STOCK TITAN

Rocky Brands (RCKY) director receives 503-share stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Jordan William L reported acquisition or exercise transactions in this Form 4 filing.

ROCKY BRANDS, INC. director William L. Jordan received a grant of 503 shares of Common Stock on April 1, 2026. The shares were awarded at a stated price of $0.00 per share, indicating a compensation-related grant rather than a market purchase, bringing his direct holdings to 20,479 shares.

Positive

  • None.

Negative

  • None.
Insider Jordan William L
Role Director
Type Security Shares Price Value
Grant/Award Common Stock, without par value 503 $0.00 --
Holdings After Transaction: Common Stock, without par value — 20,479 shares (Direct)
Footnotes (1)
Shares granted 503 shares Common Stock grant to director on April 1, 2026
Grant price $0.00 per share Stated transaction price for the 503-share award
Holdings after transaction 20,479 shares Director William L. Jordan’s direct Common Stock holdings post-grant
Transaction code A Classified as a grant, award, or other acquisition
Transaction date April 1, 2026 Date the 503-share Common Stock grant was reported
Form 4 regulatory
"What insider transaction did Rocky Brands (RCKY) report in this Form 4?"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
grant/award acquisition financial
"The Form 4 classifies it as a “grant/award acquisition” with a transaction code A"
Common Stock, without par value financial
"The filing shows that the security involved was Rocky Brands’ Common Stock, without par value."
transaction code A regulatory
"The Form 4 classifies it as a “grant/award acquisition” with a transaction code A"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jordan William L

(Last)(First)(Middle)
39 EAST CANAL STREET

(Street)
NELSONVILLE OHIO 45764

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, without par value04/01/2026A503A$0.000020,479D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Jeremy D. Siegfried, Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Rocky Brands (RCKY) report in this Form 4?

Rocky Brands reported that director William L. Jordan received a grant of 503 shares of Common Stock on April 1, 2026. The shares were awarded at a stated price of $0.00 per share as part of a compensation-related grant, not an open-market purchase.

How many Rocky Brands (RCKY) shares does William L. Jordan hold after this grant?

After the April 1, 2026 grant, director William L. Jordan directly holds 20,479 shares of Rocky Brands Common Stock. This total reflects the addition of 503 granted shares reported in the filing as a non-cash grant or award acquisition to his existing holdings.

Was the Rocky Brands (RCKY) insider transaction a market buy or a compensation grant?

The transaction was a compensation-related grant, not a market buy. The Form 4 classifies it as a “grant/award acquisition” with a transaction code A and a transaction price of $0.00 per share, indicating no cash was paid for the 503 shares received.

What security was involved in the latest Rocky Brands (RCKY) insider grant?

The filing shows that the security involved was Rocky Brands’ Common Stock, without par value. Director William L. Jordan received 503 shares of this Common Stock as a grant or award, increasing his direct ownership to a total of 20,479 shares after the transaction.

Did the Rocky Brands (RCKY) Form 4 show any insider sales or disposals?

No insider sales or disposals were reported in this filing. The transaction summary shows one acquisition transaction and zero sales, gifts, tax withholdings, or restructurings, reflecting only the grant of 503 Common Stock shares to director William L. Jordan.