Welcome to our dedicated page for Red Cat Hldgs SEC filings (Ticker: RCAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Red Cat Holdings, Inc. (Nasdaq: RCAT) SEC filings, offering a primary source for understanding the company’s capital markets activity, governance decisions, and key corporate agreements. As a Nevada corporation with common stock listed on the Nasdaq Capital Market, Red Cat files periodic and current reports that document material events affecting the business.
Among the most relevant documents for investors are Form 8-K filings, which Red Cat uses to report material definitive agreements, financing transactions, auditor changes, and stockholder meeting results. For example, the company has filed 8-Ks describing an underwritten public offering of common stock and a registered direct offering, including the number of shares issued, public offering prices, use of proceeds, and related lock-up agreements for executive officers and directors. These filings also outline amendments to secured convertible notes and warrants with institutional investors, providing detail on conversion terms and waiver arrangements.
Other 8-K disclosures cover changes in the company’s independent registered public accounting firm, including the dismissal of a prior auditor, the absence of disagreements on accounting matters, and the appointment of a new firm. Filings related to annual stockholder meetings summarize voting outcomes on director elections, auditor ratification, and approvals connected to financing instruments.
Through Stock Titan, users can review these SEC documents alongside AI-powered summaries that explain the significance of each filing in plain language. Real-time updates from EDGAR help surface new 8-Ks, annual reports on Form 10-K or transition reports, and quarterly reports on Form 10-Q as they become available. Investors can also monitor disclosures that relate to equity offerings, debt arrangements, and other capital structure changes, gaining a clearer view of how Red Cat funds its defense-focused unmanned systems and related initiatives.
Red Cat Holdings (RCAT) held its 2025 Annual Meeting of Stockholders on June 18, with 50,411,836 shares represented out of 90,514,996 total outstanding shares. The meeting included three key proposals:
1. Board Election Results:
- Jeffrey M. Thompson received strongest support with 22,060,730 votes in favor
- Other directors (Freedman, Funk II, Liuzza Jr., and Moe) received between 9.3-10 million votes each
- Significant broker non-votes of approximately 27.8 million for all candidates
2. Auditor Appointment: Shareholders strongly approved dbbmckennon as independent auditor with 49,006,127 votes in favor.
3. Share Issuance Approval: Stockholders approved issuance of common stock to Lind Global Asset Management XI LLC and X LLC for convertible notes and warrants, with 21,201,292 votes in favor versus 1,119,721 against.
Red Cat Holdings announced a $46.75 million registered direct offering through the sale of 6,448,276 shares of common stock at $7.25 per share to institutional investors. The offering closed on June 18, 2025, with Northland Securities serving as exclusive placement agent for a 6.0% fee.
Key details of the offering include:
- Proceeds will fund general corporate purposes and operating expenses for new unmanned surface vessel division
- 30-day lock-up period for company executives and directors
- Company restricted from issuing additional shares or entering variable rate transactions for 30 days
Additionally, the company amended agreements with Lind Global Asset Management, modifying terms of existing convertible notes and warrants. Key changes include:
- Exempting the current offering from triggering price adjustments
- Removing the company's cash payment option for conversions
- Eliminating prepayment rights on the promissory note