Red Cat director Liuzza receives two stock awards

The two awards vest on November 15, 2026, and January 15, 2027, with underlying shares delivered within 73 days of each vesting date.

Available on EDGAR 10/30/2026 - 08:53 PM EDT Accepted by SEC EDGAR 10/30/2026 - 08:53 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Red Cat Holdings, Inc. (RCAT) director Nicholas Reyland Liuzza Jr. acquired two restricted stock unit awards on October 28, 2026: 12,464 units scheduled to vest on November 15, 2026, and 9,348 units scheduled to vest on January 15, 2027. Each unit represents a contingent right to receive one share of RCAT common stock; the underlying shares are to be delivered within 73 days after the applicable vesting date.

Insider Trade Summary

Grant/Award: 21,812 shares

Grant/Award 2 txns

Insider Liuzza Nicholas Reyland JR

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1	12,464	$0.00	$0.00
Grant/Award	Restricted Stock Units F2	9,348	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 21,812 contracts (Direct)

Footnotes (2)

1. F1. Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. The restricted stock units will vest on November 15, 2026, with the underlying shares being delivered within 73 days of such vesting date.
2. F2. Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. The restricted stock units will vest on January 15, 2027, with the underlying shares being delivered within 73 days of such vesting date.

Key Figures

Restricted stock units awarded: 12,464 units Restricted stock units awarded: 9,348 units Underlying share delivery window: Within 73 days after vesting

3 metrics

Restricted stock units awarded 12,464 units Awarded October 28, 2026; scheduled to vest November 15, 2026.

Restricted stock units awarded 9,348 units Awarded October 28, 2026; scheduled to vest January 15, 2027.

Underlying share delivery window Within 73 days after vesting Applies to the underlying shares for both awards.

Key Terms

restricted stock unit, contingent right, vest

3 terms

restricted stock unit financial

"Each restricted stock unit represents a contingent right to receive one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

contingent right financial

"represents a contingent right to receive one share of RCAT common stock"

vest financial

"The restricted stock units will vest on November 15, 2026"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What RSU awards did RCAT director Nicholas Reyland Liuzza Jr. receive?

He acquired 12,464 restricted stock units and 9,348 restricted stock units on October 28, 2026. The first award is scheduled to vest on November 15, 2026, and the second on January 15, 2027. Each unit represents a contingent right to receive one RCAT common share, with delivery within 73 days after vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Liuzza Nicholas Reyland JR

(Last) (First) (Middle)

C/O RED CAT HOLDINGS INC.

2800 S WEST TEMPLE, SUITE 5

(Street)

SOUTH SALT LAKE UTAH 84115

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Red Cat Holdings, Inc. [ RCAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/28/2026		A		12,464		(1)	(1)	Common Stock	12,464	$0	12,464	D
Restricted Stock Units	(2)	10/28/2026		A		9,348		(2)	(2)	Common Stock	9,348	$0	9,348	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. The restricted stock units will vest on November 15, 2026, with the underlying shares being delivered within 73 days of such vesting date.

2. Each restricted stock unit represents a contingent right to receive one share of RCAT common stock. The restricted stock units will vest on January 15, 2027, with the underlying shares being delivered within 73 days of such vesting date.

	/s/ Nicholas R. Liuzza, Jr.	10/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)