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RCKY Form 4: Director Purchase of 629 Shares Boosts Holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Director Jordan William L reported acquiring 629 shares of Rocky Brands, Inc. (RCKY) on 10/01/2025. After the transaction the reporting person beneficially owned 19,312 shares. The Form 4 was filed as a single reporting person disclosure and was executed by attorney-in-fact Jeremy D. Siegfried.

Positive

  • Insider acquisition of 629 shares on 10/01/2025
  • Post-transaction ownership increased to 19,312 shares

Negative

  • None.

Insights

Director purchased 629 shares, increasing holdings to 19,312 shares.

The filing documents a non-derivative acquisition of 629 common shares on 10/01/2025, reported on Form 4 by Director Jordan William L. The transaction shows a post-transaction beneficial ownership of 19,312 shares.

This is a routine Section 16 disclosure signaling an insider purchase; the Form was executed by an attorney-in-fact, Jeremy D. Siegfried, which is noted on the form.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Jordan William L

(Last) (First) (Middle)
39 EAST CANAL STREET

(Street)
NELSONVILLE OH 45764

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKY BRANDS, INC. [ RCKY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, without par value 10/01/2025 A 629 A $0.0000 19,312 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Jeremy D. Siegfried, Attorney-in-Fact 10/01/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Rocky Brands (RCKY) director Jordan William L report?

He reported acquiring 629 shares of Rocky Brands common stock on 10/01/2025 and now beneficially owns 19,312 shares.

What type of Form 4 filing was submitted for RCKY?

A Form 4 reporting a non-derivative acquisition by an insider, filed as a single reporting person disclosure.

Was the Form 4 signed by the reporting person for RCKY?

The Form 4 was executed by attorney-in-fact Jeremy D. Siegfried on behalf of the reporting person on 10/01/2025.

How many shares does Jordan William L own after the reported transaction?

Following the transaction he beneficially owns 19,312 shares.

Does the Form 4 include any derivative transactions for RCKY?

No. The filing lists only a non-derivative acquisition of common stock and contains no derivative securities.
Rocky Brands Inc

NASDAQ:RCKY

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319.87M
7.22M
Footwear & Accessories
Footwear, (no Rubber)
Link
United States
NELSONVILLE