 2027, with the underlying shares being delivered within 73 days of such vesting date.
/s/ Christopher R. Moe10/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Keep reading