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Regions Financial (RF) awards long-term RSUs to chief legal officer

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Plimpton Tara A reported acquisition or exercise transactions in this Form 4 filing.

Regions Financial Corp reported that SEVP & Chief Legal Officer Tara A. Plimpton received a grant of 15,332 restricted stock units tied to the company’s common stock. Each unit represents a contingent right to one share, with no cash paid at grant.

The restricted stock units vest on April 1, 2029, if she remains employed and if Regions meets defined performance thresholds for the period from January 1, 2026 through December 31, 2028. Following this award, her directly held restricted stock unit balance is 70,881.9875 units, including units from reinvested quarterly cash dividends.

Positive

  • None.

Negative

  • None.
Insider Plimpton Tara A
Role SEVP & Chief Legal Officer
Type Security Shares Price Value
Grant/Award Restricted Stock Units 15,332 $0.00 --
Holdings After Transaction: Restricted Stock Units — 70,881.988 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest on April 1, 2029, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2026 through December 31, 2028. Includes quarterly cash dividends that were reinvested in restricted stock units.
RSUs granted 15,332 units Restricted stock unit award to Tara A. Plimpton on April 1, 2026
Post-grant RSU holdings 70,881.9875 units Total directly held restricted stock units after the award
Vesting date April 1, 2029 Scheduled vesting date for the new RSU award
Performance period Jan 1, 2026–Dec 31, 2028 Period over which performance thresholds must be met
RSU-to-share ratio 1 unit : 1 share Each RSU represents a contingent right to one share of common stock
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of common stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share of common stock."
performance thresholds financial
"The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period"
service requirement financial
"The restricted stock units vest on April 1, 2029, subject to a service requirement."
quarterly cash dividends financial
"Includes quarterly cash dividends that were reinvested in restricted stock units."
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Plimpton Tara A
(Last)(First)(Middle)
P. O. BOX 10247
(Street)
BIRMINGHAM ALABAMA 35202-0247
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
REGIONS FINANCIAL CORP [ RF ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SEVP & Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/01/2026A15,332 (2) (2)Common Stock15,332$070,881.9875(3)D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of common stock.
2. The restricted stock units vest on April 1, 2029, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2026 through December 31, 2028.
3. Includes quarterly cash dividends that were reinvested in restricted stock units.
Remarks:
/s/ Elizabeth H. Townsend - Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did RF’s Tara Plimpton report on this Form 4?

Tara A. Plimpton reported receiving 15,332 restricted stock units as a compensation award. These units are tied to Regions Financial common stock and involve no cash purchase, reflecting a stock-based incentive aligned with long-term company performance and her continued service.

When do Tara Plimpton’s new Regions Financial (RF) RSUs vest?

The newly granted restricted stock units vest on April 1, 2029, if service conditions are met. Actual share delivery also depends on Regions Financial achieving specified performance thresholds over the 2026–2028 measurement period, making this a long-term, performance-based award.

How many RF restricted stock units does Tara Plimpton hold after this grant?

After the grant, Tara Plimpton directly holds 70,881.9875 restricted stock units. This total includes the newly awarded 15,332 units plus prior awards and additional units accumulated from quarterly cash dividends that were automatically reinvested into restricted stock units.

What does each Regions Financial (RF) restricted stock unit represent for Tara Plimpton?

Each restricted stock unit represents a contingent right to receive one share of Regions Financial common stock. The units do not pay cash and only convert into shares if both the vesting date is reached and the specified service and performance conditions are satisfied.

What performance period applies to Tara Plimpton’s new RF RSU award?

The award’s performance condition is measured over January 1, 2026 through December 31, 2028. The number of shares ultimately delivered at vesting on April 1, 2029 depends on Regions Financial meeting certain performance thresholds during this specific three-year period.