Red Violet (RDVT) leaders form 8.2% ownership group, plan 46,000-share tax sale

Rhea-AI Filing Summary

Red Violet, Inc. executives filed a Schedule 13D reporting that they jointly beneficially own 8.2% of the company’s common stock. The filing covers Chief Executive Officer Derek Dubner, Chief Financial Officer Daniel MacLachlan, President James Patrick Reilly and Chief Information Officer Jeffrey Alan Dell.

Based on 14,108,921 shares outstanding as of April 30, 2026, Mr. Dubner holds 516,420 shares (3.7%), Mr. MacLachlan 318,049 shares (2.3%), Mr. Reilly 191,498 shares (1.4%) and Mr. Dell 126,249 shares (0.9%), each with sole voting and dispositive power over his shares.

The group has an informal oral agreement to act together solely for Regulation 13D purposes. They agreed that Messrs. Dubner, MacLachlan and Reilly would each sell 12,000 shares and Mr. Dell 10,000 shares, an aggregate of 46,000 shares, for tax and estate planning purposes, while potentially receiving future equity awards as executive compensation.

Insights

Equity ownership and governance analyst

Red Violet executives disclose coordinated 8.2% ownership group with planned tax-related share sales.

The Schedule 13D shows four senior executives of Red Violet, Inc. collectively beneficially owning 8.2% of common stock as of a base of 14,108,921 shares on April 30, 2026. Each executive holds sole voting and dispositive power over his respective stake.

The filing also states an informal oral agreement to act as a group for Regulation 13D purposes and a coordinated plan to sell 46,000 shares—12,000 each from three executives and 10,000 from one—primarily for tax and estate planning. The filing notes their equity positions arise from restricted stock units and open-market purchases, and that additional equity awards may occur as part of ongoing compensation.

Key Figures

Total shares outstanding: 14,108,921 shares Group ownership: 8.2% of common stock CEO stake: 516,420 shares (3.7%) +4 more

7 metrics

Total shares outstanding 14,108,921 shares Common stock outstanding as of April 30, 2026

Group ownership 8.2% of common stock Combined beneficial ownership by four executives

CEO stake 516,420 shares (3.7%) Derek Dubner beneficial ownership based on April 30, 2026 shares

CFO stake 318,049 shares (2.3%) Daniel MacLachlan beneficial ownership

President stake 191,498 shares (1.4%) James Patrick Reilly beneficial ownership

CIO stake 126,249 shares (0.9%) Jeffrey Alan Dell beneficial ownership

Planned share sales 46,000 shares Executives’ agreed sales for tax and estate planning

Key Terms

Schedule 13D, beneficially owned, restricted stock units ("RSUs"), sole voting power, +2 more

6 terms

Schedule 13D regulatory

"As of the date of this filing, the Reporting Persons comprise a group within the meaning of Section 13 (d)(3) of the Act"

A Schedule 13D is a legal document that investors file with regulators when they buy a large enough stake in a company to potentially influence its management or decisions. It provides details about the investor’s intention, ownership stake, and plans, helping other investors understand who is gaining control and what their motives might be.

beneficially owned financial

"As of the date of this filing, the Reporting Persons together, beneficially own 8.2% of the shares of Common Stock outstanding"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

restricted stock units ("RSUs") financial

"were acquired upon the vesting of restricted stock units ("RSUs") granted by the Company to each such individual"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

sole voting power financial

"Number of Shares Beneficially Owned by Each Reporting Person With: | 7 | Sole Voting Power 516,420.00"

Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.

sole dispositive power financial

"9 | Sole Dispositive Power 516,420.00 10 | Shared Dispositive Power 0.00"

Sole dispositive power is the exclusive legal authority to decide what happens to a security — for example, whether to sell, transfer, or retain shares — without needing anyone else’s permission. Investors care because it signals who truly controls the economic outcome of an investment: like holding the only key to a safe, the holder can realize gains or losses and may trigger regulatory reporting, insider rules, or influence over corporate ownership.

