STOCK TITAN
  1. Home
  2. Sec-filings
  3. RF
  4. [Form 4] REGIONS FINANCIAL CORP Insider Trading Activity

Regions Financial (RF) director Ruth Ann Marshall awarded 5,404 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Regions Financial Corp director Ruth Ann Marshall received a grant of restricted stock units as part of her compensation. On this Form 4, she acquired 5,404 restricted stock units, each representing a contingent right to receive one share of common stock. These units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in common shares when her service as a director ends under her deferral election. After this award and related dividend reinvestments, she holds a total of 68,462.4949 restricted stock units directly.

Positive

  • None.

Negative

  • None.
Insider MARSHALL RUTH ANN
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 5,404 $0.00 --
Holdings After Transaction: Restricted Stock Units — 68,462.495 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan. Includes quarterly cash dividends that have been reinvested in restricted stock units.
RSUs granted 5,404 units Restricted stock unit award on May 11, 2026
RSU price $0.00 per unit Grant/award acquisition with no cash paid
Underlying shares 5,404 shares Common stock underlying new restricted stock units
RSUs after transaction 68,462.4949 units Total restricted stock units directly held after award
Vesting date 2027 Annual Meeting Units vest on date of 2027 Annual Meeting of Shareholders
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of common stock."
service requirement financial
"The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares..."
Directors' Deferred Restricted Stock Unit Plan financial
"...in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan."
quarterly cash dividends financial
"Includes quarterly cash dividends that have been reinvested in restricted stock units."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MARSHALL RUTH ANN
(Last)(First)(Middle)
P. O. BOX 10247
(Street)
BIRMINGHAM ALABAMA 35202-0247
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [ RF ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/11/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/11/2026A5,404 (2) (2)Common Stock5,404$068,462.4949(3)D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of common stock.
2. The restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders, subject to a service requirement, and will be settled in shares of common stock upon the reporting person's termination of service as a director in accordance with the reporting person's irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan.
3. Includes quarterly cash dividends that have been reinvested in restricted stock units.
Remarks:
/s/ Elizabeth H. Townsend - Attorney-in-Fact05/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Regions Financial (RF) report for Ruth Ann Marshall?

Regions Financial reported that director Ruth Ann Marshall received 5,404 restricted stock units as a grant. Each unit represents a contingent right to one share of common stock, increasing her directly held restricted stock units to 68,462.4949 after this award and dividend reinvestments.

How many restricted stock units does Ruth Ann Marshall hold after this Form 4 for RF?

After this transaction, Ruth Ann Marshall holds 68,462.4949 restricted stock units directly. This total includes the new 5,404-unit grant plus prior units and quarterly cash dividends that were reinvested in additional restricted stock units over time.

When do the newly granted restricted stock units for Regions Financial (RF) vest?

The newly granted restricted stock units vest on the date of the 2027 Annual Meeting of Shareholders. Vesting is subject to a service requirement, meaning Marshall must continue serving as a director through that meeting for the units to become fully earned.

How will Ruth Ann Marshall’s Regions Financial (RF) RSUs be settled?

The restricted stock units will be settled in shares of common stock upon her termination of service as a director. Settlement follows her irrevocable deferral election under the Regions Financial Corporation Directors' Deferred Restricted Stock Unit Plan, which governs timing and form of delivery.

What does each restricted stock unit represent in this RF insider filing?

Each restricted stock unit represents a contingent right to receive one share of Regions Financial common stock. The rights become payable in stock once vesting conditions and service requirements are met and settlement occurs under the applicable deferred restricted stock unit plan.