Rule 144 notice: RDVT (NASDAQ: RDVT) lists vested RSUs and share counts

Rhea-AI Filing Summary

RDVT submitted a Rule 144 notice relating to proposed sales of its Common Stock. The filing lists a 10,000 figure alongside other share counts and shows vested restricted stock unit events of 4,235 (11/01/2024) and 5,765 (12/02/2024). The filing lists NASDAQ and an address for Raymond James.

Insights

Securities Compliance Analyst

Rule 144 notice documents proposed resale of Common Stock by an issuer/holder.

The excerpt lists a Rule 144 filing referencing Common Stock and specific vested restricted stock unit amounts: 4,235 (11/01/2024) and 5,765 (12/02/2024). This indicates holders reported securities eligible for resale under Rule 144 conditions.

Timing and exact sale mechanics are not provided in the excerpt; subsequent SEC filings or broker notifications would show consummation details and the actual number sold.

Key Figures

Listed figure: 10,000 Vested RSUs (Nov): 4,235 shares Vested RSUs (Dec): 5,765 shares +1 more

4 metrics

Listed figure 10,000 appears in the filing excerpt alongside security lines

Vested RSUs (Nov) 4,235 shares Vested Restricted Stock Units dated 11/01/2024

Vested RSUs (Dec) 5,765 shares Vested Restricted Stock Units dated 12/02/2024

Filing date shown 06/01/2026 date appearing in the excerpt

Key Terms

Rule 144, Vested Restricted Stock Units, Common Stock

3 terms

Rule 144 regulatory

"submitted a Rule 144 notice relating to proposed sales"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Vested Restricted Stock Units financial

"Vested Restricted Stock Units | Issuer | 4,235 | 11/01/2024"

Common Stock financial

"Securities To Be Sold Common Stock | 11/01/2024"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Raymond James 880 Carillon Parkway St. Petersburg FL 33716	10000	568400	14108921	06/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	11/01/2024	Vested Restricted Stock Units	Issuer			4235	11/01/2024	Compensation
Common Stock	12/02/2024	Vested Restricted Stock Units	Issuer			5765	12/02/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the RDVT Form 144 filing mean?

It notifies the market of a proposed resale under Rule 144. The filing lists specific share figures and vested RSUs, which indicate securities that may be sold if Rule 144 conditions are met.

How many RDVT shares are mentioned in the filing?

The excerpt shows a 10,000 figure plus RSU vesting counts of 4,235 and 5,765. These numbers appear in the notice but do not by themselves confirm completed sales.

Do the vested RSUs listed for RDVT imply immediate sale?

No, vested RSUs (listed as 4,235 and 5,765) indicate shares became vested on those dates; the filing reports resale intent but does not confirm execution of sales.

Where is RDVT's broker or placement agent listed?

The excerpt lists Raymond James with an address at 880 Carillon Parkway, St. Petersburg, FL 33716, which appears as the broker/contact in the filing excerpt.