Reformation CFO reports 67,782 RSUs tied to IPO

Reformation Inc. reported the initial equity holdings of its Chief Financial Officer, Joshua Moore, in connection with becoming a public company.

Rhea-AI Filing Summary

Reformation Inc. reported the initial equity holdings of its Chief Financial Officer, Joshua Moore, in connection with becoming a public company. The filing lists Moore as an officer and discloses 67,782 shares of common stock underlying restricted stock units. These RSUs were granted on April 3, 2025 and will vest in connection with the completion of the company’s initial public offering, then settle on the later of the applicable lock-up expiration (or March 15, 2027, if earlier) and the RSU vesting date. Each RSU represents a contingent right to receive one share of common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Moore Joshua

Role Chief Financial Officer

Type	Security	Shares	Price	Value
holding	Common Stock F1	--	--	--

Holdings After Transaction: Common Stock — 67,782 shares (Direct)

Footnotes (1)

1. F1. Represents restricted stock units ("RSUs") granted on April 3, 2025, which will vest in connection with the completion of the issuer's initial public offering but settle on the later of (i) the expiration of any applicable lock-up agreements with the underwriters (or March 15, 2027, if earlier) and (ii) the vesting date of such RSUs. Each RSU represents a contingent right to receive one share of common stock.

Key Figures

RSUs / Shares Reported: 67,782 shares Grant Date of RSUs: April 3, 2025 Earliest Settlement Reference Date: March 15, 2027 +2 more

5 metrics

RSUs / Shares Reported 67,782 shares Total shares of common stock underlying RSUs reported as directly owned following the holding entry

Grant Date of RSUs April 3, 2025 Date on which the restricted stock units reported in the filing were granted

Earliest Settlement Reference Date March 15, 2027 If earlier than lock-up expiration, used as an alternative reference date for settlement timing of RSUs

Officer Title Chief Financial Officer Corporate position held by reporting person Joshua Moore at Reformation Inc.

RSU-to-Share Ratio 1 RSU : 1 share Each restricted stock unit represents a contingent right to receive one share of common stock

Key Terms

restricted stock units ("RSUs"), initial public offering, lock-up agreements, contingent right

4 terms

restricted stock units ("RSUs") financial

"Represents restricted stock units ("RSUs") granted on April 3, 2025, which will vest"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

initial public offering financial

"which will vest in connection with the completion of the issuer's initial public offering"

An initial public offering (IPO) is when a private company first sells its shares to the public and becomes a stock-listed company. It matters because it allows the company to raise money from a wide range of investors, helping it grow, while giving early shareholders a way to sell some of their ownership.

lock-up agreements financial

"settle on the later of (i) the expiration of any applicable lock-up agreements"

A lock-up agreement is a contract that prevents company insiders—founders, employees, and early investors—from selling their shares for a set period after a public stock offering. It matters to investors because it keeps a large block of shares off the market temporarily; when the lock-up ends, those holders can sell and this increased supply can cause the stock price to fall, similar to a timed release that suddenly opens a valve.

contingent right financial

"Each RSU represents a contingent right to receive one share of common stock."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider ownership does REF CFO Joshua Moore report on this Form 3?

Joshua Moore reports beneficial ownership of 67,782 shares of Reformation Inc. common stock underlying restricted stock units. These RSUs were granted on April 3, 2025 and will vest in connection with the company’s initial public offering, then settle after lock-up expiration and RSU vesting.

How many RSUs linked to REF stock does Joshua Moore hold and what do they represent?

Joshua Moore holds 67,782 restricted stock units tied to Reformation Inc. common stock. Each RSU represents a contingent right to receive one share of common stock, subject to vesting in connection with the IPO and later settlement conditions.

When do Joshua Moore’s REF RSUs vest and settle?

The RSUs vest in connection with completion of Reformation Inc.’s initial public offering. Settlement occurs on the later of (i) expiration of applicable lock-up agreements with underwriters (or March 15, 2027, if earlier) and (ii) the RSU vesting date.

Does this REF Form 3 show recent insider buying or selling by Joshua Moore?

No recent buying or selling is indicated; the Form 3 reports holdings rather than transactions. It discloses 67,782 RSUs granted on April 3, 2025, which vest and settle based on IPO completion and lock-up-related timing conditions.

What role does Joshua Moore hold at Reformation Inc. (REF) according to this Form 3?

Joshua Moore is identified as the company’s Chief Financial Officer. As an officer, he is required to report his initial beneficial ownership of Reformation Inc. equity securities, which in this filing consists of RSUs convertible into common stock upon vesting and settlement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/29/2026 - 07:55 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Moore Joshua

(Last) (First) (Middle)

5801 S. 2ND ST.

(Street)

VERNON CALIFORNIA 90058

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/29/2026

3. Issuer Name and Ticker or Trading Symbol
Reformation Inc. [ REF ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	67,782(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted on April 3, 2025, which will vest in connection with the completion of the issuer's initial public offering but settle on the later of (i) the expiration of any applicable lock-up agreements with the underwriters (or March 15, 2027, if earlier) and (ii) the vesting date of such RSUs. Each RSU represents a contingent right to receive one share of common stock.

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Christina Halliday, as attorney-in-fact	07/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)