Charles Schwab (RCL) insider files Form 144 to sell 12,811 RSU shares

Rhea-AI Filing Summary

Charles Schwab Corp filed a notice of proposed sale of 12,811 shares of common stock under Rule 144 for trading on the NYSE. The shares arise from vested restricted stock units granted as equity compensation that vested on June 24, 2022 (3,513 shares), February 7, 2023 (4,437 shares), and February 9, 2024 (4,861 shares). No additional sales are listed during the past three months.

Key Figures

Shares proposed for sale: 12,811 shares RSUs vested 06/24/2022: 3,513 shares RSUs vested 02/07/2023: 4,437 shares +1 more

4 metrics

Shares proposed for sale 12,811 shares Total Charles Schwab Corp common stock covered by the Rule 144 notice

RSUs vested 06/24/2022 3,513 shares Vested restricted stock units from June 24, 2022 equity compensation

RSUs vested 02/07/2023 4,437 shares Vested restricted stock units from February 7, 2023 equity compensation

RSUs vested 02/09/2024 4,861 shares Vested restricted stock units from February 9, 2024 equity compensation

Key Terms

Form 144, restricted stock units, equity compensation, Rule 144

4 terms

Form 144 regulatory

"Charles Schwab Corp filed a notice of proposed sale of shares under Form 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

restricted stock units financial

"The shares arise from vested restricted stock units granted as equity compensation"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

equity compensation financial

"Vested Restricted Stock Units | Issuer | ... | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Rule 144 regulatory

"notice of proposed sale of 12,811 shares of common stock under Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/03/2026 - 10:53 AM Accepted by SEC EDGAR 08/03/2026 - 10:53 AM Learn about SEC filing dates

FAQ

What does the Form 144 filing related to RCL disclose?

The filing discloses a planned sale of 12,811 shares of Charles Schwab Corp common stock under Rule 144. These shares come from vested restricted stock units granted as equity compensation over 2022–2024.

How many Charles Schwab Corp shares are proposed for sale in this Form 144?

The notice covers a proposed sale of 12,811 shares of common stock. This total is composed of three RSU vesting lots from 2022, 2023, and 2024 granted as equity compensation.

What are the RSU vesting lots underlying the RCL-related Form 144?

The underlying equity awards are vested restricted stock units of 3,513 shares (June 24, 2022), 4,437 shares (February 7, 2023), and 4,861 shares (February 9, 2024), all issued as equity compensation by Charles Schwab Corp.

On which exchange are the Charles Schwab Corp shares in this Form 144 listed?

The common stock covered by the Form 144 is listed on the NYSE. The filing specifies that the securities are Charles Schwab Corp common shares intended for sale on the New York Stock Exchange.

Does the Form 144 filing for RCL indicate recent prior sales of these shares?

The Form 144 indicates no additional securities sold during the past three months. Only the planned sale of 12,811 Charles Schwab Corp common shares from vested RSUs is disclosed.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp 3000 Schwab Way Westlake TX 76262	12811	4048147.00	267452084	07/29/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/24/2022	Vested Restricted Stock Units	Issuer			3513	06/24/2022	Equity Compensation
Common	02/07/2023	Vested Restricted Stock Units	Issuer			4437	02/07/2023	Equity Compensation
Common	02/09/2024	Vested Restricted Stock Units	Issuer			4861	02/09/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)