STOCK TITAN

Resideo Technologies (REZI) director linked entity awarded 5,468 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sleeper Nathan K reported acquisition or exercise transactions in this Form 4 filing.

RESIDEO TECHNOLOGIES, INC. director Nathan K. Sleeper reported the grant of 5,468 restricted stock units tied to the company’s common stock. These RSUs are scheduled to settle in shares on the earlier of June 3, 2027 or the issuer’s 2027 annual meeting of stockholders, subject to his continued service. Under the disclosed arrangement, Sleeper holds these RSUs for the benefit of CD&R Channel Holdings, L.P. or an affiliate, is obligated to transfer any shares received in settlement to that entity, and therefore disclaims beneficial ownership of the reported securities.

Positive

  • None.

Negative

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Insider Sleeper Nathan K
Role null
Type Security Shares Price Value
Grant/Award Common Stock 5,468 $0.00 --
Holdings After Transaction: Common Stock — 5,468 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSU grant size 5,468 units Restricted stock units granted June 3, 2026
Grant price $0.0000 per share Equity award, not open-market purchase
Post-grant RSU holdings 5,468 units Total RSUs reported following transaction
Earliest settlement date June 3, 2027 RSUs settle earlier of this date or 2027 annual meeting
restricted stock units ("RSUs") financial
"The reported securities represent restricted stock units ("RSUs") which each entitle the Reporting Person to receive a share of Common Stock"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
beneficial ownership financial
"the Reporting Person therefore disclaims beneficial ownership of the reported securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
annual meeting of stockholders financial
"on the earlier of June 3, 2027 or the date of the Issuer's 2027 annual meeting of stockholders"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sleeper Nathan K

(Last)(First)(Middle)
16100 N. 71ST STREET
SUITE 550

(Street)
SCOTTSDALE ARIZONA 85254

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RESIDEO TECHNOLOGIES, INC. [ REZI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/03/2026A5,468A$05,468D(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported securities represent restricted stock units ("RSUs") which each entitle the Reporting Person to receive a share of Common Stock on the earlier of June 3, 2027 or the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's service through such date. The Reporting Person holds the RSUs for the benefit of, and is obligated to transfer the shares of Common Stock received in settlement thereof to, CD&R Channel Holdings, L.P. or an affiliate thereof ("CDR"), and the Reporting Person therefore disclaims beneficial ownership of the reported securities.
/s/ Jeannine J. Lane, as Attorney-in-Fact for Nathan K. Sleeper06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did RESIDEO TECHNOLOGIES (REZI) report for Nathan K. Sleeper?

RESIDEO TECHNOLOGIES reported that director Nathan K. Sleeper was granted 5,468 restricted stock units linked to its common stock. The RSUs were awarded at no cash cost and are structured as equity-based compensation rather than an open-market share purchase or sale.

When do Nathan K. Sleeper’s 5,468 REZI RSUs vest or settle?

The 5,468 RSUs granted in this filing are scheduled to settle into shares of common stock on the earlier of June 3, 2027 or the company’s 2027 annual meeting of stockholders, provided Sleeper continues in service through that settlement date.

Who ultimately benefits from the 5,468 REZI RSUs reported by Nathan K. Sleeper?

Although the RSUs are reported in Nathan K. Sleeper’s name, they are held for the benefit of CD&R Channel Holdings, L.P. or an affiliate. He is obligated to transfer any shares received in settlement to that entity and disclaims beneficial ownership.

Did Nathan K. Sleeper buy or sell REZI shares in the open market?

The reported transaction is a grant of restricted stock units with a zero dollar price per share, not an open-market purchase or sale. It reflects an equity award arrangement rather than a discretionary trading decision in RESIDEO TECHNOLOGIES common stock.

How many REZI shares or units does this Form 4 show after the RSU grant?

The Form 4 shows 5,468 restricted stock units following the reported transaction. These RSUs each entitle the holder to receive one share of RESIDEO TECHNOLOGIES common stock upon settlement, subject to the stated service and timing conditions in the award terms.