Welcome to our dedicated page for Roadzen SEC filings (Ticker: RDZN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Roadzen, Inc. filings document an operating insurance technology company incorporated in the British Virgin Islands with Nasdaq-listed ordinary shares and warrants. The company’s 8-K reports disclose material events involving AI insurance agents, underwriting and claims automation, VehicleCare claims-repair activity, presentations on its AI architecture, material agreements, and amendments to junior convertible note financing.
Roadzen’s proxy and shareholder-meeting filings cover board elections, auditor ratification, shareholder voting results, and director changes. Its securities disclosures also identify capital-structure terms, including ordinary shares and warrants exercisable for one ordinary share, alongside governance, financing, business-performance, and risk-related information tied to its AI, insurance, mobility, and repair-network operations.
Roadzen Inc. entered a securities purchase agreement with an institutional investor to issue junior convertible notes with up to an aggregate principal amount of $5,555,555. The notes were sold for a gross purchase price of $5,000,000, bear interest at 14% per annum and mature on June 20, 2027, with the rate rising to 18% upon an event of default. Quarterly payments of $925,000 of principal plus accrued interest begin three months after issuance. The notes are convertible into ordinary shares at an initial conversion price of $3.50 per share, subject to adjustment and a beneficial ownership cap starting at 4.99%, which holders may increase up to 9.99% with advance notice. Roadzen may redeem the notes early by paying principal, accrued interest and a make‑whole amount, and agreed to covenants restricting additional indebtedness and certain equity or equity‑linked issuances. The company also amended junior convertible notes issued in November 2025 to add cross‑default and related covenants linked to the new notes.
Roadzen Inc. is offering $5,555,555 aggregate principal amount of junior convertible notes that are convertible into its ordinary shares. The notes are sold at an approximately 10% original issue discount, providing gross proceeds of $5,000,000 and estimated net proceeds of about $4.9 million after expenses.
The notes mature on June 20, 2027, carry 14% annual interest that increases to 18% if an event of default occurs, and require quarterly payments of $925,000 or the then-outstanding principal plus accrued amounts. They are initially convertible at $3.50 per share, subject to anti-dilution adjustments and 4.99%–9.99% beneficial ownership limits, and may be redeemed by the company if specific conditions are met.
Roadzen plans to use the proceeds mainly to repay payables and higher-cost debt, including secured 2022 debentures bearing 19.25%–20% interest, and for general corporate purposes. The company discloses substantial doubt about its ability to continue as a going concern and warns of significant risks, including debt service burdens, potential dilution from future equity, no trading market for the notes, possible PFIC-related tax consequences for U.S. holders, and the possibility that investors may lose all of their investment.
Roadzen Inc. director Zoe Ashcroft reported a new stock option award. On 09/15/2025, she was granted 152,732 stock options to buy Roadzen ordinary shares at an exercise price of $2 per share. These options become exercisable on 09/15/2025 and are scheduled to expire on 09/15/2032. Following this grant, she beneficially owns 152,732 derivative securities, held directly.
Roadzen Inc. director Steven J. Carlson reported an award of 267,281 stock options with a $2 exercise price on September 15, 2025. The options are exercisable starting September 15, 2025 and expire on September 15, 2032, each tied to one ordinary share. Following this grant, he beneficially owns 267,281 derivative securities directly.
Roadzen Inc. director Supurna VedBrat reported receiving a new stock option grant. On 09/15/2025, VedBrat was granted a stock option to buy 152,732 Roadzen ordinary shares at an exercise price of $2.00 per share. The option became exercisable on 09/15/2025 and will expire on 09/15/2032. Following this grant, VedBrat beneficially owned 152,732 derivative securities directly.
Roadzen Inc. director Ajay Shah reported a new stock option grant for 152,732 derivative securities. On 09/15/2025, he was awarded a stock option (right to buy) covering 152,732 ordinary shares at a conversion or exercise price of $2 per share. The option becomes exercisable on 09/15/2025 and expires on 09/15/2032. Following this transaction, Shah beneficially owned 152,732 derivative securities directly.
Roadzen Inc. director Diane Beth Glossman reported a new stock option grant. On September 15, 2025, she was awarded 190,915 stock options giving her the right to buy up to 190,915 ordinary shares. The options have an exercise price of $2 per share, were first exercisable on September 15, 2025, and expire on September 15, 2032. The Form 4 shows she now directly holds 190,915 derivative securities following this grant, and the options were granted at no cash cost to her.
Roadzen Inc. insider Rohan Malhotra, who serves as Chief Executive Officer, director and a 10% owner, reported buying 10,000 ordinary shares on 12/04/2025 at a weighted average price of $1.71 per share. These trades were executed in multiple transactions between $1.70 and $1.71.
After this purchase, Malhotra directly holds 829,837 ordinary shares. He is also deemed to beneficially own 17,577,213 ordinary shares held by Avacara Pte Ltd and 45,854 ordinary shares held by RM Securities LLC, while disclaiming beneficial ownership except for his pecuniary interest. In addition, he holds 5,616,485 ordinary shares underlying restricted stock units that are scheduled to fully vest on September 17, 2026, subject to his continuous service with Roadzen.
Roadzen Inc. (RDZN) Chief Executive Officer and Director Rohan Malhotra reported an open-market purchase of 12,000 ordinary shares on November 21, 2025 at a weighted average price of $1.43 per share. These trades occurred in multiple transactions at prices between $1.42 and $1.49. Following this purchase, he directly holds 819,837 ordinary shares and is reported as having beneficial ownership of additional shares held through Avacara Pte Ltd and RM Securities LLC, as well as 5,616,485 ordinary shares underlying restricted stock units that vest on September 17, 2026, subject to continued service.