STOCK TITAN

Regions Financial (NYSE: RF) SEVP Ritter sells 36,000 shares at $28.78

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Regions Financial Corp senior executive vice president William D. Ritter reported selling common stock in the company. On January 22, 2026, he sold 36,000 shares of Regions common stock in an open-market transaction at a weighted average price of $28.7795 per share, with individual sale prices ranging from $28.76 to $28.825. After this sale, he directly held 17,569 shares of common stock and indirectly held 1,391.3389 shares through a 401(k) plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ritter William D.

(Last) (First) (Middle)
P. O. BOX 10247

(Street)
BIRMINGHAM AL 35202-0247

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [ RF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SEVP
3. Date of Earliest Transaction (Month/Day/Year)
01/22/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/22/2026 S 36,000 D $28.7795(1) 17,569 D
Common Stock 1,391.3389 I By 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $28.76 to $28.825. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
Remarks:
Exhibit 24 - Power of Attorney
/s/ Elizabeth H. Townsend - Attorney-in-Fact 01/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did RF executive William D. Ritter report?

William D. Ritter, a senior executive vice president at Regions Financial Corp (RF), reported an open-market sale of 36,000 shares of the company’s common stock on January 22, 2026.

At what price did William D. Ritter sell Regions Financial (RF) shares?

The 36,000 Regions Financial common shares were sold at a weighted average price of $28.7795 per share, with individual sale prices ranging from $28.76 to $28.825.

How many Regions Financial shares does William D. Ritter hold after the sale?

Following the reported sale, William D. Ritter directly owned 17,569 shares of Regions Financial common stock and indirectly held 1,391.3389 shares through a 401(k) plan.

What is William D. Ritter’s role at Regions Financial Corp (RF)?

William D. Ritter is reported as an officer of Regions Financial Corp with the title Senior Executive Vice President (SEVP).

Was the reported RF insider transaction a buy or a sell?

The Form 4 shows a transaction code “S”, indicating that William D. Ritter sold shares of Regions Financial common stock.

How are the sale prices for William D. Ritter’s RF transaction described?

The filing notes that the reported price is a weighted average for multiple trades, with specific sale prices ranging from $28.76 to $28.825 per share, and that full trade details are available upon request.

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