RDCM (NASDAQ: RDCM) lists broker-led proposed share sales with Form 144

Rhea-AI Filing Summary

RDCM submitted a Form 144 notice reporting proposed sales of Ordinary Shares through broker-dealers TD Securities (USA) LLC and Jefferies LLC. The filing lists broker transaction details and dates, and records prior open-market purchases on 08/22/2022 totaling 11,100 shares.

Insights

Securities Compliance Analyst

Form 144 notice lists broker-mediated proposed sales; no proceeds or seller identity fully detailed.

The filing excerpt lists two broker-dealers and dates for proposed transactions, plus an earlier open-market purchase of 11,100 shares on 08/22/2022. It functions as a regulatory notice under Rule 144 rather than an executed sale record.

Cash-flow treatment and the seller's identity beyond broker listings are not stated in the excerpt; subsequent SEC or broker disclosures may show completion details.

Key Figures

Broker entry count: 4,710 Broker entry count: 6,390 Prior open-market purchase: 11,100 shares +2 more

5 metrics

Broker entry count 4,710 listed alongside TD Securities (04/23/2026)

Broker entry count 6,390 listed alongside Jefferies LLC (04/23/2026)

Prior open-market purchase 11,100 shares open-market purchases on <date>08/22/2022</date>

Broker numeric entry 60,853.20 numeric value adjacent to TD Securities row in excerpt

Broker numeric entry 82,558.80 numeric value adjacent to Jefferies row in excerpt

Key Terms

Form 144, Open Market Purchases, Ordinary Shares, Broker-dealer

4 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchases market

"Ordinary Shares | 08/22/2022 | Open Market Purchases"

Open market purchases are buys of a company’s shares (or other securities) made on public exchanges at prevailing market prices rather than through private deals. For investors this matters because when a company buys back its own stock it reduces the number of shares available, which can boost per-share earnings and often signals management’s confidence; it also affects supply, demand and short-term liquidity much like someone quietly buying up items from a crowded marketplace.

Ordinary Shares financial

"144: Securities Information Ordinary Shares"

Ordinary shares are a type of ownership stake in a company, giving shareholders a right to participate in the company’s profits and decision-making through voting. They are similar to owning a piece of a business, and their value can rise or fall based on the company's performance. Investors buy ordinary shares to potentially earn dividends and benefit from the company's growth over time.

Broker-dealer market

"TD Securities (USA) LLC 125 Park Avenue New York NY 10017"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Ordinary Shares	TD Securities (USA) LLC 125 Park Avenue New York NY 10017	4710	60853.20	16738377	04/23/2026	NASDAQ
Ordinary Shares	Jefferies LLC 520 Madison Avenue New York NY 10022	6390	82558.80	16738377	04/23/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Ordinary Shares	08/22/2022	Open Market Purchases	N/A			11100	08/22/2022	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does RDCM's Form 144 report say about proposed sales?

It reports proposed sales of Ordinary Shares through TD Securities and Jefferies. The excerpt lists broker details, transaction dates, and a prior open-market purchase of 11,100 shares on 08/22/2022, but does not state sale proceeds.

Does the Form 144 show the number of shares being sold for RDCM?

The excerpt lists numeric broker entries (e.g., 4,710 and 6,390) alongside dates, but it does not contain an explicit, labeled "shares offered" sentence tying those to a registered sale amount.

Who are the brokers named on RDCM's filing?

The filing names TD Securities (USA) LLC and Jefferies LLC as broker-dealers associated with the listed transactions, each with transaction lines and dates shown in the excerpt.

Does the Form 144 indicate proceeds or seller identity for RDCM?

No. The provided excerpt lists broker transaction details and a past open-market purchase but does not state who will receive proceeds or explicitly identify the selling party beyond broker listings.