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Executive Alan Todd Roth awarded 4,414 restricted shares at Regency Centers (REG)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Regency Centers Corp. executive Alan Todd Roth, Eastern Regional President and Chief Operating Officer, reported an equity award in the form of a restricted stock grant. On February 3, 2026, he received 4,414 restricted shares of common stock at a price of $0 per share, held directly.

The award is subject to a time-based vesting schedule. According to the footnote, the shares vest 25% per year beginning February 3, 2027, meaning the grant becomes fully vested over four years if the conditions are met.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROTH ALAN TODD

(Last) (First) (Middle)
C/O REGENCY CENTERS CORPORATION
ONE INDEPENDENT DRIVE SUITE 114

(Street)
JACKSONVILLE FL 32202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
REGENCY CENTERS CORP [ REG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
E. Regional Pres. & COO
3. Date of Earliest Transaction (Month/Day/Year)
02/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Grant (1) 02/03/2026 A 4,414 (1) (1) Common Stock 4,414 $0 4,414 D
Explanation of Responses:
1. Shares vest 25% per year beginning February 3, 2027.
Remarks:
/s/Michael R. Herman Attorney-in-Fact 02/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did REG executive Alan Todd Roth report?

Alan Todd Roth reported receiving a restricted stock grant of 4,414 shares of Regency Centers common stock. The grant was recorded on February 3, 2026, at a price of $0 per share and is held directly in his name.

What role does Alan Todd Roth hold at Regency Centers (REG)?

Alan Todd Roth serves as Eastern Regional President and Chief Operating Officer of Regency Centers Corp. This officer position is disclosed in the Form 4 and ties the reported restricted stock grant directly to his executive role at the company.

How many restricted shares did Alan Todd Roth receive from REG?

Alan Todd Roth received a restricted stock grant of 4,414 shares of Regency Centers common stock. Following this grant, his reported beneficial ownership in this award is 4,414 shares, all categorized as directly held derivative securities.

What is the vesting schedule for Alan Todd Roth’s REG restricted stock?

The restricted stock grant vests 25% per year, beginning on February 3, 2027. This means the 4,414 restricted shares will vest in four equal annual installments, becoming fully vested over a four-year period if the vesting conditions are satisfied.

Was there any purchase price for the REG restricted stock granted to Alan Todd Roth?

No purchase price was required for this grant. The Form 4 shows a transaction price of $0 per share for the 4,414 restricted shares, indicating they were awarded as compensation rather than bought in an open-market or cash transaction.

Is Alan Todd Roth’s REG restricted stock held directly or indirectly?

The filing classifies Alan Todd Roth’s ownership of the 4,414 restricted shares as direct (D). No nature-of-ownership footnote indicates an intermediary entity, so the award is reported as held directly rather than through a trust, partnership, or other vehicle.
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