STOCK TITAN

ReTo Eco-Solutions closes 550K-share, warrant sale

Additional purchases were subject to pro rata allocation, a $15,000,000 aggregate cap and a $1,000,000 per-investor purchase-price limit on any single trading day.

(Neutral)
(Neutral)
Form Type
6-K

Rhea-AI Filing Summary

ReTo Eco-Solutions, Inc. (RETO) closed an over-allotment offering on September 25, 2026, comprising 550,000 Class A Shares at $1.50 per share and 550,000 warrants with a $2.75 exercise price. Certain investors exercised the additional-purchase option on September 24.

The initial registered direct offering closed September 18 and comprised 10,000,000 Class A Shares and 10,000,000 warrants on the same purchase-price and exercise-price terms. The prospectus supplement registered the entire Over-Allotment Option, including 10,000,000 Class A Shares, 10,000,000 Warrants and up to 90,000,000 Warrant Shares; these registered amounts are distinct from the 550,000 shares and warrants issued in the completed over-allotment offering. Each investor had a right, but not an obligation, to make additional purchases during the 10 calendar-day period immediately following the September 17 agreement, subject to a $15,000,000 aggregate cap, pro rata allocation based on initial purchases and a per-investor limit of $1,000,000 in aggregate purchase price on any single trading day.

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Over-allotment Class A Shares 550,000 shares Offering closed September 25, 2026
Over-allotment Warrants 550,000 warrants Offering closed September 25, 2026
Class A Share purchase price $1.50 per share Over-allotment offering
Warrant exercise price $2.75 Over-allotment offering
Class A Shares included in registered option 10,000,000 shares Prospectus supplement registered the entire Over-Allotment Option
Warrants included in registered option 10,000,000 warrants Prospectus supplement registered the entire Over-Allotment Option
Warrant Shares included in registered option Up to 90,000,000 shares Prospectus supplement registered the entire Over-Allotment Option
Aggregate cap for additional purchases $15,000,000 Applies to additional purchases by all investors
registered direct offering financial
"in connection with a registered direct offering"
A registered direct offering is a way for a company to sell new shares of its stock directly to select investors with regulatory approval. This method allows the company to raise funds quickly and efficiently without needing a public auction, similar to offering exclusive access to a limited number of buyers. For investors, it often provides an opportunity to purchase shares at a favorable price, while giving the company immediate access to capital.
Over-Allotment Option financial
"the “Over-Allotment Option”"
An over-allotment option is a special agreement that allows underwriters to sell more shares than initially planned if demand is high. Think of it like a retailer offering extra units of a popular product to meet additional customer interest. This option helps ensure the full sale is completed and can also give investors extra shares if they want more.
Warrant Shares financial
"up to 90,000,000 Warrant Shares"
Warrant shares are the company stock that can be issued when holders exercise warrants — contracts that give someone the right to buy shares at a set price. Think of a coupon that lets you buy a product later at today’s price; if the market price rises above that set price, the coupon gains value and new shares are created. Investors care because issuing warrant shares can change ownership percentages, raise cash for the company, and offer leveraged upside or extra dilution depending on how the market moves.
prospectus supplement regulatory
"a prospectus supplement dated September 25, 2026"
A prospectus supplement is an additional document provided alongside a company's main offering details, offering updated or extra information about a specific financial product being sold. It helps investors understand the latest terms, risks, and details of the investment, similar to how an update or revision clarifies or expands on original instructions, ensuring they have current and complete information before making a decision.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares and warrants did RETO issue in the over-allotment offering?

The over-allotment offering included 550,000 Class A Shares and 550,000 Warrants. Certain investors exercised the option on September 24, 2026, and the offering closed on September 25, 2026.

What were RETO's share price and warrant exercise price in the offering?

The additional Class A Shares were offered at $1.50 per share, and the Warrants had an exercise price of $2.75.

What securities did RETO's prospectus supplement register for the option?

The prospectus supplement registered the entire Over-Allotment Option, including 10,000,000 Class A Shares, 10,000,000 Warrants and up to 90,000,000 Warrant Shares.

What limits applied to RETO's additional-purchase option?

