Welcome to our dedicated page for Redfin SEC filings (Ticker: RDFN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This SEC filings page for Redfin Corporation (RDFN) provides access to the company’s regulatory disclosures, including documents that describe major corporate changes affecting the RDFN stock. These filings are sourced from the SEC’s EDGAR system and can be reviewed alongside AI-powered summaries that explain their key points in plain language.
Among the important filings for Redfin is a Form 8-K reporting that the company entered into an Agreement and Plan of Merger with Rocket Companies, Inc. and a Rocket subsidiary, providing for the merger of the subsidiary with and into Redfin. The Form 8-K states that on July 1, 2025, the buyer parties completed the acquisition, with Redfin continuing as the surviving corporation and becoming a wholly owned subsidiary of Rocket. The same report also describes how Rocket became a co-obligor on Redfin’s convertible senior notes and how those notes can be converted into shares of Rocket Class A common stock.
Another key document is the Form 25 filed by Nasdaq Stock Market LLC, which identifies Redfin Corp as the issuer and Common Stock as the class of securities removed from listing and/or registration under Section 12(b) of the Securities Exchange Act of 1934. This filing records the delisting of Redfin’s common stock from The Nasdaq Stock Market LLC. Following that, Redfin filed a Form 15 to terminate the registration of its common stock under Section 12(g) and to suspend its duty to file reports under Sections 13 and 15(d), noting that there was one holder of record and citing Rule 12g-4(a)(1) and Rule 12h-3(b)(1)(i).
By reviewing these and other RDFN filings with the help of AI-generated explanations, users can understand how Redfin’s status changed from a Nasdaq-listed company with registered common stock to a wholly owned subsidiary of Rocket Companies, Inc. The filings page is also a reference point for historical information on Redfin’s capital structure, debt obligations, and other material events documented in its SEC reports.
This Form 4/A amendment reports insider trading activity for Anthony Ray Kappus, Chief Legal Officer of Redfin (RDFN), amending the original filing from May 29, 2025. The transactions occurred on May 20, 2025, involving multiple Restricted Stock Unit (RSU) conversions and dispositions.
Key transactions include:
- Conversion of 20,715 RSUs to common stock through multiple transactions
- Disposition of 5,046 shares through "F" transactions at $10.26 per share (likely for tax withholding)
- Receipt of a new RSU grant of 161,987 units on May 27, 2025, vesting quarterly over four years starting May 20, 2026
Following these transactions, Kappus directly owns 38,396 shares of common stock and holds various RSU grants totaling 218,136 units with different vesting schedules through 2035. This filing reflects significant long-term equity compensation alignment with the company.
Redfin Chief Growth Officer Christian John Taubman reported multiple transactions involving common stock and restricted stock units (RSUs) on May 20, 2025. This amended filing updates the original Form 4 filed on May 29, 2025.
Key transactions include:
- Conversion of multiple RSU blocks totaling 23,903 shares acquired at $0
- Disposition of 5,823 shares at $10.26 per share through tax withholding
- Receipt of a new RSU grant of 232,181 shares on May 27, 2025, vesting quarterly over 4 years starting May 20, 2026
Following these transactions, Taubman directly owns 92,696 shares of common stock and various RSU grants totaling 301,824 units with different vesting schedules through 2029. The transactions reflect standard equity compensation practices including vesting of existing grants and tax withholding dispositions.
Redfin Chief Technology Officer Bridget Frey reported multiple transactions on May 20, 2025, involving the conversion and disposition of Restricted Stock Units (RSUs) and common stock. The filing amends a previous Form 4 filed on May 29, 2025.
Key transaction details:
- Converted multiple RSU blocks totaling 25,665 shares to common stock at $0 exercise price
- Disposed of 6,462 shares through "F" transactions at $10.26 per share, likely for tax withholding
- Received a new RSU grant of 215,982 shares on May 27, 2025, vesting quarterly over 4 years starting May 20, 2026
- Following all transactions, beneficially owns 484,799 shares of common stock directly
The filing details various RSU vesting schedules, with most grants following a four-year vesting period with quarterly installments. The transactions reflect standard equity compensation activity for a senior executive.
Redfin Director Robert J. Bass reported multiple transactions in Form 4 filing dated June 28, 2025:
- On June 9, 2025, Bass acquired 25,423 shares of common stock through the vesting of Restricted Stock Units (RSUs)
- Following this transaction, Bass directly owned 67,158 shares of common stock
- On June 17, 2025, Bass was granted 17,080 new RSUs that will vest on June 6, 2026
The transactions reflect standard director equity compensation, with RSUs converting to common stock on a one-for-one basis. The filing indicates ongoing director ownership alignment with shareholder interests through equity-based compensation. All transactions were reported within the required SEC timeframe.
