Welcome to our dedicated page for Red Cat Holdings SEC filings (Ticker: RCAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Red Cat Holdings's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Red Cat Holdings's regulatory disclosures and financial reporting.
Red Cat Holdings, Inc. (RCAT) filed a preliminary prospectus supplement on a shelf registration to sell additional shares of common stock on Nasdaq. The offering size, public offering price, and exact dates are left blank in this preliminary document, but the company disclosed a last sale price of $10.83 per share on September 16, 2025 and 100,041,485 shares outstanding as of September 15, 2025. Net proceeds are estimated to be approximately a stated amount in millions (amount redacted here) and are intended for general corporate and working capital purposes, including investments related to a new unmanned surface vessel division. The company disclosed historical acquisitions (Rotor Riot, Fat Shark, Skypersonic, Teal, FlightWave) and noted identified material weaknesses in internal control over financial reporting and related remediation efforts. The prospectus emphasizes significant investment risks, potential dilution, and Nasdaq listing risks.
Christopher R. Moe, a director of Red Cat Holdings, Inc. (RCAT), reported multiple open-market sales of common stock in a Form 4 filing. The filing lists four sales executed between 09/08/2025 and 09/12/2025 totaling 50,000 shares sold at reported weighted-average prices of $8.90, $9.77, $10.79, and $10.96. Following the last reported sale on 09/12/2025, the reporting person beneficially owned 63,073 shares. The filing includes footnotes clarifying that the prices for the 9/11 and 9/12 trades are weighted averages across multiple executions and offers to provide detailed breakouts on request. The Form 4 is signed by Christopher R. Moe on 09/15/2025.
Red Cat Holdings, Inc. files an S-3 shelf registration that discloses a material acquisition and describes the securities offering mechanics to be provided under the prospectus. In September 2024 the company acquired FlightWave Aerospace Systems Corporation for a total purchase price of $14.0 million and established a new subsidiary, FW Acquisition Inc., for ongoing operations. The prospectus text lists detailed terms that will apply to any offered warrants and securities, including exercise mechanics, pricing possibilities, transferability, adjustment provisions, tax considerations and related underwriting and distribution arrangements. The filing also identifies categories of offering expenses such as FINRA fees, accounting, legal and transfer agent fees and lists multiple filings incorporated by reference into the registration statement.
Form 144 Notice: This filing by a person associated with Red Cat Holdings, Inc. (RCAT) notifies the proposed sale of 30,000 common shares through Merrill Lynch with an aggregate market value of $303,404.87, anticipated on 09/11/2025 on NASQ. The shares were acquired mostly as stock bonuses in 2023 (20,000 on 07/14/2023, 2,963 on 07/14/2023 and 7,037 on 11/01/2023) and were received as compensation. The filer also reported prior sales during the past three months totaling 46,833 shares generating gross proceeds of $440,833.45 across four sales in August and September 2025. The notice includes the mandatory representation that the seller knows of no undisclosed material adverse information.
Red Cat Holdings, Inc. (RCAT) Form 144 shows an anticipated sale of 10,000 common shares valued at $89,000, with an approximate sale date of 09/08/2025 on NASQ. The filing reports these shares were acquired on 07/14/2023 as a stock bonus from Red Cat Holdings Inc. and were issued as compensation.
The filer also disclosed three sales in August 2025: 10,000 shares on 08/20/2025 for $89,300, 16,833 shares on 08/21/2025 for $161,247, and 10,000 shares on 08/25/2025 for $100,359. The filing states there is no undisclosed material adverse information known to the seller.
Red Cat Holdings, Inc. has changed its independent registered public accounting firm, dismissing dbbmckennon LLC and appointing KPMG LLP as auditor for the fiscal year ending December 31, 2025. The company states that dbbmckennon’s reports on its financial statements for the eight months ended December 31, 2024 and the years ended April 30, 2024 and 2023 contained no adverse opinions, disclaimers, or qualifications as to uncertainty, scope, or principles. Red Cat reports no disagreements with dbbmckennon on accounting, disclosure, or audit matters and no reportable events, other than a previously disclosed material weakness cited in its recent annual reports. The filing also notes that neither Red Cat nor its representatives consulted KPMG on accounting or auditing issues before the appointment.
Red Cat Holdings (RCAT) Form 144 notice shows a proposed sale of 10,000 common shares through Merrill Lynch with an aggregate market value of $100,359.09, scheduled approximately for 08/25/2025. The shares were acquired as a stock bonus on 02/08/2023 from Red Cat Holdings, with payment characterized as compensation. The filing discloses prior sales by the same person within three months: 10,000 shares on 08/20/2025 for $89,300.00 and 16,833 shares on 08/21/2025 for $161,247.00. The filer attests there is no undisclosed material adverse information about the issuer.
Christopher R. Moe, a director of Red Cat Holdings, Inc. (RCAT), reported two open-market sales of common stock. On 08/20/2025 he sold 10,000 shares at $8.93 per share, leaving him with 129,906 shares beneficially owned. On 08/21/2025 he sold an additional 16,833 shares at a weighted-average price of $9.58, leaving 113,073 shares beneficially owned. The filing notes the reporting person previously aggregated derivative and non-derivative holdings and will file amended reports to show corrected counts of each security type.
Form 144 notice for Red Cat Holdings, Inc. (RCAT): The filing reports a proposed sale of 26,833 common shares with an aggregate market value of $257,000, to be sold approximately on 08/21/2025 on the NASQ exchange. The shares were acquired as stock bonuses from Red Cat Holdings on five dates in 2022–2023 (04/29/2022, 07/15/2022, 10/31/2022, 01/11/2023, 02/08/2023) totaling the same 26,833 shares. The filing lists prior sales by the same person, Christopher Moe, of 10,000 shares on 08/20/2025 and 10,000 and 6,833 shares on 08/21/2025, with combined gross proceeds of $250,547. Outstanding shares reported: 99,764,256. The filer certifies no undisclosed material adverse information.