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Red Cat Hldgs Inc Form 4 Filings

RCAT NASDAQ

Every Form 4 that Red Cat Hldgs Inc (RCAT) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow RCAT and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RCAT filings page.

Rhea-AI Summary

Red Cat Holdings, Inc. (RCAT) director Nicholas Reyland Liuzza Jr. reported a sale of 65,000 shares of common stock on 2026-08-28 in an open-market or private transaction. The weighted average sale price was $8.50 per share, with individual trade prices ranging from $8.47 to $8.52. Following this transaction, Liuzza directly holds 424,874 shares of Red Cat Holdings common stock.

Rhea-AI Summary

Red Cat Holdings, Inc. (RCAT) reports that Jeffrey M. Thompson, Chairman, CEO and a more than 10% owner, sold 150,000 shares of common stock on 2026-08-17 in an open-market transaction under a Rule 10b5-1 trading plan. The weighted-average sale price was $10.45 per share, with individual trade prices ranging from $10.26 to $10.75. Following this sale, Thompson directly holds 12,612,202 shares of Red Cat common stock.

Rhea-AI Summary

Red Cat Holdings director Christopher R. Moe reported two sales of Red Cat Holdings, Inc. common stock. He sold 20,000 shares on August 11, 2026 at $10.51 per share and 10,000 shares on August 25, 2025 at $10.04 per share. These were reported as direct holdings and were not marked as executed under a Rule 10b5-1 trading plan.

Rhea-AI Summary

Red Cat Holdings, Inc. director Nicholas Reyland Liuzza Jr. reported selling 55,000 shares of common stock on 2026-08-11. The shares were sold at a weighted average price of $10.63 per share, in multiple transactions between $10.60 and $10.66. Following this sale, Liuzza directly holds 489,874 shares of Red Cat common stock.

Rhea-AI Summary

Red Cat Holdings, Inc. Chairman and CEO Jeffrey M. Thompson reported an open-market sale of 150,000 shares of common stock on July 15, 2026 at a weighted-average price of $8.51 per share, with individual trades between $8.18 and $9.04. The sale was executed under a Rule 10b5-1 trading plan adopted on March 31, 2026. After this transaction, Thompson directly holds 12,762,202 shares of Red Cat common stock.

Rhea-AI Summary

Red Cat Holdings, Inc. director Paul Funk II sold all of his directly held common shares in an open-market transaction. On June 11, 2026, he sold 165,028 shares of Common Stock at a weighted average price of $11.50 per share, with individual trades ranging from $11.46 to $11.58. Following this sale, his directly owned common share balance reported in this filing is 0 shares. The filing notes the price is a weighted average across multiple individual transactions and that full trade-by-trade details are available on request.

Rhea-AI Summary

Red Cat Holdings, Inc. Chairman and CEO Jeffrey M. Thompson reported several equity compensation transactions involving common stock, restricted stock units (RSUs), and stock options. He exercised 5,295 RSUs into the same number of common shares and had 1,570 common shares withheld to cover tax obligations on April 6, 2026.

Thompson was granted 21,182 RSUs, each representing one share of RCAT common stock; one-fourth vested on April 6, 2026 and the remainder will vest on December 31, 2026. He also received 1,040,000 employee stock options with a $13.06 exercise price expiring on April 5, 2036, granted as compensation instead of base salary and a traditional bonus plan. Following these transactions, he directly holds 12,912,202 common shares.

Rhea-AI Summary

Red Cat Holdings, Inc. director Funk Paul II settled a previously granted equity award into common shares. On April 30, 2026, 7,429 restricted stock units converted into 7,429 shares of Red Cat common stock at a stated price of $0.00 per share.

These restricted stock units were originally granted on May 22, 2025 and vested on April 30, 2026, when they were settled in shares on their scheduled vesting date. After this settlement, Funk Paul II directly holds 165,028 shares of Red Cat common stock and no restricted stock units remain outstanding from this grant.

Rhea-AI Summary

Red Cat Holdings, Inc. director Nicholas Reyland Liuzza Jr. exercised restricted stock units into common shares. On April 30, 2026, 7,429 restricted stock units settled into 7,429 shares of common stock at a stated price of $0.0000 per share, reflecting a scheduled vesting rather than an open‑market purchase.

The footnote explains these units were originally granted on May 22, 2025 and vested on April 30, 2026. After the settlement, Liuzza directly holds 544,874 shares of Red Cat common stock. The filing shows no open‑market buying or selling activity, only the conversion of vested equity awards into shares.

