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RF Industries (NASDAQ: RFIL) CFO reports tax withholding of 526 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

R F Industries Ltd Chief Financial Officer Peter Yin reported three tax-withholding dispositions of common stock, totaling 526 shares, on July 11 and July 13, 2026. Shares were withheld at prices of $17.43 and $15.76 per share to satisfy tax obligations, not as open‑market sales. Following these transactions, Yin holds 131,748 shares of R F Industries common stock directly.

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Insider Yin Peter
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Common Stock 118 $15.76 $2K
Tax Withholding Common Stock 144 $17.43 $3K
Tax Withholding Common Stock 264 $17.43 $5K
Holdings After Transaction: Common Stock — 131,748 shares (Direct)
Footnotes (1)
Tax-withholding shares 526 shares Total common shares delivered for tax obligations in July 2026
Tax-withholding tranche 144 shares at $17.43 Common stock disposition on July 11, 2026
Tax-withholding tranche 264 shares at $17.43 Common stock disposition on July 11, 2026
Tax-withholding tranche 118 shares at $15.76 Common stock disposition on July 13, 2026
Post-transaction holdings 131,748 shares Directly owned RF Industries common stock after July 13, 2026 transaction
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition" for each entry"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Payment of exercise price or tax liability by delivering securities financial
"transaction_code_description: "Payment of exercise price or tax liability by delivering securities""
non-derivative financial
"transaction_type is listed as "non-derivative" for each transaction"
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FAQ

What did RFIL Chief Financial Officer Peter Yin report in this Form 4?

Peter Yin reported three tax-withholding dispositions of R F Industries common stock totaling 526 shares. These transactions were used to satisfy tax obligations and were not open-market sales, and he continues to hold a substantial direct equity position.

How many RFIL shares were involved in Peter Yin’s recent insider transactions?

The filings show a total of 526 shares of R F Industries common stock withheld for taxes. The dispositions occurred in three tranches of 144, 264, and 118 shares as part of compensation-related tax-withholding events.

Were Peter Yin’s RFIL transactions open-market sales or tax withholdings?

All reported transactions were tax-withholding dispositions coded “F,” not open-market sales. The shares were delivered to cover tax liabilities associated with equity compensation, consistent with the description “Payment of exercise price or tax liability by delivering securities.”

What RFIL share price levels were used for Peter Yin’s tax-withholding dispositions?

The tax-withholding dispositions used share prices of $17.43 and $15.76 per RFIL share. These prices are disclosure values for the withholding calculations and do not, by themselves, indicate broader trading activity by the CFO in the open market.

How many RFIL shares does Peter Yin own after these transactions?

After the reported tax-withholding dispositions, Peter Yin directly owns 131,748 shares of R F Industries common stock. This post-transaction holding reflects his remaining equity stake following the delivery of 526 shares to satisfy tax obligations.

On what dates did RFIL CFO Peter Yin’s reported tax-withholding transactions occur?

The transactions took place on July 11, 2026 and July 13, 2026. Two dispositions occurred on July 11 and one on July 13, all classified as tax-withholding events rather than discretionary open-market purchases or sales of RFIL shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yin Peter

(Last)(First)(Middle)
16868 VIA DEL CAMPO COURT
SUITE 200

(Street)
SAN DIEGO CALIFORNIA 92127

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
R F INDUSTRIES LTD [ RFIL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/11/2026F144D$17.43132,130D
Common Stock07/11/2026F264D$17.43131,866D
Common Stock07/13/2026F118D$15.76131,748D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Peter Yin07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)