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RCM Technologies Insider Sale: Vizi Disposes 1,258 Shares Under 10b5-1 Plan

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Bradley S. Vizi, Executive Chairman & President of RCM Technologies, Inc. (RCMT), reported three sales of the issuer's common stock on 09/22/2025–09/24/2025 under a nondiscretionary Rule 10b5-1 plan established 12/07/2023. Total reported disposition was 1,258 shares at a weighted average price of approximately $27.50 per share. After these transactions the reporting person beneficially owned 1,511,333 shares directly. The filing discloses the sales were pre-arranged and the filer will provide specific per-price breakdowns on request.

Positive

  • Sales executed under a Rule 10b5-1 plan, indicating pre-arranged, nondiscretionary trades
  • Issuer and reporting person disclosed post-transaction ownership (1,511,333 shares), supporting transparency
  • Reporting person offered to provide per-price breakdowns on request, which aids regulatory and shareholder review

Negative

  • Reporting person disposed of 1,258 shares across three transactions, which is a reduction in insider holdings
  • Insider is both an officer and >10% owner, so sales by this person may attract heightened investor attention

Insights

TL;DR: Routine, pre-planned insider sales under a 10b5-1 plan; limited immediate market impact.

The transactions are disclosed as nondiscretionary sales under a Rule 10b5-1 plan, which indicates they were executed pursuant to a pre-established schedule rather than opportunistic trading. The total disposition of 1,258 shares at an average of ~$27.50 is small relative to the reported beneficial ownership of ~1.51 million shares, suggesting the trades are not materially dilutive to insider ownership percentage. Disclosure completeness—offering to provide per-price breakdowns—supports transparency.

TL;DR: Use of a 10b5-1 plan reduces governance concerns; maintain disclosure review for plan timing and adherence.

Filing identifies the seller as a director, officer and >10% owner, which generally attracts closer investor scrutiny. The explicit statement that the sales were conducted via a 10b5-1 plan and the offer to provide detailed per-price information are governance-positive actions that improve transparency. No other compensatory or derivative transactions are reported in this filing.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Vizi Bradley

(Last) (First) (Middle)
C/O RCM TECHNOLOGIES, INC.
2500 MCCLELLAN AVENUE, SUITE 350

(Street)
PENNSAUKEN NJ 08109

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
RCM TECHNOLOGIES, INC. [ RCMT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
Executive Chairman & President See Explanation of Responses
3. Date of Earliest Transaction (Month/Day/Year)
09/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/22/2025 S 1,165 D $27.5(1)(2) 1,511,426 D
Common Stock 09/23/2025 S 85 D $27.5(1) 1,511,341 D
Common Stock 09/24/2025 S 8 D $27.55(1) 1,511,333 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents a nondiscretionary sale by a plan established by the Reporting Person on December 7, 2023 in a manner intended to satisfy the requirements of Rule 10b5-1.
2. Represents the weighted average of a range of sale prices from $27.50 to $27.52. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price.
/s/ Bradley S. Vizi 09/24/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Bradley S. Vizi report on Form 4 for RCMT?

He reported three sales totaling 1,258 shares of RCMT common stock on 09/22/2025–09/24/2025 under a Rule 10b5-1 plan.

What price were the RCMT shares sold at in the Form 4?

The weighted average price was approximately $27.50, with an indicated range of $27.50 to $27.52 and one trade at $27.55.

How many RCMT shares does the reporting person own after these transactions?

The Form 4 reports 1,511,333 shares beneficially owned by the reporting person following the sales.

Were these sales discretionary or pre-planned?

The filing states the sales were nondiscretionary under a Rule 10b5-1 plan established on 12/07/2023.

Will more detail on the sales prices be available?

Yes. The reporting person states they will provide full information regarding the number of shares sold at each separate price upon request.
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