Redfin Corporation (ticker RDFN) filed a Form 4 disclosing two equity-compensation events involving director Julie Bornstein. On June 9 2025, Bornstein settled 25,423 restricted stock units (RSUs), converting them one-for-one into common shares (transaction code M). Because this is a routine equity-award settlement rather than an open-market trade, no price was reported.
The settlement lifted Bornstein’s direct share count to 68,642 and no shares were sold, increasing her economic exposure to Redfin.
A second line item shows the award of 17,080 new RSUs on June 17 2025 (code A). These units vest on June 6 2026 and, once vested, will convert into an equal number of common shares. After these transactions, Bornstein holds 17,080 unvested RSUs and no remaining derivative securities from the original grant.
Investor implications
- The director’s share ownership rose by about 59% compared with her pre-transaction total, strengthening alignment with shareholders.
- The activity represents scheduled compensation events, not discretionary buying, so the informational value is limited.
- The new RSU grant introduces minimal future dilution (≈0.1% of shares outstanding, assuming ~17 million RDFN shares), standard for board compensation.
Redfin Corporation (RDFN) - Form 4 filing dated 06/23/2025 reports insider activity by director David H. Lissy.
- 06/09/2025 – RSU/Phantom stock conversion (Code M): 29,275 restricted stock units (RSUs) converted on a one-for-one basis into common stock. Delivery of the shares is deferred until 60 days after the earlier of Mr. Lissy’s service termination or a change-in-control. During the deferral period, the holdings are reflected as phantom stock.
- 06/17/2025 – New RSU grant (Code A): 19,668 RSUs awarded. These units vest on 06/06/2026 and will settle 1-for-1 in common stock at that time.
Following the transactions, Mr. Lissy’s derivative holdings stand at 74,070 phantom shares from prior deferrals and 19,668 unvested RSUs. No open-market sales or purchases of common stock were reported, and ownership remains classified as direct.
The filing indicates ongoing equity-based compensation and continued alignment of the director’s interests with shareholders. No cash proceeds were involved (exercise price $0), and the transactions appear routine under the company’s compensation and deferral programs.
Form 4 overview: Redfin Corporation (RDFN) director Selina Tobaccowala reported two equity transactions dated 06/09/2025.
- RSU conversion (Code M): 25,423 restricted stock units (RSUs) were settled one-for-one into 25,423 common shares. Following the conversion, Tobaccowala’s direct common-stock holdings increased to 156,320 shares.
- New RSU grant (Code A): 17,080 RSUs were awarded on 06/17/2025; these will vest on 06/06/2026 and expire 06/17/2035. Post-grant, Tobaccowala owns 17,080 derivative RSUs.
No shares were sold and no open-market transactions occurred. The change reflects a routine vesting/settlement and a new equity award rather than discretionary buying or selling.
Redfin Corporation (RDFN) – Form 4 filing dated 06/23/2025
Director James Slavet reported two equity transactions:
- 06/09/2025 – Conversion (Code “M”): 25,423 restricted stock units (RSUs) were settled 1-for-1 into common shares, increasing Slavet’s direct holdings of Class A common stock to 292,787 shares.
- 06/17/2025 – Grant (Code “A”): Slavet received a new award of 17,080 RSUs that will vest on 06/06/2026 and expire on 06/17/2035. These units are now carried as derivative securities.
No open-market purchases or sales were reported; all activity stems from equity compensation. Following the transactions, Slavet holds 292,787 common shares directly and 17,080 unvested RSUs.
The filing does not disclose any impact on Redfin’s operations, revenues, or guidance; it solely reflects routine insider equity settlement and grant activity.
Form 4 overview: Redfin Corporation (ticker: RDFN) filed a Form 4 reporting insider activity by director Bradley E. Singer.
Key non-derivative transaction (Table I)
- Date: 06/09/2025
- Code M – RSU conversion: 25,423 restricted stock units (RSUs) automatically converted 1-for-1 into common shares at $0 exercise price.
- Post-transaction holding: Singer now directly owns 41,578 common shares.
Derivative transactions (Table II)
- 06/09/2025 – Code M: 25,423 RSUs exercised (expiration 06/06/2034); derivative balance reduced to 0.
- 06/17/2025 – Code A: Grant of 17,080 new RSUs (no cost) that vest on 06/06/2026 and expire 06/17/2035; current derivative balance is 17,080 RSUs.
Implications for investors
- No open-market sales occurred; all activity relates to equity compensation.
- Director’s direct ownership increased, indicating continued alignment with shareholders.
- The new award refreshes long-term incentives but does not immediately increase the public float.
Overall, the filing represents routine insider compensation events rather than a strategic buy or sell decision. No pricing, earnings, or operational data were disclosed.
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