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[Form 4] Rocky Brands, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Robyn R. Hahn, a director of Rocky Brands, Inc. (RCKY), reported a sale of 2,500 shares of the company on 09/03/2025 at a weighted average price of $29.52. The filing states the shares were sold at prices ranging from $29.45 to $29.66. After this transaction Ms. Hahn beneficially owns 7,661 shares, held directly. The Form 4 was signed by an attorney-in-fact on 09/05/2025. No derivative transactions are reported on this form.

Positive

  • Director retains ownership of 7,661 shares after the sale, indicating continued stake in the company
  • Filing includes precise trade details (dates, weighted average price, and price range), supporting transparency

Negative

  • Insider sale of 2,500 shares could be viewed unfavorably by some investors, although context is not provided
  • No disclosure of reason for sale is provided in the Form 4, so motivations are not documented

Insights

TL;DR Director sold a modest block of shares; remaining direct holdings remain material relative to the sale size.

The sale of 2,500 shares at a weighted average of $29.52 is a clear, single non-derivative disposition reported for a company director. The filing confirms the price range for the trades and that post-transaction direct ownership is 7,661 shares. This is a routine Section 16 disclosure; there is no additional financial or derivative activity disclosed to suggest a change in company outlook or compensation structure.

TL;DR Routine insider sale disclosed; documentation and attorney-in-fact signature are in order.

The Form 4 identifies the reporting person as a director and shows a direct sale only, with no amendments or complex instruments disclosed. The submission includes the required explanation of price ranges and an attorney-in-fact signature date, satisfying procedural requirements for Section 16 reporting. There are no governance red flags or related-party transactions noted in this filing.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hahn Robyn R.

(Last) (First) (Middle)
39 EAST CANAL STREET

(Street)
NELSONVILLE OH 45764

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, without par value 09/03/2025 S 2,500 D $29.52(1) 7,661 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $29.45 to $29.66. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting person will provide the full information about the number of shares sold at each separate price.
Jeremy D. Siegfried, Attorney-in-Fact 09/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Robyn R. Hahn (RCKY) report on Form 4?

The Form 4 reports that Robyn R. Hahn sold 2,500 shares of Rocky Brands on 09/03/2025 at a weighted average price of $29.52.

How many shares does Robyn R. Hahn own after the reported transaction?

Following the sale, the filing shows Ms. Hahn beneficially owns 7,661 shares held directly.

What price range were the sold shares executed at?

The filing states shares were sold at prices ranging from $29.45 to $29.66, with a weighted average of $29.52.

Were any derivatives reported by the insider in this Form 4 for RCKY?

No. Table II contains no entries; only a non-derivative sale of common stock is reported.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by an attorney-in-fact, Jeremy D. Siegfried, on 09/05/2025.
Rocky Brands Inc

NASDAQ:RCKY

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RCKY Stock Data

224.21M
7.22M
6.64%
73.13%
1.43%
Footwear & Accessories
Footwear, (no Rubber)
Link
United States
NELSONVILLE