Richardson Electronics director plans $28.9K sale

RICHARDSON ELECTRONICS, LTD.

Rhea-AI Filing Summary

RICHARDSON ELECTRONICS, LTD. (RELL) director Kenneth Halverson filed a notice to sell company common stock under Rule 144. The filing covers a proposed sale of 1,500 shares through Fidelity Brokerage Services LLC, with an indicated aggregate value of $28,850.00. The shares were acquired on 01/29/2024 as a stock award from the issuer. The notice also reports that during the prior three months, Halverson sold 5,000 shares for total proceeds of $93,818.59.

Key Figures

Proposed shares to be sold: 1,500 shares Proposed aggregate sale value: $28,850.00 Shares sold in past 3 months: 5,000 shares +2 more

5 metrics

Proposed shares to be sold 1,500 shares Rule 144 notice for planned sale of Richardson Electronics common stock

Proposed aggregate sale value $28,850.00 Aggregate value of the 1,500 shares covered by the Rule 144 notice

Shares sold in past 3 months 5,000 shares Sale reported on 08/03/2026 during the three months preceding the notice

Proceeds from past 3-month sale $93,818.59 Total consideration for 5,000 shares sold on 08/03/2026

Acquisition date of shares to be sold 01/29/2024 Date the 1,500 shares were received as a stock award from the issuer

Key Terms

Rule 144, stock award, attorney-in-fact

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

stock award financial

"Common | 01/29/2024 | Stock Award | Issuer"

attorney-in-fact regulatory

"as attorney-in-fact for Halverson Kenneth"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for RELL director Kenneth Halverson?

It discloses that director Kenneth Halverson plans to sell 1,500 RELL common shares under Rule 144 and reports a prior 5,000-share sale over the past three months.

How many RELL shares are proposed to be sold in this Form 144?

The notice covers a proposed sale of 1,500 shares of Richardson Electronics common stock, with an indicated aggregate value of $28,850.00, to be executed through Fidelity Brokerage Services LLC.

What prior RELL stock sales by Kenneth Halverson are reported in this Form 144?

The filing reports that on 08/03/2026, 5,000 shares of Richardson Electronics common stock were sold for total consideration of $93,818.59 during the preceding three months.

How were the RELL shares to be sold under this Form 144 originally acquired?

The 1,500 shares covered by the notice were acquired on 01/29/2024 as a stock award from Richardson Electronics, with payment method indicated as cash/check on the same date.

Who is executing the planned RELL share sale for Kenneth Halverson?

The proposed sale of 1,500 RELL shares is to be executed through Fidelity Brokerage Services LLC, which is also identified in the signature as attorney-in-fact for Kenneth Halverson.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/20/2026 - 03:11 PM Accepted by SEC EDGAR 08/20/2026 - 03:10 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001588888
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	RICHARDSON ELECTRONICS, LTD.
SEC File Number	000-12906
Address of Issuer	40W267 KESLINGER RD PO BOX 393 LAFOX ILLINOIS 60147
Phone	630 208-2200
Name of Person for Whose Account the Securities are To Be Sold	Halverson Kenneth
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 245 Summer Street Boston MA 02110	1500	28850.00	12520251	08/20/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/29/2024	Stock Award	Issuer			1500	01/29/2024	Cash/ check

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
KENNETH A, HALVERSON 40W267 KESLlNGER ROAD LAFOX IL 60147	RICHARDSON ELECTRONJCS, LTD	08/03/2026	5000	93818.59

144: Remarks and Signature

Remarks
Date of Notice	08/20/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Cristina Garcia, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Halverson Kenneth
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)