Regulation 13D regulatory

"informal oral agreement to act as a group for purposes of Regulation 13D solely with respect to the Common Stock of the Company"

Regulation 13D is a U.S. securities rule that requires anyone who acquires more than 5% of a public company's stock to file a public notice explaining who they are, how much they own and their intentions for the investment. For investors, it acts like an early warning light — revealing potential activist buyers or takeover attempts so market participants can judge whether a big shareholder’s plans might change the company’s strategy, management or share value.

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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

Red Violet, Inc.

(Name of Issuer)

Common Stock, $0.001 par value per share

(Title of Class of Securities)

75704L104

(CUSIP Number)

Joshua B. Weingard
2650 North Military Trail, Suite 300,
Boca Raton, FL, 33431
561-757-4000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

06/01/2026

(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

schemaVersion:

SCHEDULE 13D

CUSIP Number(s): 75704L104

1

Name of reporting person

Dubner Derek

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

OO

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 516,420.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 516,420.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

516,420.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

3.7 %

14

Type of Reporting Person (See Instructions)

IN

Comment for Type of Reporting Person:

Includes 516,420 shares of common stock of Red Violet, Inc. held directly by Derek Dubner. Calculated using 14,108,921 shares of common stock of Red Violet, Inc. outstanding as of April 30, 2026, as reported on the Quarterly Report on Form 10-Q filed by Red Violet, Inc. with the Securities and Exchange Commission (the "SEC") on May 6, 2026.

SCHEDULE 13D

CUSIP Number(s): 75704L104

1

Name of reporting person

MacLachlan Daniel

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

OO

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 318,049.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 318,049.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

318,049.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

2.3 %

14

Type of Reporting Person (See Instructions)

IN

Comment for Type of Reporting Person:

Includes 317,583 shares of common stock of Red Violet, Inc. held directly by Daniel MacLachlan and 466 shares of common stock of Red Violet, Inc. held by an IRA. Calculated using 14,108,921 shares of common stock of Red Violet, Inc. outstanding as of April 30, 2026, as reported on the Quarterly Report on Form 10-Q filed by Red Violet, Inc. with the SEC on May 6, 2026.

SCHEDULE 13D

CUSIP Number(s): 75704L104

1

Name of reporting person

Reilly James Patrick

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

OO

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 191,498.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 191,498.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

191,498.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

1.4 %

14

Type of Reporting Person (See Instructions)

IN

Comment for Type of Reporting Person:

Includes 191,498 shares of common stock of Red Violet, Inc. held directly by James Reilly. Calculated using 14,108,921 shares of common stock of Red Violet, Inc. outstanding as of April 30, 2026, as reported on the Quarterly Report on Form 10-Q filed by Red Violet, Inc. with the SEC on May 6, 2026.

SCHEDULE 13D

CUSIP Number(s): 75704L104

1

Name of reporting person

Dell Jeffrey Alan

2

Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)

3

SEC use only

4

Source of funds (See Instructions)

OO

5

Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6

Citizenship or place of organization

UNITED STATES

Number of Shares Beneficially Owned by Each Reporting Person With:

7	Sole Voting Power 126,249.00
8	Shared Voting Power 0.00
9	Sole Dispositive Power 126,249.00
10	Shared Dispositive Power 0.00

11

Aggregate amount beneficially owned by each reporting person

126,249.00

12

Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13

Percent of class represented by amount in Row (11)

0.9 %

14

Type of Reporting Person (See Instructions)

IN

Comment for Type of Reporting Person:

Includes 126,249 shares of common stock of Red Violet, Inc. held directly by Jeffrey Dell. Calculated using 14,108,921 shares of common stock of Red Violet, Inc. outstanding as of April 30, 2026, as reported on the Quarterly Report on Form 10-Q filed by Red Violet, Inc. with the SEC on May 6, 2026.

