Rocky Brands (RCKY) director exercises options, sells 3,000 shares
Rhea-AI Filing Summary
Rocky Brands director Tracie A. Winbigler exercised stock options for 3,000 shares of common stock at an exercise price of $39.80 per share on July 31, 2026, then sold 3,000 shares at a weighted average of $47.4456 per share, with sale prices ranging from $47.25 to $47.88. The exercised options, which vested in four 25% tranches during 2022, were scheduled to expire on January 3, 2027.
Positive
- None.
Negative
- None.
Insider Trade Summary
Exercise and Sale: 3,000 shares ($23K approx. pre-tax spread)
Exercise and Sale
3 txns
Insider
Winbigler Tracie A.
Role
Director
Sold
3,000 shs ($142K)
Approx. gross sale proceeds
$142K
Approx. exercise cost
$119K
Approx. pre-tax spread
$23K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Option (right to buy) F2 | 3,000 | $0.00 | $0.00 |
| Exercise | Common Stock, without par value | 3,000 | $39.80 | $119K |
| Sale | Common Stock, without par value F1 | 3,000 | $47.4456 | $142K |
Holdings After Transaction:
Stock Option (right to buy) — 0 shares (Direct);
Common Stock, without par value — 14,246 shares (Direct)
Footnotes (2)
- F1. Price represents a weighted average of the sale price. Shares were sold at prices ranging from $47.25 to $47.88. Upon the request by the SEC staff, the Issuer, or a security holder of the Issuer, the reporting personwill provide the full information about the number of shares sold at each separate price
- F2. Options vested 25% on each of March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022.
Key Figures
Options exercised: 3,000 shares
Option exercise price: $39.80 per share
Shares sold: 3,000 shares
+4 more
7 metrics
Options exercised
3,000 shares
Stock options exercised into common stock on July 31, 2026
Option exercise price
$39.80 per share
Conversion or exercise price for 3,000 stock options
Shares sold
3,000 shares
Common stock sold on July 31, 2026 after option exercise
Weighted average sale price
$47.4456 per share
Weighted average for 3,000 shares sold; prices ranged $47.25–$47.88
Sale price range
$47.25–$47.88 per share
Range of prices at which the 3,000 shares were sold
Option expiration date
January 3, 2027
Expiration date of the exercised stock options
Option vesting schedule
25% on each of four 2022 dates
Options vested 25% on March 31, June 30, September 30 and December 31, 2022
Key Terms
Stock Option (right to buy), weighted average, Exercise or conversion of derivative security, Sale in open market or private transaction
4 terms
Stock Option (right to buy) financial
"Reporting a Stock Option (right to buy) exercised for 3,000 shares"
weighted average financial
"Price represents a weighted average of the sale price"
A weighted average is a way of calculating an overall number when some items matter more than others by giving each item a different level of importance, or weight. Investors use weighted averages to combine figures like prices, returns or earnings so the result reflects the size or significance of each part — like grading a class where a final exam counts more than a quiz, producing a score that better represents true performance.
Exercise or conversion of derivative security financial
"Transaction code M: Exercise or conversion of derivative security"
Sale in open market or private transaction financial
"Transaction code S: Sale in open market or private transaction"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What insider transaction did Rocky Brands (RCKY) director Tracie A. Winbigler report?
Tracie A. Winbigler reported exercising 3,000 stock options at $39.80 per share on July 31, 2026, then selling 3,000 common shares at a weighted average price of $47.4456, representing a same-day option exercise followed by a share sale.
What was the exercise price of Tracie A. Winbigler's Rocky Brands (RCKY) stock options?
The exercised stock options covered 3,000 underlying shares at an exercise price of $39.80 per share. These options were fully vested during 2022 and were scheduled to expire on January 3, 2027 before being exercised and converted into common stock.
Were Tracie A. Winbigler's Rocky Brands (RCKY) transactions made under a Rule 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox was not marked as affirming a trading plan, and the footnotes do not reference any Rule 10b5-1 arrangement. The transactions are therefore not identified in the disclosure as being executed under a pre-arranged trading plan.
What was the vesting schedule for Tracie A. Winbigler's Rocky Brands (RCKY) options that were exercised?
Footnotes state the options vested 25% on each of March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022. The fully vested options, covering 3,000 shares, were later exercised before their January 3, 2027 expiration date.