STOCK TITAN

R F Industries grants 7,850 restricted shares

R F INDUSTRIES director Mark Keith Holdsworth received 7,850 restricted shares that vest in about one year or at the next annual meeting.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

R F INDUSTRIES LTD (symbol: RFIL) is the issuer of record for a Form 4 filing submitted to the SEC. Holdsworth Mark Keith reported acquisition or exercise transactions in this Form 4 filing.

R F INDUSTRIES LTD (RFIL) reported that director Mark Keith Holdsworth received a grant of 7,850 shares of restricted common stock on September 10, 2026. The restricted stock vests on the earlier of one year from the grant date or the company’s next annual meeting of stockholders.

After this award, Holdsworth holds 125,209 common shares directly, and additional indirect holdings of 60,218 shares through The Holdsworth Family Living Trust and 710,088 shares through THG Securities Fund, L.P. No transactions were reported under a Rule 10b5-1 trading plan.

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Insider Holdsworth Mark Keith
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 7,850 $0.00 $0.00
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 125,209 shares (Direct); Common Stock — 60,218 shares (Indirect, By The Holdsworth Family Living Trust); Common Stock — 710,088 shares (Indirect, By THG Securities Fund, L.P.)
Footnotes (1)
  1. F1. The restricted stock vests on the earlier of (i) one year from the date of grant, or (ii) the Issuer's next annual meeting of stockholders.
Restricted shares granted 7,850 shares Grant of restricted common stock to director on September 10, 2026
Grant price per share $0.00 per share Reported transaction price for the restricted stock award
Direct holdings after grant 125,209 shares Common stock directly owned by Holdsworth following the September 10, 2026 grant
Indirect holdings via family trust 60,218 shares Common stock held indirectly by The Holdsworth Family Living Trust
Indirect holdings via THG Securities Fund, L.P. 710,088 shares Common stock held indirectly by THG Securities Fund, L.P.
Vesting period Earlier of 1 year from grant or next annual meeting Vesting condition for the 7,850 restricted shares
restricted stock financial
"The restricted stock vests on the earlier of (i) one year from the date"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
annual meeting of stockholders regulatory
"or (ii) the Issuer's next annual meeting of stockholders."
indirect ownership financial
"Indirect ownership reported as By The Holdsworth Family Living Trust"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did RFIL director Mark Keith Holdsworth report?

He reported a grant of 7,850 shares of restricted common stock of R F INDUSTRIES LTD on September 10, 2026, classified as a grant or award acquisition, with no cash purchase price reported.

When do the newly granted RFIL restricted shares to Holdsworth vest?

The restricted stock vests on the earlier of one year from the September 10, 2026 grant date or R F INDUSTRIES LTD’s next annual meeting of stockholders, according to the filing’s footnote.

How many RFIL shares does Holdsworth own directly after this Form 4 transaction?

Following the grant, Mark Keith Holdsworth directly owns 125,209 shares of R F INDUSTRIES LTD common stock, as reported in the Form 4’s post-transaction direct holding line.

What indirect RFIL shareholdings are reported for Holdsworth?

He has 60,218 shares held indirectly through The Holdsworth Family Living Trust and 710,088 shares held indirectly through THG Securities Fund, L.P., both reported as indirect ownership positions in common stock.

Was Holdsworth’s RFIL stock grant made under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is marked such that no Rule 10b5-1 trading plan is reported in connection with these transactions.

Did the RFIL Form 4 report any stock sales by Holdsworth?

No stock sales were reported. The Form 4 shows one acquisition of 7,850 restricted shares and separate lines reflecting existing indirect holdings; the transaction summary lists no sells or net selling direction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Holdsworth Mark Keith

(Last)(First)(Middle)
16868 VIA DEL CAMPO COURT
SUITE 200

(Street)
SAN DIEGO CALIFORNIA 92127

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
R F INDUSTRIES LTD [ RFIL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/10/2026A7,850(1)A$0125,209D
Common Stock60,218IBy The Holdsworth Family Living Trust
Common Stock710,088IBy THG Securities Fund, L.P.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The restricted stock vests on the earlier of (i) one year from the date of grant, or (ii) the Issuer's next annual meeting of stockholders.
/s/ Mark Holdsworth09/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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