HRT Financial LP sells RDGT shares in market

HRT Financial LP, a ten percent owner of Ridgetech Inc., reported an open-market sale of 6,526 shares of Common Stock at $1.51 per share on June 12, 2026.

Rhea-AI Filing Summary

HRT Financial LP, a ten percent owner of Ridgetech Inc., reported an open-market sale of 6,526 shares of Common Stock at $1.51 per share on June 12, 2026. After this transaction, HRT Financial LP directly holds 127,842 shares of Ridgetech common stock.

Insights

Equity analyst

Institutional holder makes a small open-market RDGT share sale.

HRT Financial LP, identified as a ten percent owner of Ridgetech Inc., executed an open-market sale of 6,526 shares of Common Stock at $1.51 per share on June 12, 2026. This is a straightforward secondary-market transaction.

Following the sale, HRT Financial LP directly holds 127,842 shares of Ridgetech common stock. The filing does not describe any derivatives or related option activity, and no Rule 10b5-1 trading plan is referenced in the provided data.

The disclosure mainly updates ownership records and shows a modest reduction in this holder’s position. Subsequent SEC filings from Ridgetech or HRT Financial LP may provide further context on any broader changes in ownership over time.

Insider Trade Summary

Net Seller: 6,526 shares

Net Sell 1 txn

Insider HRT FINANCIAL LP

Role 10% Owner

Sold 6,526 shs ($10K)

Type	Security	Shares	Price	Value
Sale	Common Stock	6,526	$1.51	$10K

Holdings After Transaction: Common Stock — 127,842 shares (Direct)

Key Figures

Shares sold: 6,526 shares Sale price: $1.51 per share Shares owned after: 127,842 shares +2 more

5 metrics

Shares sold 6,526 shares Open-market sale of Ridgetech Common Stock

Sale price $1.51 per share Price for the 6,526 RDGT shares sold

Shares owned after 127,842 shares Direct Ridgetech holdings post-transaction

Transaction date June 12, 2026 Date of reported open-market sale

Insider status Ten percent owner HRT Financial LP’s status at Ridgetech

Key Terms

ten percent owner, open-market sale, Common Stock, Form 4

4 terms

ten percent owner financial

"HRT FINANCIAL LP is marked as a ten percent owner of Ridgetech Inc."

open-market sale financial

"The transaction_action field describes the trade as an open-market sale."

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

"The security_title for the transaction is listed as Common Stock."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"The insider activity is disclosed in a Form 4 filing."

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did HRT Financial LP report for Ridgetech Inc. (RDGT)?

HRT Financial LP reported selling 6,526 shares of Ridgetech Common Stock in an open-market transaction at $1.51 per share. The sale occurred on June 12, 2026 and reflects a routine adjustment to this institutional holder’s position.

How many Ridgetech (RDGT) shares does HRT Financial LP hold after the sale?

After the reported transaction, HRT Financial LP directly holds 127,842 shares of Ridgetech Common Stock. This figure, disclosed in the Form 4, shows the updated ownership position following the 6,526-share open-market sale at $1.51 per share.

Was the HRT Financial LP Ridgetech (RDGT) transaction a buy or a sell?

The transaction was a sell. HRT Financial LP executed an open-market sale of 6,526 shares of Ridgetech Common Stock at $1.51 per share, as indicated by transaction code “S” and the transaction_direction field labeled “sell.”

What type of security did HRT Financial LP trade in Ridgetech (RDGT)?

HRT Financial LP traded Ridgetech’s Common Stock. The Form 4 specifies a non-derivative transaction involving 6,526 common shares sold in the open market at $1.51 per share, with 127,842 common shares owned directly after the sale.

Is HRT Financial LP considered a major Ridgetech (RDGT) shareholder?

Yes. HRT Financial LP is identified as a ten percent owner of Ridgetech Inc. in the Form 4. This status means it holds a significant stake, and its transactions in Ridgetech shares must be reported under SEC insider reporting rules.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/16/2026 - 09:46 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HRT FINANCIAL LP

(Last) (First) (Middle)

3 WORLD TRADE CENTER, 175 GREENWICH STRE

76TH FLOOR

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Ridgetech Inc. [ RDGT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/12/2026		S		6,526	D	$1.51	127,842	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Adam Nunes	06/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)