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Recon Technology (RCON) CEO reports Class A and B stakes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Recon Technology, Ltd CEO and director Yin Shenping filed an initial insider ownership report. The filing shows direct holdings of 10,000,000 Class B Ordinary Shares and 984,041 Class A Ordinary Shares. This Form 3 records existing ownership and does not reflect new share purchases or sales.

Positive

  • None.

Negative

  • None.
Insider Yin Shenping
Role CEO
Type Security Shares Price Value
holding Class A Ordinary Shares -- -- --
holding Class B Ordinary Shares -- -- --
Holdings After Transaction: Class A Ordinary Shares — 984,041 shares (Direct); Class B Ordinary Shares — 10,000,000 shares (Direct)
Footnotes (1)
Class A Ordinary Shares owned 984,041 shares Direct ownership after reported position
Class B Ordinary Shares owned 10,000,000 shares Direct ownership after reported position
Class A Ordinary Shares financial
"Security title is listed as Class A Ordinary Shares for one holding entry"
Class A ordinary shares are a type of ownership stake in a company that typically grants voting rights to shareholders, allowing them to have a say in important company decisions. They often come with priority in receiving dividends or profits, making them attractive to investors seeking influence and potential income. These shares help distinguish different levels of ownership and rights within a company's stock structure.
Class B Ordinary Shares financial
"Security title is listed as Class B Ordinary Shares for another holding entry"
Class B ordinary shares are a type of ownership stake in a company that typically come with different voting rights or privileges compared to other share classes. For investors, they represent a way to hold part of the company’s value and influence its decisions, often with fewer voting rights than Class A shares. Understanding these shares helps investors assess their level of control and potential returns within a company.
ten percent owner financial
"Reporting person is marked as a ten percent owner based on holdings"
Form 3 regulatory
"Initial insider ownership is reported on Form 3 for Yin Shenping"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Yin Shenping

(Last)(First)(Middle)
ROOM 601, 1 SHUI'AN SOUTH STREET,
CHAOYANG DISTRICT

(Street)
BEIJING100012

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
04/01/2026
3. Issuer Name and Ticker or Trading Symbol
Recon Technology, Ltd [ RCON ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
CEO
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares984,041D
Class B Ordinary Shares10,000,000D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Yin Shenping04/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What insider ownership did Recon Technology (RCON) disclose on this Form 3?

Recon Technology CEO Yin Shenping reported direct ownership of 10,000,000 Class B Ordinary Shares and 984,041 Class A Ordinary Shares. This Form 3 records existing holdings at the time the person became a reporting insider.

Did Yin Shenping buy or sell Recon Technology (RCON) shares in this filing?

No, this Form 3 does not show any share purchases or sales. It is an initial ownership statement listing Yin Shenping’s existing Class A and Class B Ordinary Share holdings as of the reporting date.

What roles does Yin Shenping hold at Recon Technology (RCON)?

Yin Shenping is listed as both a director and an officer, serving as CEO of Recon Technology, Ltd. The filing also indicates status as a ten percent owner based on reported shareholdings.

How many Recon Technology (RCON) Class A shares does the CEO own?

The filing reports that CEO Yin Shenping directly owns 984,041 Class A Ordinary Shares. This figure reflects total Class A holdings following the reported position, without indicating any recent transaction activity.

How many Recon Technology (RCON) Class B shares does the CEO own?

According to the Form 3, Yin Shenping directly holds 10,000,000 Class B Ordinary Shares. These Class B shares are reported as part of total ownership and help support the ten percent owner status noted in the filing.