Welcome to our dedicated page for Redfin SEC filings (Ticker: RDFN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Redfin’s tech-driven brokerage generates more housing data than most competitors, but turning that flood of numbers into clear insights requires time investors rarely have. Each 10-K details how home-sales volume, commission refunds, and mortgage margins swing with interest rates—while Form 4 insider trades often signal how executives view the housing cycle. If you have asked, "Where can I find Redfin's quarterly earnings report 10-Q filing?" or "How do I track Redfin insider trading Form 4 transactions?" you are in the right place.
Stock Titan’s AI reads every line the moment it hits EDGAR, then delivers real-time summaries that make "Redfin SEC filings explained simply" more than a tagline. Need the latest "Redfin 8-K material events explained" before markets open? Curious which paragraph in the "Redfin annual report 10-K" outlines refund liabilities? Our platform surfaces that answer instantly, maps fields across periods, and highlights trends—so you can move from document to decision without wading through 300 pages.
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- "Redfin earnings report filing analysis" that links segment revenue to housing-market data
Ondas Holdings Inc. (NASDAQ: ONDS) filed a Form 8-K announcing an amendment that pushes the maturity of all outstanding subsidiary notes to 31 Dec 2025. Ondas Networks Inc., the operating subsidiary, signed a Letter Agreement on 3 Jul 2025 with existing noteholders—Charles & Potomac Capital and two private investor groups—covering five convertible and secured notes originally issued between Jul 2024 and Jan 2025. The aggregate original principal of these instruments totals approximately US$8.0 million (July 2024 Notes US$1.5 m; Secured Note US$1.5 m; November Notes US$2.07 m; January Notes US$2.93 m). No new capital was raised and no covenants were disclosed as amended other than the extended due date.
The extension reduces immediate refinancing pressure and gives management another 18 months to execute strategic plans, including scaling its industrial wireless platform and integrating American Robotics. However, the notes remain convertible and/or secured, leaving potential dilution and collateral constraints in place. Investors should assess whether the extra runway is sufficient to reach cash-flow breakeven before the new 2025 maturity.
Form 4 highlights the final step in Redfin Corporation’s (RDFN) merger with Rocket Companies, Inc. Director James Slavet reported the disposition of all Redfin common shares on 07/01/2025 pursuant to the previously announced Agreement and Plan of Merger dated 03/09/2025. At the effective time, every share of Redfin common stock was automatically converted into the right to receive 0.7926 shares of Rocket Companies Class A common stock plus cash in lieu of fractional shares. As a result, Slavet now holds 0 Redfin shares; any continuing economic interest is now represented by Rocket equity.
The filing confirms that Redfin has become a wholly owned subsidiary of Rocket Companies, ending its status as an independent publicly traded entity. The disposition code “D” and accompanying footnote make clear that the transaction was non-discretionary, occurring solely because of the merger terms rather than an open-market sale.
Key takeaways for investors:
- Merger completion date: 07/01/2025.
- Exchange ratio: 0.7926 Rocket Class A shares for each Redfin share.
- Impact on RDFN stock: Shares are cancelled; holders should now expect Rocket (RKT) shares and any cash for fractions.
Loop Industries, Inc. (Nasdaq: LOOP) has entered into a new At-the-Market (ATM) equity offering program. On July 3, 2025, the company signed an ATM Offering Agreement with Roth Capital Partners permitting the sale, from time to time, of up to $15 million of common stock under the existing Form S-3 shelf registration (declared effective September 10, 2024).
Shares may be sold through Roth either on The Nasdaq Global Market, to market makers, in negotiated transactions, or directly to the agent acting as principal. Roth will receive a 3.0 % commission on the gross sales price of any shares placed. The agreement features customary representations, warranties, indemnification provisions, and allows—but does not obligate—the company to instruct sales. No specific minimum dollar amount or share quantity is required, and the offering can be terminated in accordance with its terms.
The company filed a legal opinion from Ballard Spahr LLP (Exhibit 5.1) affirming due authorization and validity of any shares issued, together with the ATM agreement itself (Exhibit 10.1) and related consents.
This filing provides Loop Industries with a flexible mechanism to access additional capital; however, any issuance will increase the outstanding share count, affecting existing shareholders’ ownership percentage.
Form 4 Overview – Redfin Corporation (RDFN)
Director David H. Lissy reported the disposal of 163,573 Redfin common shares on 1 July 2025. The transaction was not an open-market sale; the shares were automatically converted in connection with the closing of the previously announced merger between Redfin Corporation and Rocket Companies, Inc.
- Merger mechanics: Neptune Merger Sub, a wholly owned subsidiary of Rocket Companies, merged into Redfin. At the effective time, each Redfin share converted into the right to receive 0.7926 shares of Rocket Companies Class A common stock plus cash for any fractional shares.
- Shares affected: 113,573 shares held directly and 50,000 shares held via four revocable trusts (total = 163,573) were converted; Mr. Lissy now holds 0 RDFN shares.
