RCKT (NASDAQ: RCKT) files Form 144 for 855 vested shares

Rhea-AI Filing Summary

RCKT submitted a Form 144 reporting 855 shares of Common Stock to be sold in connection with Restricted Stock Vesting on 05/11/2026.

The filing also records prior sales: 3,726 shares on 02/13/2026 for $12,340.88 and 1,157 shares on 02/18/2026 for $3,862.64.

Insights

Securities Compliance Analyst

Administrative notice of proposed resale under Rule 144.

The filing lists 855 shares of Common Stock planned for sale tied to Restricted Stock Vesting on 05/11/2026. This is a routine disclosure that notifies the market of an intended resale method and timing.

Cash‑flow treatment and buyer details are not provided in the excerpt; subsequent transaction reports would show execution details.

Equity Transactions Specialist

Shows recent small sales and a pending resale example.

The excerpt documents past dispositions of 3,726 and 1,157 shares on 02/13/2026 and 02/18/2026 with amounts $12,340.88 and $3,862.64, respectively. These are concrete transaction records rather than company-level financing actions.

Timing and settlement method for the 855-share sale are limited to the vesting date; execution details would appear in trade reports.

Key Figures

Shares To Be Sold: 855 shares Prior Sale 1: 3,726 shares Prior Sale 2: 1,157 shares

3 metrics

Shares To Be Sold 855 shares Restricted Stock Vesting on <date>05/11/2026</date>

Prior Sale 1 3,726 shares Sold on <date>02/13/2026</date> for <money>$12,340.88</money>

Prior Sale 2 1,157 shares Sold on <date>02/18/2026</date> for <money>$3,862.64</money>

Key Terms

Restricted Stock Vesting, Fidelity Brokerage Services LLC, Form 144

3 terms

Restricted Stock Vesting financial

"Common | 05/11/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Fidelity Brokerage Services LLC other

"Common | Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

What does RCKT's Form 144 report?

It reports a proposed sale of 855 shares of Common Stock tied to Restricted Stock Vesting with vesting dated 05/11/2026. The filing lists prior sales for context.

Who is listed as the broker or intermediary on the filing for RCKT?

The filing lists Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield RI 02917 as the broker/intermediary associated with the securities referenced.

What prior transactions are shown in the Form 144 excerpt?

The excerpt shows past dispositions of 3,726 shares on 02/13/2026 for $12,340.88 and 1,157 shares on 02/18/2026 for $3,862.64.

Does the filing state who will receive the sale proceeds?

The excerpt does not specify proceeds recipients beyond the transaction entries; it ties the planned 855-share sale to Issuer and labels the reason as Compensation (vesting).

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/13/2026 - 03:10 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001662170
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROCKET PHARMACEUTICALS, INC.
SEC File Number	001-36829
Address of Issuer	350 FIFTH AVENUE SUITE 7530 NEW YORK NEW YORK 10118
Phone	646-440-9100
Name of Person for Whose Account the Securities are To Be Sold	Militello John
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	855	3082.79	109193549	05/13/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/11/2026	Restricted Stock Vesting	Issuer			855	05/11/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John Militello 9 Cedarbrook Drive Cranbury NJ 08512	Common	02/13/2026	3726	12340.88
John Militello 9 Cedarbrook Drive Cranbury NJ 08512	Common	02/18/2026	1157	3862.64

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	05/13/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for John Militello
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)