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Resideo Technologies (REZI) director reports 5,468 RSUs for CD&R

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Resideo Technologies director John S. Stroup reported an award of 5,468 restricted stock units (RSUs) tied to the company’s common stock. Each RSU will convert into one share of common stock on the earlier of June 3, 2027 or the company’s 2027 annual stockholder meeting, if he continues in service through that date.

The RSUs are held for the benefit of CD&R Channel Holdings, L.P. or an affiliate, and any shares issued on settlement must be transferred to that entity. Stroup therefore disclaims beneficial ownership of these securities.

Positive

  • None.

Negative

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Insider Stroup John S
Role null
Type Security Shares Price Value
Grant/Award Common Stock 5,468 $0.00 --
Holdings After Transaction: Common Stock — 5,468 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs granted 5,468 units Restricted stock units reported for director John S. Stroup
Grant price per share $0.0000 Reported transaction price per share for RSU award
Shares following transaction 5,468 shares Total common stock underlying RSUs following this award
RSU settlement date Earlier of June 3, 2027 or 2027 annual meeting Timing condition for RSU conversion to common stock
restricted stock units ("RSUs") financial
"The reported securities represent restricted stock units ("RSUs") which each entitle the Reporting Person to receive a share of Common Stock"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
beneficial ownership financial
"the Reporting Person therefore disclaims beneficial ownership of the reported securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
annual meeting of stockholders financial
"the earlier of June 3, 2027 or the date of the Issuer's 2027 annual meeting of stockholders"
restricted stock units award financial
"The reported securities represent restricted stock units ("RSUs") which each entitle the Reporting Person to receive a share"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Stroup John S

(Last)(First)(Middle)
16100 N. 71ST STREET
SUITE 550

(Street)
SCOTTSDALE ARIZONA 85254

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
RESIDEO TECHNOLOGIES, INC. [ REZI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/03/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/03/2026A5,468A$05,468D(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported securities represent restricted stock units ("RSUs") which each entitle the Reporting Person to receive a share of Common Stock on the earlier of June 3, 2027 or the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's service through such date. The Reporting Person holds the RSUs for the benefit of, and is obligated to transfer the shares of Common Stock received in settlement thereof to, CD&R Channel Holdings, L.P. or an affiliate thereof ("CDR"), and the Reporting Person therefore disclaims beneficial ownership of the reported securities.
/s/ Jeannine J. Lane, as Attorney-in-Fact for John S. Stroup06/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Resideo Technologies (REZI) report for John S. Stroup?

Resideo Technologies reported that director John S. Stroup received 5,468 restricted stock units (RSUs). Each RSU entitles the holder to one share of common stock upon settlement, subject to service-based conditions and later transfer to a CD&R affiliate.

When do John S. Stroup’s Resideo (REZI) RSUs settle into common stock?

The RSUs settle into common stock on the earlier of June 3, 2027 or Resideo’s 2027 annual meeting of stockholders. Settlement depends on Stroup’s continued service with the company through that applicable date under the award terms.

Does John S. Stroup personally retain beneficial ownership of the 5,468 Resideo (REZI) RSUs?

No. The filing states Stroup holds the RSUs for the benefit of CD&R Channel Holdings, L.P. or an affiliate. He is obligated to transfer any shares received on settlement and therefore disclaims beneficial ownership of the reported securities.

How many Resideo (REZI) shares are covered by John S. Stroup’s new RSU award?

The RSU grant covers 5,468 shares of Resideo common stock. Each restricted stock unit represents the right to receive one share when the service conditions are satisfied and the earlier settlement date is reached.

What type of Form 4 transaction code was used for John S. Stroup’s Resideo (REZI) RSU grant?

The transaction used code “A,” which indicates a grant, award, or other acquisition. This reflects a compensation-related award of 5,468 restricted stock units rather than an open-market purchase of Resideo common shares.