SCHEDULE 13D

Item 1.	Security and Issuer
(a)	Title of Class of Securities: Common Stock, $0.001 par value per share
(b)	Name of Issuer: Red Violet, Inc.
(c)	Address of Issuer's Principal Executive Offices: 2650 North Military Trail, Suite 300, Boca Raton, FLORIDA , 33431.
Item 2.	Identity and Background
(a)	(1) Derek Dubner, the Company's Chief Executive Officer and Chairman of the Board of Directors of the Company ("Mr. Dubner"); (2) Daniel MacLachlan, the Company's Chief Financial Officer ("Mr. MacLachlan"); (3) James Patrick Reilly, the Company's President ("Mr. Reilly"); and (4) Jeffrey Alan Dell, the Company's Chief Information Officer ("Mr. Dell" and, collectively with each of the other persons named in response to this Item 2(a), the "Reporting Persons").
(b)	The address of each of the Reporting Persons is 2650 North Military Trail, Suite 300, Boca Raton, Florida 33431.
(c)	Mr. Dubner serves as the Company's Chief Executive Officer and Chairman of the Board of Directors of the Company. Mr. MacLachlan serves as the Company's Chief Financial Officer. Mr. Reilly serves as the Company's President. Mr. Dell serves as the Company's Chief Information Officer.
(d)	During the last five years, none of the Reporting Persons has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e)	During the last five years, none of the Reporting Persons has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
(f)	Each of Messrs. Dubner, MacLachlan, Reilly and Dell is a citizen of the United States.
Item 3.	Source and Amount of Funds or Other Consideration
	The shares of Common Stock reported herein as beneficially owned by each Reporting Person and for which he holds sole voting and dispositive power were acquired upon the vesting of restricted stock units ("RSUs") granted by the Company to each such individual in consideration for his service as an employee of the Company or through purchases of shares of Common Stock in the open market from third parties through a broker.
Item 4.	Purpose of Transaction
	The Reporting Persons mutually agreed that (i) Messrs. Dubner, MacLachlan and Reilly would each sell 12,000 shares of Common Stock and (ii) Mr. Dell would sell 10,000 shares of Common Stock on the same date and for the same price, for an aggregate amount of 46,000 shares of Common Stock for tax and estate planning purposes. Additionally, each of the Reporting Persons may be awarded additional equity in consideration for their service as executive officers of the Company as described in Item 2 herein. The Reporting Persons have no present plans or proposals which would result in, or are related to, any of the transactions described in subparagraphs (a) through (j) of Item 4 under Schedule 13D.
Item 5.	Interest in Securities of the Issuer
(a)	The information contained in rows 7, 8, 9, 10, 11 and 13 on the cover page of this Schedule 13D (including footnotes thereto) is incorporated herein by reference. As of the date of this filing, the Reporting Persons together, beneficially own 8.2% of the shares of Common Stock outstanding as of April 30, 2026, as reported on the Quarterly Report on Form 10-Q filed by Red Violet, Inc. with the SEC on May 6, 2026, and individually as follows: (1) Mr. Dubner beneficially owns an aggregate of 516,420 shares of Common Stock, or 3.7%. (2) Mr. MacLachlan beneficially owns an aggregate of 318,049 shares of Common Stock, or 2.3%. (3) Mr. Reilly beneficially owns an aggregate of 191,498 shares of Common Stock, or 1.4%. (4) Mr. Dell beneficially owns an aggregate of 126,249 shares of Common Stock, or 0.9%. As of the date of this filing, the Reporting Persons comprise a group within the meaning of Section 13 (d)(3) of the Act, and beneficially own the shares of Common Stock as set forth next to their names: Shareholder Name: Derek Dubner No. of Shares Beneficially Owned (1) 516,420 Percentage Ownership 3.7% (2) Sole Voting Power 516,420 Shared Voting Power 0 Sole Dispositive Power 516,420 Shared Dispositive Power 0 Shareholder Name: Daniel MacLachlan No. of Shares Beneficially Owned (1) 318,049 Percentage Ownership 2.3% (2) Sole Voting Power 318,049 Shared Voting Power 0 Sole Dispositive Power 318,049 Shared Dispositive Power 0 Shareholder Name: James Patrick Reilly No. of Shares Beneficially Owned (1) 191,498 Percentage Ownership 1.4% (2) Sole Voting Power 191,498 Shared Voting Power 0 Sole Dispositive Power 191,498 Shared Dispositive Power 0 Shareholder Name: Jeffrey Alan Dell No. of Shares Beneficially Owned (1) 126,249 Percentage Ownership 0.9% (2) Sole Voting Power 126,249 Shared Voting Power 0 Sole Dispositive Power 126,249 Shared Dispositive Power 0 (1) Each Reporting Person expressly disclaims beneficial ownership of the shares of Common Stock beneficially owned by the other Reporting Persons. No Reporting Person is responsible for the completeness and accuracy of the information concerning any other Reporting Person. (2) The beneficial ownership percentage used in this Schedule 13D is calculated based upon a total of 14,108,921 shares of common stock of Red Violet, Inc. outstanding as of April 30, 2026, as reported on the Quarterly Report on Form 10-Q filed by Red Violet, Inc. with the SEC on May 6, 2026.
(b)	The persons named in response to Item 5(a) above have the sole voting power, shared voting power, sole dispositive power, and shared dispositive power with respect to the Common Stock as set forth in Item 5(a).
(c)	During the past 60 days, the Reporting Persons have not effected any transactions of shares of common stock.
(d)	To the best knowledge of each Reporting Person, no one other than the Reporting Person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock reported herein as beneficially owned by such Reporting Person.
(e)	Not applicable.
Item 6.	Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer
	The responses to Items 3 and 4 are incorporated herein by reference. Other than as disclosed in this Item 6, there are no other contracts, arrangements, understandings or relationships between the Reporting Persons and any person with respect to securities of the Company. The Reporting Persons have an informal oral agreement to act as a group for purposes of Regulation 13D solely with respect to the Common Stock of the Company. Except as otherwise set forth in this statement, the Reporting Persons expressly disclaim beneficial ownership of any of the shares of Common Stock, and the filing of this statement shall not be construed as an admission that, for the purposes of Sections 13(d) and 13(g) or under any provision of the Exchange Act or the rules promulgated thereunder or for any other purpose, any Reporting Person is a beneficial owner of any such shares.
Item 7.	Material to be Filed as Exhibits.
	Not applicable.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dubner Derek

