STOCK TITAN

RedCloud director reports 7.7M-share stake

RedCloud Holdings plc (RCT) director and ten percent owner Senn Nikolaus Beat reported his initial beneficial ownership, including 7,651,524 Ordinary Shares held directly.

(High)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

RedCloud Holdings plc (RCT) director and ten percent owner Senn Nikolaus Beat reported his initial beneficial ownership, including 7,651,524 Ordinary Shares held directly. He also holds 135,000 share options under the issuer's Share Option Plan, fully vested, exercisable at $0.0027 per share and expiring on September 17, 2034.

In addition, he was issued 800,000 warrants to purchase up to 800,000 Ordinary Shares at an exercise price of $0.2003 per share, expiring on July 8, 2030; these warrants are not currently exercisable because of contractual beneficial ownership limitations.

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Insider Senn Nikolaus Beat
Role Director, 10% Owner
Type Security Shares Price Value
holding Share Option (right to buy) F1 -- -- --
holding Warrants F2 -- -- --
holding Ordinary Shares -- -- --
Holdings After Transaction: Share Option (right to buy) — 135,000 contracts (Direct); Warrants — 800,000 contracts (Direct); Ordinary Shares — 7,651,524 shares (Direct)
Footnotes (2)
  1. F1. Mr. Senn was granted 135,000 share options exercisable for 135,000 ordinary shares of the Issuer under the Issuer's Share Option Plan for services provided to the Issuer. All share options are vested to date. Each share option has an exercise price of GBP0.002 (or $0.0027, based on a conversion rate of GBP1.00 to $1.33 as of March 18, 2026).
  2. F2. Mr. Senn was issued 800,000 warrants to purchase up to 800,000 ordinary shares of the Issuer pursuant to the Issuer's private placement offering consummated on July 3, 2025. The warrants are not currently exercisable due to certain contractual beneficial ownership limitations.
Ordinary Shares held 7,651,524 shares Direct beneficial ownership reported as of March 18, 2026
Share options underlying shares 135,000 shares Options under Share Option Plan, fully vested
Share option exercise price $0.0027 per share Exercise price for 135,000 share options, also described as GBP0.002
Share option expiration September 17, 2034 Expiration date of 135,000 share options
Warrants underlying shares 800,000 shares Warrants issued in private placement consummated July 3, 2025
Warrant exercise price $0.2003 per share Exercise price for warrants over 800,000 Ordinary Shares
Warrant expiration July 8, 2030 Expiration date of 800,000 warrants
Share Option Plan financial
"share options exercisable for 135,000 ordinary shares of the Issuer under the Issuer's Share Option Plan"
warrants financial
"was issued 800,000 warrants to purchase up to 800,000 ordinary shares"
Warrants are special documents that give you the right to buy a company's stock at a set price before a certain date. They are often used as a way for companies to attract investors or raise money, and their value can increase if the company's stock price goes up.
Ordinary Shares financial
"warrants to purchase up to 800,000 ordinary shares of the Issuer"
Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.
beneficial ownership limitations financial
"The warrants are not currently exercisable due to certain contractual beneficial ownership limitations."
Beneficial ownership limitations are rules or contractual caps that restrict how much of a company’s stock an individual or entity can be treated as owning or controlling for legal, regulatory or corporate-governance purposes. They matter to investors because such limits affect voting power, reporting obligations, takeover risk and the ability to increase a stake — like an elevator weight limit or a lane divider that prevents any one car from taking over the whole road.

FAQ

What equity stake in RCT does Senn Nikolaus Beat report on this Form 3?

He reports direct beneficial ownership of 7,651,524 Ordinary Shares of RedCloud Holdings plc, along with additional derivative positions in share options and warrants over Ordinary Shares.

What share options in RCT does Senn Nikolaus Beat hold?

He holds 135,000 share options exercisable for 135,000 Ordinary Shares under the issuer's Share Option Plan, all vested, with an exercise price of $0.0027 per share and an expiration date of September 17, 2034.

What warrants in RCT does Senn Nikolaus Beat report?

He reports 800,000 warrants to purchase up to 800,000 Ordinary Shares, issued in a private placement consummated on July 3, 2025, with an exercise price of $0.2003 per share and an expiration date of July 8, 2030.

Are Senn Nikolaus Beat’s RCT warrants currently exercisable?

No. The 800,000 warrants are described as not currently exercisable because of contractual beneficial ownership limitations that restrict exercise based on his ownership level.

Are all of Senn Nikolaus Beat’s RCT share options vested?

Yes. The Form 3 states that all 135,000 share options are vested as of March 18, 2026, meaning they are currently exercisable subject to their terms and the stated exercise price.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Senn Nikolaus Beat

(Last)(First)(Middle)
50 LIVERPOOL STREET

(Street)
LONDONEC2M 7PY

(City)(State)(Zip)

UNITED KINGDOM

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
RedCloud Holdings plc [ RCT ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares7,651,524D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Share Option (right to buy) (1)09/17/2034Ordinary Shares135,000$0.0027(1)D
Warrants (2)07/08/2030Ordinary Shares800,000$0.2003(2)D
Explanation of Responses:
1. Mr. Senn was granted 135,000 share options exercisable for 135,000 ordinary shares of the Issuer under the Issuer's Share Option Plan for services provided to the Issuer. All share options are vested to date. Each share option has an exercise price of GBP0.002 (or $0.0027, based on a conversion rate of GBP1.00 to $1.33 as of March 18, 2026).
2. Mr. Senn was issued 800,000 warrants to purchase up to 800,000 ordinary shares of the Issuer pursuant to the Issuer's private placement offering consummated on July 3, 2025. The warrants are not currently exercisable due to certain contractual beneficial ownership limitations.
/s/ Nikolaus Senn09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)