Rhea-AI Summary

Red Cat Holdings director Joseph David Freedman settled restricted stock units into common shares. On April 30, 2026, 7,429 restricted stock units vested and were converted into 7,429 shares of Red Cat common stock at no cash exercise price. Following this settlement, he directly held 342,689 shares of common stock. The RSUs were originally granted on May 22, 2025, and this transaction reflects routine equity compensation vesting rather than an open-market purchase or sale.

Rhea-AI Summary

Red Cat Holdings director Christopher R. Moe reported a routine equity compensation event. On April 30, 2026, he exercised 7,429 restricted stock units, receiving 7,429 shares of Red Cat common stock at a stated price of $0.00 per share.

The footnotes explain these restricted stock units were originally granted on May 22, 2025 and vested on April 30, 2026, with each unit converting into one share. After this settlement, Moe directly holds 230,502 shares of Red Cat common stock, and there are no remaining RSUs from this grant.

Rhea-AI Summary

Red Cat Holdings, Inc. Chairman and CEO Jeffrey M. Thompson received a grant of employee stock options covering 1,000,000 shares of common stock. The options have a $6.73 exercise price and were granted in lieu of a base salary and participation in the traditional bonus plan.

The grant vests over three years: 50% on the first anniversary of the grant date, 25% on the second, and 25% on the third. Following this grant, Thompson holds options for 1,000,000 shares directly, with the options expiring on May 22, 2035.

Rhea-AI Summary

Moe Christopher R. reported acquisition or exercise transactions in this Form 4 filing.

Red Cat Holdings director Christopher R. Moe received a grant of 7,429 restricted stock units as equity compensation. Each unit represents a contingent right to receive one share of Red Cat common stock. The restricted stock units vest on April 30, 2026, and are held directly by Moe.

Rhea-AI Summary

Red Cat Holdings director Nicholas Reyland Liuzza Jr received a grant of 7,429 restricted stock units on May 22, 2025 as equity compensation. Each unit represents a contingent right to receive one share of Red Cat common stock and carries no cash exercise price.

The 7,429 restricted stock units vest on April 30, 2026, aligning the director’s compensation with future company performance. Following this award, his reported holdings from this grant total 7,429 restricted stock units linked to an equal number of underlying common shares.

Rhea-AI Summary

Funk Paul II reported acquisition or exercise transactions in this Form 4 filing.

Red Cat Holdings director Paul Funk II received a grant of 7,429 restricted stock units. The award was made on May 22, 2025 as compensation, with no cash price per unit. Following the grant, Funk directly holds 7,429 restricted stock units.

Each unit represents a contingent right to receive one share of Red Cat common stock. The restricted stock units are scheduled to vest on April 30, 2026, meaning the shares will be delivered only if the vesting condition is satisfied and Funk remains eligible.

Rhea-AI Summary

Red Cat Holdings, Inc. director Joseph David Freedman received a grant of restricted stock units as equity compensation. He acquired 7,429 restricted stock units on Common Stock, each representing a contingent right to receive one share of RCAT common stock. These units vest on April 30, 2026, meaning the shares will be delivered only if the vesting condition is satisfied. After this grant, his reported derivative holdings from this award total 7,429 units, all held as direct ownership.

Rhea-AI Summary

Red Cat Holdings, Inc. Chief Revenue Officer Geoffrey Wayne Hitchcock reported routine equity compensation activity. On March 31, 2026, he was granted 8,701 restricted stock units (RSUs), each representing a right to receive one share of common stock. The RSUs vest 25% immediately and 75% on December 31, 2026. He exercised 2,175 RSUs into common stock, and 645 common shares were withheld at $13.09 per share to cover tax obligations. Following these transactions, he directly holds 206,517 shares of common stock and 6,526 RSUs.

Rhea-AI Summary

Red Cat Holdings Chief Financial Officer Morrison Christian Spenst received equity compensation in the form of restricted stock units on March 31, 2026. He was granted 1,688 restricted stock units (RSUs), each representing a contingent right to receive one share of RCAT common stock. Twenty-five percent of the RSUs vested immediately, and the remaining 75% are scheduled to vest on December 31, 2026. On the same date, he exercised 422 RSUs into common stock at a conversion price of $0.00 and had 145 shares of common stock withheld at an implied price of $13.09 per share to cover tax obligations, leaving him with 277 shares of common stock directly held after these transactions.