Signature:	/s/ Derek Dubner
Name/Title:	Derek Dubner
Date:	06/01/2026

MacLachlan Daniel

Signature:	/s/ Daniel MacLachlan
Name/Title:	Daniel MacLachlan
Date:	06/01/2026

Reilly James Patrick

Signature:	/s/ James Patrick Reilly
Name/Title:	James Patrick Reilly
Date:	06/01/2026

Dell Jeffrey Alan

Signature:	/s/ Jeffrey Alan Dell
Name/Title:	Jeffrey Alan Dell
Date:	06/01/2026

FAQ

What executive group ownership does Red Violet (RDVT) report in this Schedule 13D?

The Schedule 13D reports that four senior executives of Red Violet, Inc. together beneficially own 8.2% of the company’s common stock, based on 14,108,921 shares outstanding as of April 30, 2026, with each executive holding sole voting and dispositive power over his shares.

How many Red Violet (RDVT) shares does CEO Derek Dubner beneficially own?

CEO Derek Dubner beneficially owns 516,420 shares of Red Violet common stock, representing 3.7% of shares outstanding as of April 30, 2026. All of these shares are reported with sole voting and sole dispositive power held directly by Mr. Dubner.

What are the individual ownership stakes of Red Violet (RDVT) executives in this filing?

The filing shows 318,049 shares (2.3%) for CFO Daniel MacLachlan, 191,498 shares (1.4%) for President James Reilly, and 126,249 shares (0.9%) for CIO Jeffrey Dell. Each executive reports sole voting and sole dispositive power over his respective holdings.

What coordinated share sales do Red Violet (RDVT) executives plan according to the Schedule 13D?

The executives agreed that Messrs. Dubner, MacLachlan and Reilly will each sell 12,000 shares and Mr. Dell will sell 10,000 shares, totaling 46,000 shares of common stock. The filing states these planned sales are for tax and estate planning purposes.

How was the ownership percentage in the Red Violet (RDVT) Schedule 13D calculated?

Ownership percentages are calculated using 14,108,921 Red Violet common shares outstanding as of April 30, 2026, as reported in the company’s Form 10-Q filed on May 6, 2026. Each executive’s beneficial ownership percentage is derived from this outstanding share count.

Do Red Violet (RDVT) executives have an agreement to act as a group under Section 13(d)?

Yes. The filing states the executives have an informal oral agreement to act as a group for Regulation 13D purposes solely with respect to Red Violet common stock. They also expressly disclaim beneficial ownership of shares held by the other reporting persons.