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[Form 3] Rekor Systems, Inc. Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Rekor Systems, Inc. (REKR) CFO ownership disclosure reports the holdings of officer Joseph Nalepa as of an event dated 11/17/2025. He beneficially owns 85,886 shares of common stock, which include 9,999 restricted stock units that vest in equal installments on March 15, 2026, September 2, 2026 and September 2, 2027. He also holds an employee stock option to purchase 6,666 shares of common stock at an exercise price of $4.39 per share, expiring on July 29, 2029, and these options are fully vested. All reported holdings are listed as directly owned.

Positive
  • None.
Negative
  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Nalepa Joseph

(Last) (First) (Middle)
C/O REKOR SYSTEMS, INC.
6721 COLUMBIA GATEWAY DRIVE, SUITE 400

(Street)
COLUMBIA MD 21046

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/17/2025
3. Issuer Name and Ticker or Trading Symbol
Rekor Systems, Inc. [ REKR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 85,886(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right-to-buy) (2) 07/29/2029 Common Stock 6,666 $4.39 D
Explanation of Responses:
1. Includes 9,999 restricted stock units ("RSUs") which vest in equal installments on March 15, 2026, September 2, 2026 and September 2, 2027.
2. The options are fully vested.
/s/ Joseph Nalepa 11/20/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider position does the reporting person hold at Rekor Systems (REKR)?

The reporting person, Joseph Nalepa, is an officer of Rekor Systems, Inc., serving as the company’s CFO.

How many Rekor Systems (REKR) shares does the CFO beneficially own?

The CFO beneficially owns 85,886 shares of Rekor Systems common stock, including certain restricted stock units.

What restricted stock units (RSUs) are included in the CFO’s Rekor (REKR) holdings?

The reported holdings include 9,999 RSUs, which vest in equal installments on March 15, 2026, September 2, 2026, and September 2, 2027.

What stock options does the Rekor (REKR) CFO hold according to this filing?

The CFO holds an employee stock option to buy 6,666 shares of common stock at an exercise price of $4.39 per share, expiring on 07/29/2029.

Are the Rekor (REKR) CFO’s stock options vested?

Yes. The filing states that the options are fully vested, meaning they are currently exercisable under the terms disclosed.

Is the Rekor Systems (REKR) CFO’s ownership reported as direct or indirect?

All of the CFO’s reported holdings, both common stock and stock options, are listed with an ownership form of Direct (D).

Rekor Systems Inc

NASDAQ:REKR

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221.71M
122.04M
3.43%
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10.68%
Software - Infrastructure
Communications Equipment, Nec
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United States
COLUMBIA