Rocky Brands director awarded 503 shares

Jordan William L reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Jordan William L reported acquisition or exercise transactions in this Form 4 filing.

ROCKY BRANDS, INC. director William L. Jordan received a grant of 503 shares of Common Stock on April 1, 2026. The shares were awarded at a stated price of $0.00 per share, indicating a compensation-related grant rather than a market purchase, bringing his direct holdings to 20,479 shares.

Insider Trade Summary

Grant/Award: 503 shares

Grant/Award 1 txn

Insider Jordan William L

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, without par value	503	$0.00	$0.00

Holdings After Transaction: Common Stock, without par value — 20,479 shares (Direct)

Key Figures

Shares granted: 503 shares Grant price: $0.00 per share Holdings after transaction: 20,479 shares +2 more

5 metrics

Shares granted 503 shares Common Stock grant to director on April 1, 2026

Grant price $0.00 per share Stated transaction price for the 503-share award

Holdings after transaction 20,479 shares Director William L. Jordan’s direct Common Stock holdings post-grant

Transaction code A Classified as a grant, award, or other acquisition

Transaction date April 1, 2026 Date the 503-share Common Stock grant was reported

Key Terms

Form 4, grant/award acquisition, Common Stock, without par value, transaction code A

4 terms

Form 4 regulatory

"What insider transaction did Rocky Brands (RCKY) report in this Form 4?"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

grant/award acquisition financial

"The Form 4 classifies it as a “grant/award acquisition” with a transaction code A"

Common Stock, without par value financial

"The filing shows that the security involved was Rocky Brands’ Common Stock, without par value."

transaction code A regulatory

"The Form 4 classifies it as a “grant/award acquisition” with a transaction code A"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Rocky Brands (RCKY) report in this Form 4?

Rocky Brands reported that director William L. Jordan received a grant of 503 shares of Common Stock on April 1, 2026. The shares were awarded at a stated price of $0.00 per share as part of a compensation-related grant, not an open-market purchase.

How many Rocky Brands (RCKY) shares does William L. Jordan hold after this grant?

After the April 1, 2026 grant, director William L. Jordan directly holds 20,479 shares of Rocky Brands Common Stock. This total reflects the addition of 503 granted shares reported in the filing as a non-cash grant or award acquisition to his existing holdings.

Was the Rocky Brands (RCKY) insider transaction a market buy or a compensation grant?

The transaction was a compensation-related grant, not a market buy. The Form 4 classifies it as a “grant/award acquisition” with a transaction code A and a transaction price of $0.00 per share, indicating no cash was paid for the 503 shares received.

What security was involved in the latest Rocky Brands (RCKY) insider grant?

The filing shows that the security involved was Rocky Brands’ Common Stock, without par value. Director William L. Jordan received 503 shares of this Common Stock as a grant or award, increasing his direct ownership to a total of 20,479 shares after the transaction.

Did the Rocky Brands (RCKY) Form 4 show any insider sales or disposals?

No insider sales or disposals were reported in this filing. The transaction summary shows one acquisition transaction and zero sales, gifts, tax withholdings, or restructurings, reflecting only the grant of 503 Common Stock shares to director William L. Jordan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/03/2026 - 01:01 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Jordan William L

(Last) (First) (Middle)

39 EAST CANAL STREET

(Street)

NELSONVILLE OHIO 45764

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, without par value	04/01/2026		A		503	A	$0.0000	20,479	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Jeremy D. Siegfried, Attorney-in-Fact	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)