The option allowed additional purchases during the 10 calendar-day period immediately following the September 17, 2026 agreement. Purchases were subject to pro rata allocation based on each investor's initial purchase, a $15,000,000 aggregate cap for all investors, and a $1,000,000 per-investor aggregate purchase-price limit on any single trading day.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16

UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of September 2026

 

Commission file number: 001-38307

 

RETO ECO-SOLUTIONS, INC.

(Registrant’s name)

 

X-702, 60 Anli Road, Chaoyang District, Beijing

People’s Republic of China 100101

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ☒    Form 40-F ☐

 

 

 

 

 

 

INFORMATION CONTAINED IN THIS FORM 6-K REPORT

 

Entry into Material Agreement 

 

As previously disclosed, on September 17, 2026, ReTo Eco-Solutions, Inc. (the “Company”) entered into a securities purchase agreement (the “Securities Purchase Agreement”) with certain investors in connection with a registered direct offering for the offer and sale of 10,000,000 Class A Shares of the Company, no par value per share (“Class A Shares”) at a purchase price of $1.50 per share, and 10,000,000 Class A Share purchase warrants (“Warrants”), at an exercise price of $2.75, in a registered direct offering (such offering, the “Initial Offering”). The Initial Offering closed on September 18, 2026.

 

Pursuant to the Securities Purchase Agreement, during the ten (10) calendar-day period immediately following the date of the Securities Purchase Agreement, each investor has the right, but not the obligation, to purchase additional Class A Shares and Warrants on the same terms and conditions, including the same purchase price and security composition, as the Class A Shares and Warrants purchased in the Initial Offering, subject to an aggregate cap of $15,000,000 for all such additional purchases by all investors, pro rata allocation based on each investor’s initial purchase at the closing of the Initial Offering, and a per-investor limit of $1,000,000 in aggregate purchase price on any single trading day (the “Over-Allotment Option”).

 

On September 24, 2026, certain investors exercised the Over-Allotment Option and the Company offered an additional 550,000 Class A Shares of the Company at a purchase price of $1.50 per share, and 550,000 Warrants at an exercise price of $2.75 (such offering, the “Over-Allotment Offering” and such securities, the “Over-Allotment Securities”).

 

The Over-Allotment Offering closed on September 25, 2026. The Over-Allotment Securities were offered and issued pursuant to a prospectus supplement dated September 25, 2026 filed with the U.S. Securities and Exchange Commission pursuant to Rule 424(b)(5), supplementing the prospectus included in the Company’s Registration Statement on Form F-3 (Registration No. 333-297016), which was filed with the U.S. Securities and Exchange Commission on June 25, 2026 and became effective on July 8, 2026. The prospectus supplement registered the entire Over-Allotment Option, including 10,000,000 Class A Shares, 10,000,000 Warrants, and up to 90,000,000 Warrant Shares.

 

Appleby, British Virgin Islands counsel to the Company, has issued an opinion to the Company regarding the validity of the Over-Allotment Securities. A copy of the opinion is furnished as Exhibit 5.1 to this Report of Foreign Private Issuer on Form 6-K.

 

The foregoing descriptions of the Securities Purchase Agreement do not purport to be complete and are qualified in their entirety by reference to the form of Securities Purchase Agreement filed as Exhibits 10.1 to the Current Report on Form 6-K filed with the U.S. Securities and Exchange Commission on September 18, 2026, which is incorporated herein by reference.

  

This Current Report on Form 6-K does not constitute an offer to sell or the solicitation of an offer to buy, and these securities cannot be sold in any state or jurisdiction in which this offer, solicitation, or sale would be unlawful prior to registration or qualification under the securities laws of any state or jurisdiction.

 

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EXHIBIT INDEX

 

Exhibit No.   Description
5.1   Opinion of Appleby
10.1   Form of Securities Purchase Agreement (incorporated by reference to Exhibit 10.1 of the Current Report on Form 6-K filed with the Securities and Exchange Commission on September 18, 2026)

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  RETO ECO-SOLUTIONS, INC.
     
Date: September 25, 2026 By: /s/ JOHNNY TIONG SIE WEI
  Name:  JOHNNY TIONG SIE WEI
  Title: Chief Executive Officer

 

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Filing Exhibits & Attachments

1 document

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