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Vivos Inc (RDGL) president discloses common stock and RSU holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Vivos Inc

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Insider Weeks Brad Allan
Role President
Type Security Shares Price Value
holding Restricted Stock Units -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 500,000 shares (Direct, null); Common Stock — 939,235 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Common stock held 939,235 shares Direct ownership reported on Form 3
Restricted stock units 500,000 RSUs Direct RSU holdings underlying common stock
RSU exercise price $0.0000 per unit Exercise price for RSUs into common stock
Underlying RSU shares 500,000 shares Common stock underlying reported RSUs
Restricted Stock Units financial
"security_title: "Restricted Stock Units""
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
restricted stock unit ("RSU") financial
"Each restricted stock unit ("RSU") represents a contingent right"
contingent right financial
"represents a contingent right to receive one share of Vivos Inc. common stock"
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Weeks Brad Allan
(Last)(First)(Middle)
C/O VIVOS INC.
1030 N CENTER PARKWAY
(Street)
KENNEWICK WASHINGTON 99336
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
09/15/2025		3. Issuer Name and Ticker or Trading Symbol
VIVOS INC [ RDGL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock939,235D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units11/18/2027 (1)Common Stock500,000(1)D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Vivos Inc. common stock. The RSUs do not expire.
/s/ Brad Allan Weeks04/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider position did the RDGL Form 3 disclose for Vivos Inc?

The Form 3 shows that Vivos Inc president Brad Allan Weeks is a reporting person. It establishes his status as an officer and provides a baseline record of his current common stock and restricted stock unit holdings in the company.

How many Vivos Inc (RDGL) common shares does Brad Allan Weeks hold?

Brad Allan Weeks directly holds 939,235 shares of Vivos Inc common stock. This figure represents his reported direct ownership as of the Form 3 filing date, forming the reference point for any future changes reported in subsequent insider filings.

What restricted stock units does the Vivos Inc (RDGL) president own?

The president holds 500,000 restricted stock units (RSUs), each representing a contingent right to receive one share of Vivos Inc common stock. These RSUs have an exercise price of $0.0000 and, according to the footnote, do not expire.

What does the RSU footnote in the Vivos Inc (RDGL) Form 3 mean?

The footnote explains that each restricted stock unit represents a contingent right to receive one share of Vivos Inc common stock and that the RSUs do not expire. This clarifies their nature as long-lived equity-based compensation for the reporting person.

Does the Vivos Inc (RDGL) Form 3 show any insider buying or selling?

The Form 3 records holdings only for common stock and RSUs, with no buy or sell transactions indicated. It functions as an initial ownership statement, establishing baseline positions rather than reporting new market trades or option exercises.