STOCK TITAN
  1. Home
  2. Sec-filings
  3. RF
  4. [Form 3] REGIONS FINANCIAL CORP Initial Statement of Beneficial Ownership

Regions Financial (RF) SEVP reports 100K restricted stock units in Form 3

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

REGIONS FINANCIAL CORP executive Angela R. Santone filed an initial ownership report showing she holds restricted stock units tied to the company’s common stock. These units represent a contingent right to receive 100,568.3134 shares of common stock if vesting conditions are met.

The filing notes 82,747 restricted stock units awarded on July 1, 2025 that vest in three equal installments on July 1, 2026, July 1, 2027, and July 1, 2028, subject to a service requirement. It also includes 15,332 restricted stock units awarded on April 1, 2026 that vest on April 1, 2029, subject to both continued service and performance thresholds measured from January 1, 2026 through December 31, 2028. Some units reflect quarterly cash dividends that were reinvested in additional restricted stock units.

Positive

  • None.

Negative

  • None.
Insider Santone Angela R.
Role SEVP
Type Security Shares Price Value
holding Restricted Stock Units -- -- --
Holdings After Transaction: Restricted Stock Units — 100,568.313 shares (Direct, null)
Footnotes (1)
  1. 82,747 restricted stock units awarded on July 1, 2025, to be settled in shares of common stock in three equal installments as of July 1, 2026, July 1, 2027, and July 1, 2028, subject to a service requirement; and 15,332 restricted stock units awarded on April 1, 2026, to be settled in shares of common stock as of April 1, 2029, subject to a service requirement, with the number of shares to be delivered upon vesting contingent upon the issuer meeting certain performance thresholds during the period from January 1, 2026 through December 31, 2028. Includes quarterly cash dividends that were reinvested in restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock.
RSUs underlying shares 100,568.3134 shares Contingent right to receive common stock
July 1, 2025 RSU award 82,747 units Vesting in three equal installments 2026–2028, service-based
April 1, 2026 RSU award 15,332 units Vest April 1, 2029, service and performance-based
Performance period January 1, 2026–December 31, 2028 Determines vesting for April 1, 2026 award
Installment vesting dates July 1, 2026; 2027; 2028 Three equal installments for 2025 RSU grant
Final vesting date April 1, 2029 Settlement date for 2026 RSU grant if conditions met
Restricted Stock Units financial
"82,747 restricted stock units awarded on July 1, 2025, to be settled"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
service requirement financial
"in three equal installments as of July 1, 2026, July 1, 2027, and July 1, 2028, subject to a service requirement"
performance thresholds financial
"with the number of shares to be delivered upon vesting contingent upon the issuer meeting certain performance thresholds"
quarterly cash dividends financial
"Includes quarterly cash dividends that were reinvested in restricted stock units."
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of common stock."
Understanding Insider Trading Forms →
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Santone Angela R.
(Last)(First)(Middle)
1900 5TH AVENUE NORTH
(Street)
BIRMINGHAM ALABAMA 35203
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
04/15/2026		3. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [ RF ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SEVP
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1) (1)Common Stock100,568.3134(2)(3)D
Explanation of Responses:
1. 82,747 restricted stock units awarded on July 1, 2025, to be settled in shares of common stock in three equal installments as of July 1, 2026, July 1, 2027, and July 1, 2028, subject to a service requirement; and 15,332 restricted stock units awarded on April 1, 2026, to be settled in shares of common stock as of April 1, 2029, subject to a service requirement, with the number of shares to be delivered upon vesting contingent upon the issuer meeting certain performance thresholds during the period from January 1, 2026 through December 31, 2028.
2. Includes quarterly cash dividends that were reinvested in restricted stock units.
3. Each restricted stock unit represents a contingent right to receive one share of common stock.
Remarks:
Ex. 24: Power of Attorney
/s/ Elizabeth H. Townsend - Attorney-in-Fact04/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does the Form 3 filing by REGIONS FINANCIAL CORP (RF) executive Angela Santone show?

The Form 3 shows Angela R. Santone’s initial ownership of restricted stock units representing 100,568.3134 underlying shares of Regions common stock. These units vest over time and are subject to service and, for some awards, performance conditions before shares are delivered.

How many Regions Financial (RF) restricted stock units does Angela Santone currently report?

Angela R. Santone reports restricted stock units linked to 100,568.3134 underlying shares of Regions common stock. Each unit represents a contingent right to receive one share, subject to vesting based on service and, for certain grants, specified performance thresholds over a defined period.

What are the key terms of the July 1, 2025 restricted stock unit award at Regions Financial (RF)?

The July 1, 2025 award grants 82,747 restricted stock units to Angela Santone. These are scheduled to be settled in common shares in three equal installments on July 1, 2026, July 1, 2027, and July 1, 2028, provided she satisfies a continuing service requirement.

How is the April 1, 2026 restricted stock unit grant at Regions Financial (RF) structured?

The April 1, 2026 grant covers 15,332 restricted stock units that settle in common shares on April 1, 2029. Vesting is subject to a service requirement and contingent on Regions Financial meeting performance thresholds for the period January 1, 2026 through December 31, 2028.

Do Regions Financial (RF) restricted stock units for Angela Santone include reinvested dividends?

Yes. The reported restricted stock unit holdings include additional units from quarterly cash dividends that were reinvested. Instead of cash, these dividends increased the number of restricted stock units, which will convert into shares if the applicable vesting conditions are satisfied.

What does each restricted stock unit represent in the Regions Financial (RF) Form 3?

Each restricted stock unit represents a contingent right to receive one share of Regions Financial common stock. Actual share delivery depends on satisfying service-based vesting conditions and, for certain awards, achieving defined performance thresholds over the stated measurement period.