Recon Technology director files initial Form 3

Recon Technology, Ltd director Hu Zhongchen filed an initial Form 3, formally reporting insider status with the company.

Accepted by SEC EDGAR 04/01/2026 - 05:50 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Recon Technology, Ltd director Hu Zhongchen filed an initial Form 3, formally reporting insider status with the company. The filing does not list any common stock or derivative holdings and shows no insider transactions at this time.

Key Terms

Form 3, initial statement of beneficial ownership, derivative securities

3 terms

Form 3 regulatory

"Director Hu Zhongchen filed an initial Form 3, formally reporting insider status"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

initial statement of beneficial ownership regulatory

"This Form 3 serves as an initial statement of beneficial ownership for director Hu Zhongchen"

An initial statement of beneficial ownership is the first regulatory filing an insider or large investor submits to disclose the amount of a company's stock they control or benefit from. It matters to investors because it reveals who has significant influence over a company—like showing who’s holding the cards—and helps track potential conflicts of interest, insider motives, and future buying or selling that can move the stock price.

derivative securities financial

"no options, warrants, or other derivative securities are reported as held"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Recon Technology (RCON) Form 3 for Hu Zhongchen show?

The Form 3 shows that Hu Zhongchen is a director of Recon Technology, Ltd and is now a reporting insider. It does not list any current holdings or report any insider transactions in this filing.

Are there any insider share purchases or sales in the RCON Form 3?

No, the Form 3 for Recon Technology, Ltd reports no insider transactions. All transaction-related counts, including buys, sells, and exercises, are shown as zero in the transaction summary table.

Does Hu Zhongchen report any derivative securities in the Recon Technology Form 3?

No, the filing’s derivativeSummary section is empty. This indicates that, based on this Form 3, no options, warrants, or other derivative securities are reported as held by Hu Zhongchen at this time.

What is the purpose of this Form 3 for Recon Technology (RCON)?

This Form 3 serves as an initial statement of beneficial ownership for director Hu Zhongchen. It establishes him as a reporting insider under SEC rules but does not itself disclose any transactions or specific share positions.

Does the Recon Technology Form 3 include any Rule 10b5-1 trading plan disclosures?

No, there are no footnotes describing Rule 10b5-1 trading plans or pre-arranged trading. The only footnote entry provided in the data is null, so no such arrangements are disclosed here.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Hu Zhongchen

(Last) (First) (Middle)

ROOM 601, 1 SHUI'AN SOUTH STREET,

CHAOYANG DISTRICT

(Street)

BEIJING 100012

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026

3. Issuer Name and Ticker or Trading Symbol
Recon Technology, Ltd [ RCON ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Hu Zhongchen	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)