Rhea-AI Summary

Red Cat Holdings, Inc. Chief Operating Officer Christian Ericson reported equity compensation and related share movements. On March 31, 2026, he was granted 16,294 restricted stock units (RSUs), each representing a right to receive one share of common stock.

According to the grant terms, 25% of these RSUs vested immediately, with the remaining 75% scheduled to vest on December 31, 2026. On the same date, he exercised 4,073 RSUs into 4,073 shares of common stock and 1,176 common shares were withheld at $13.09 per share to cover tax obligations. Following these transactions, he directly held 28,920 shares of common stock and 12,221 RSUs.

Rhea-AI Summary

Red Cat Holdings, Inc. reported a routine equity compensation event for its Chief Operating Officer, Christian Ericson. On March 17, 2026, Ericson exercised 12,500 restricted stock units, receiving the same number of common shares at a stated price of $0.00 per share. Of these, 3,607 shares were withheld at $15.54 per share to cover tax obligations, a non-market disposition, leaving him with 26,023 common shares held directly after the transactions. The RSUs stem from a 25,000-unit grant awarded on December 2, 2025, scheduled to vest in two equal installments on March 17, 2026 and March 17, 2027.

Rhea-AI Summary

Red Cat Holdings Chief Operating Officer Christian Ericson exercised 25,000 restricted stock units into common shares on March 11, 2026. These units had been granted earlier and vested in two equal installments. To cover tax obligations, 7,870 of the resulting common shares were withheld at a value of $14.67 per share. After the exercise and tax withholding, Ericson holds 17,130 shares of Red Cat common stock directly, reflecting a routine compensation-related transaction rather than an open-market trade.

Rhea-AI Summary

Red Cat Holdings, Inc. reported an equity award to its Chief Financial Officer, Christian Morrison. On December 2, 2025, the CFO received 30,150 restricted stock units, each representing the right to receive one share of Red Cat common stock. The units were reported as derivative securities with a price of $0 and are held as direct beneficial ownership.

The restricted stock units will vest in two equal installments: 50% on December 2, 2026, and 50% on December 2, 2027, contingent on the CFO’s continued employment with Red Cat Holdings, Inc. The report notes that it was filed outside the usual filing period due to an administrative delay in obtaining EDGAR filing credentials amid a high volume of submissions.

Rhea-AI Summary

Red Cat Holdings, Inc. director Paul Funk II received 868 restricted stock units (RSUs), each representing the contingent right to one share of RCAT common stock. The RSUs vested on 10/02/2025, converting into 868 shares held directly by Mr. Funk at a reported acquisition price of $0 per share. This transaction reflects a routine equity grant payout converting compensation awards into ordinary shares rather than an open-market purchase or sale. The position after vesting is 868 shares of common stock held directly.

Rhea-AI Summary

Geoffrey Hitchcock, Chief Revenue Officer of Red Cat Holdings, Inc. (RCAT), reported changes in his holdings on a Form 4. On 10/01/2025 he was credited with 262,500 restricted stock units (RSUs) that convert one-for-one into common stock; those RSUs reflect the first half of a 525,000 RSU grant originally awarded on 11/24/2024 and vesting in equal installments on 10/01/2025 and 10/01/2026. The filing shows a sale of 89,838 shares at $10.47 each on the same date. After these transactions, the reporting person’s disclosed beneficial ownership of common stock is 204,987 shares (per the filing's corrected counting method, the report notes amended filings will follow).

Rhea-AI Summary

Christopher R. Moe, a director of Red Cat Holdings, Inc. (RCAT), reported a sale of common stock. On 09/29/2025 he disposed of 10,000 shares at a weighted-average price of $10.91 per share (transactions ranged from $10.57 to $11.03). After the sale he beneficially owned 53,073 shares, reported as direct ownership. The Form 4 was signed on 09/30/2025 and includes an explanatory footnote offering to provide transaction-level price details on request.

Rhea-AI Summary

Christopher R. Moe, a director of Red Cat Holdings, Inc. (RCAT), reported multiple open-market sales of common stock in a Form 4 filing. The filing lists four sales executed between 09/08/2025 and 09/12/2025 totaling 50,000 shares sold at reported weighted-average prices of $8.90, $9.77, $10.79, and $10.96. Following the last reported sale on 09/12/2025, the reporting person beneficially owned 63,073 shares. The filing includes footnotes clarifying that the prices for the 9/11 and 9/12 trades are weighted averages across multiple executions and offers to provide detailed breakouts on request. The Form 4 is signed by Christopher R. Moe on 09/15/2025.