Shareholder files Rule 144 to sell 36,000 shares

A holder of the issuer’s common stock has filed a notice of proposed sale under Rule 144 to sell 36,000 shares through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of $1,018,440.

Rhea-AI Filing Summary

A holder of the issuer’s common stock has filed a notice of proposed sale under Rule 144 to sell 36,000 shares through Goldman Sachs & Co. LLC on the NYSE, with an aggregate market value of $1,018,440. These shares were acquired from the issuer as compensation in the form of restricted stock units on several dates from 2021 through 2025, with payment described as compensation rather than cash.

The notice also reports that 876,876,496 shares of the issuer’s common stock are outstanding; this is a baseline figure, not the amount being sold. The person for whose account the securities are to be sold represents that they do not know of any material adverse information about the issuer’s operations that has not been publicly disclosed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for RF disclose?

The filing discloses that a holder of the issuer’s common stock intends to sell 36,000 shares under Rule 144 through Goldman Sachs & Co. LLC on the NYSE.

How many RF shares are planned to be sold and at what market value?

The notice states that 36,000 shares of common stock are to be sold, with an aggregate market value of $1,018,440.

How were the RF shares being sold under Rule 144 originally acquired?

The shares were acquired from the issuer as compensation via restricted stock units on several dates from 2021 through 2025, with the nature of payment listed as compensation.

How many RF common shares are outstanding according to this notice?

The notice reports that there are 876,876,496 shares of the issuer’s common stock outstanding, which is a baseline outstanding share count.

Which broker and exchange are involved in the planned RF share sale?

The filing lists Goldman Sachs & Co. LLC, located at 200 West Street, New York, NY 10282, as broker, and names the NYSE as the securities exchange.

Does the person selling RF shares under Rule 144 claim to know any undisclosed bad news?

By signing the notice, the person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/22/2026 - 05:11 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001509493
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Regions Financial Corporation
SEC File Number	001-34034
Address of Issuer	1900 Fifth Avenue North Birmingham ALABAMA 35203
Phone	1-800-734-4667
Name of Person for Whose Account the Securities are To Be Sold	William D. Ritter
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	36000	1018440	876876496	01/22/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	04/02/2021	Acquired as compensation -- Restricted Stock Units	Issuer			2100	04/02/2021	Compensation
Common Stock	04/01/2022	Acquired as compensation -- Restricted Stock Units	Issuer			4595	04/01/2022	Compensation
Common Stock	04/01/2023	Acquired as compensation -- Restricted Stock Units	Issuer			27040	04/01/2023	Compensation
Common Stock	04/01/2025	Acquired as compensation -- Restricted Stock Units	Issuer			2265	04/01/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	01/22/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Goldman Sachs & Co. LLC on behalf of William D. Ritter
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)