- Ownership structure: The indirect positions were held in revocable trusts for which Mr. Lissy is the settlor; he disclaims beneficial ownership beyond his pecuniary interest.
Because Redfin became a wholly owned subsidiary of Rocket Companies, this filing mainly informs investors of the insider’s final Redfin share disposition and reconfirms the exchange ratio (0.7926) applicable to all Redfin shareholders.
Agilysys, Inc. (AGYS) – SEC Form 3 filing
The filing records the initial beneficial ownership of recently reported officer Shivashankar Sethuram, Chief Technology Officer. As of the event date (05/22/2025), the executive holds:
- 23,805 shares of common stock held directly, including 2,399 time-based restricted shares granted under the 2024 Equity Incentive Plan that vest in tranches on 6/30/2025, 10/31/2025 and 10/31/2026.
- 2,169 restricted stock units (RSUs) that convert 1-for-1 into common shares, vesting in three equal installments on 10/31/2025, 2026 and 2027.
The Form 3 establishes Mr. Sethuram as a Section 16 insider, initiating ongoing reporting obligations for any future trades. No derivative instruments other than RSUs are disclosed, and the filing does not indicate additional indirect ownership.
Investors typically view Form 3 filings as routine governance disclosures rather than catalysts; however, they offer transparency into new executives’ equity alignment.
Form 4 filing dated 07/03/2025 for H2O AMERICA (HTO) discloses that Chief Administrative Officer Kristen A. Johnson received an equity award on 07/01/2025.
- Non-derivative transaction: 2,037 shares of common stock were acquired (Code “A”) at a cost of $0, reflecting restricted stock units (RSUs) granted under the Long-Term Incentive Plan. The RSUs vest in two equal annual instalments over two years, with possible accelerated vesting under certain conditions.
- Post-transaction direct holdings: 13,134 shares (comprised of 7,109 common shares and 6,025 unvested RSUs).
- Derivative holdings: 17,566 deferred stock units (DSUs) reported, which arose from dividend-equivalent rights on previous DSUs granted by Connecticut Water Service, Inc., a wholly-owned subsidiary of the issuer.
- No shares were sold, and no cash purchases were made; the filing reflects equity compensation designed to align management incentives with shareholder interests.
The transaction is routine compensation-related and does not signal a change in fundamentals, but it marginally increases insider ownership.
Independent Bank Corp. (INDB) – SEC Form 4 filing dated 07/03/2025
Director Kenneth S. Ansin reported a series of share acquisitions on 07/01/2025 that stem from the completed merger of Enterprise Bancorp, Inc. into Independent Bank Corp. The transactions were all coded “A” (acquisition), indicating that no shares were sold.
- Direct ownership: 4,158 shares were received in exchange for approximately 6,930 Enterprise Bancorp shares, and a separate grant of 938 fully-vested restricted shares was awarded under the 2018 Non-Employee Director Stock Plan. Direct holdings now total 5,096 shares.
- Indirect ownership: Multiple family trusts and a spousal account collectively received 641,657 shares through the same stock-for-stock exchange mechanism. Key holdings include 432,481 shares in a family trust and 106,738 shares in a grandchildren’s trust.
In total, Ansin now beneficially owns roughly 646,753 INDB shares (direct + indirect). No derivative securities were reported, and no dispositions occurred. Exchange ratios were based on the last pre-merger closing prices of $39.64 for Enterprise Bancorp and $62.885 for INDB.
The filing primarily reflects mechanical share issuance resulting from the merger rather than open-market insider buying. Nonetheless, the sizable post-merger stake materially increases insider ownership, potentially aligning the director’s interests more closely with common shareholders.
Form 4 filing for Redfin Corporation (RDFN) discloses that director Robert J. Bass no longer holds Redfin equity following the closing of the company’s merger with Rocket Companies, Inc. on 1 July 2025. At the merger’s effective time, his 84,238 Redfin common shares were automatically converted into Rocket Class A shares at the agreed 0.7926 exchange ratio, with cash paid for fractional shares. In addition, a fully-vested option covering 66,666 Redfin shares (exercise price $8.46) was assumed by Rocket and adjusted to reflect the same ratio and a proportionally reduced exercise price, preserving all original vesting terms.
No open-market buying or selling occurred; the transactions are strictly mechanical results of the merger. The filing therefore confirms completion of Redfin’s conversion into a Rocket subsidiary and the corresponding elimination of Bass’s direct ownership of Redfin securities.
Resources Connection, Inc. (RGP) – Form 4 filing: Director Filip J.L. Gyde received a restricted stock award of 9,433 common shares on 06/27/2025. The award was granted at $0.00 cost as part of non-employee director compensation. Vesting is structured at 25% after the first anniversary of the grant and 25% annually over the next three years, encouraging longer-term alignment with shareholder interests. After the grant, Mr. Gyde’s directly-held beneficial ownership totals 9,433 shares. No open-market purchase or sale was reported, and no derivative securities were involved.