[Form 4] Regions Financial Corp. Insider Trading Activity

Rhea-AI Filing Summary

Regions Financial Corp. (RF) reporting person Tara A. Plimpton, SEVP & Chief Legal Officer, reported a transaction on 08/27/2025 that disposed of 1,875 shares of Regions common stock via a Code G (gift) at an effective price of $0.0000. Following the reported disposition, Plimpton beneficially owned 74,543 shares. The Form 4 was signed by an attorney-in-fact on 08/28/2025.

Positive

• Timely disclosure filed the day after the transaction (transaction 08/27/2025; filing signed 08/28/2025)
• Clear reporting of a Code G gift with price shown as $0.0000, indicating a non-sale transfer

Negative

• Reduction in insider holdings by 1,875 shares, lowering beneficial ownership to 74,543 shares

Insights

Corporate Governance Expert

TL;DR: Routine insider gift reducing direct holdings modestly; disclosure appears timely.

The Form 4 shows a Code G disposition of 1,875 shares by the issuer's SEVP & Chief Legal Officer, with a post-transaction beneficial ownership of 74,543 shares. The filing was executed by an attorney-in-fact on 08/28/2025 for a transaction dated 08/27/2025, which is consistent with standard insider reporting procedures. This report documents a personal transfer (gift) rather than a sale, and does not, by itself, indicate compensation changes or governance actions at the company.

Securities Analyst

TL;DR: Transaction is a non-sale gift by an officer; impact on outstanding shares and control is negligible.

The filing records a $0.0000 price disposal under Code G for 1,875 common shares. The remaining beneficial holding is reported as 74,543 shares and the ownership form is listed as direct. There are no derivative instruments reported. From a market and capital-structure perspective, this single gift is small and does not alter reported derivative exposure or signal a compensatory transaction.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Plimpton Tara A

(Last) (First) (Middle)

P. O. BOX 10247

(Street)

BIRMINGHAM AL 35202-0247

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [ RF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SEVP & Chief Legal Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/27/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/27/2025		G		1,875	D	$0.0000	74,543	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

sec16poa_plimpton.txt

	/s/ Elizabeth H. Townsend - Attorney-in-Fact	08/28/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Tara A. Plimpton report on Form 4 for RF?

The Form 4 reports a Code G (gift) disposition of 1,875 shares of Regions Financial Corp. on 08/27/2025, with 74,543 shares owned after the transaction.

What does Code G mean on the Form 4 filed for RF?

Code G indicates the reported shares were disposed of as a gift, and the transaction price is shown as $0.0000.

When was the Form 4 for RF signed and by whom?

The Form 4 was signed by an Attorney-in-Fact, Elizabeth H. Townsend, on 08/28/2025 for the transaction dated 08/27/2025.

Did the Form 4 report any derivative transactions for RF?

No. Table II for derivative securities shows no derivative instruments were reported in this filing.

How many shares does the reporting person own after the transaction?

The reporting person beneficially owned 74,543 shares of Regions Financial Corp. following the reported disposition.